Table of Contents
THE ACCOUNT OF A VISIT MADE TO FORTIFY FLORENCE: A LETTER TO THE AMBASSADOR OF THE REPUBLIC IN
ME m
TERCETS ON AMBITION 735
TERCETS ON INGRATITUDE OR ENVY 740
TERCETS ON FORTUNE 745
THE [GOLDEN] ASS 750
MACHIAVELLI’S COMEDIES 773
MANDRAGOLA 776
A
ARTICLES FOR A PLEASURE COMPANY 865
BELFAGOR, THE DEVILWHO MARRIED 869
CARNIVAL SONGS (five songs) 878
FAMILIAR LETTERS (all given are complete} 883
A SONNET TO MESSER BERNARDO HIS FATHER 1012
TWO SONNETS TO GIULIANO, SON OF LORENZO
DE’MEDICI 1013
A THIRD SONNET TO GIULIANO 1015
SERENADE 1016
VOLUME THREE Page
THE HISTORY OF FLORENCE 1025
THE NATURES OF FLORENTINE MEN 1436
WORDS TO BE SPOKEN ON THE LAW FOR APPROPRIAT,
ING MONEY 1439
FIRST DECENNALE, ten years of Florentine history. 1494,1504 1444
SECOND DECENNALE,five years of Florentine history. 1504,1509. 1457
EPIGRAM, PIERO SODERINI 1463
EPIGRAM, ARGUS, on the release of Francis I 1463
PREFACE
The Translation
The first duty of a translator is to bring over into his own tongue what his author says. But this statement is deceptively simple. Shall the rendering be free or close! At its worst, free means a hasty paraphrase, often perversion or absolute error. At its best, freedom exacts such Jamil.,, iarity with the language of the text that its lesser shades of meaning appear in English as idiomatic as is the original Italian. Close may be taken to indicate a word.,,for.,,word transfer that is no language, obscuring sense and obliterating distinction. Or close may imply such sympathy with the great work that its significance and even its individual qualities come out in the substituted language. The best free version and the best close version have in common a demand for labor such that on a word or a sentence the translator may multiply the time that went into its original setting down. To defend either free or close rendering, not seldom an attempt to justify slight ejfort, obscures the translator’s prime duty: to do the best he can for his author, whether freely or closely.
Desiring to put before a twentieth.,,century audience precisely what was penned more than four centuries earlier, the worker is now and then obliged to ask: Can this be what Machiavelli wrote! He may curb his doubts, contenting himself with what is printed in an accepted text; or he may allow himself to attempt textual investigation. The ideal translator first edits the best critical text; I regret that I have not carried on such double labor. Yet I have seen enough to conclude that, heavy as is our debt to Mazzoni and Casella for their text of the literary and historical works (1929), their labors are not final. In some cases I have chosen to follow the first printed editions. Now and then-and this has been more often in works not edited by Mazzoni and Casella-I have translated what seems to be the meaning, always with a note of warning.
The hope to naturalize in his own idiom the stylistic qualities and the spirit of a great work is the translator’s will.,,o’.,,the.,,wisp. So seldom does it happen, that the man who believes he has accomplished it is likely to be a victim of selj…delusion. Yet one is still in duty bound to strive for some shadow of the original t.fJect. But since a translator can attain no more than a shadow, a reader’s competence in a foreign language can be set low-
X Preface
indeed, very low-before he is well advised to read only versions in his own tongue. As commentaries such versions have their place. But we can suppose them equivalent to their prototypes only when we imagine that translators are stylists with the power of the geniuses they interpret, and as; sume that the English and Italian languages are alike in their resources. To expect from a translation the effect of an original is to demand an English PRINCE written by Machiavelli himself. My English PRINCE and MANDRAGOLA cannot satisfy such a demand.
Machiavelli subtly exploited the possibilities, including the colloquial qualities, of Florentine speech; such is his command of word order that through inversion he can get emphasis without appearing to use resources not at the command of any normal speaker. Some of his effective devices, such as the verb at the beginning of the sentence, can seldom be carried into English; non,,,idiomatic English hardly renders idiomatic Italian. I hope readers will forgive something to my effort to secure Machiavellian em; phasis. Since most translators of THE PRINCE and the other works make little effort-to my ear-to bring over into their own tongue the qua[; ities of Machiavelli’s style, an effort to do so deserves some lenience.
If a reader is to grasp the qualities depending on union of language and content, to appreciate the greatness diffused through every part of a great work and supported continually by such details as the word order, he must turn to the original. In a lifetime of translating, I have learned by ex; perience what poor things translations are; yet I have learned also how much-like many humble things-they are needed. If a translator is entitled to a crown, its jewels are readers who by his effort have been persuaded, or driven, to read the great originals in the languages of their conception.
The Works Included
The present edition includes all of the works on which depends the fame of Machiavelli, and a considerable number of the secondary writings. To attempt completeness would be of little value to most readers of translations. For example, the D1scouRSE ABOUT OUR LANGUAGE, even if the translator were convinced that Machiavelli wrote it, is so concerned with the Italian of Florence that it is of slight value to one who does not know the language. Passages of general application that might be assigned to Niccolo are weaker expressions of what appears in other works, such as the sugges; tions on the nature of comedy, given more fully, clearly, and characteris,,, tically in the Address to the Reader preceding CLIZIA. Other pieces
Preface xi
sometimes printed in Italian were evidently never brought to a state approved for publication, such as pages for Books Nine and later of the HISTORY OF FLORENCE. Parts of this material are clearly only notes and sketches. There are also notes collected from reading, probably without special in.,, tention, such as the SENTENZE DIVERSE or VARIOUS MAXIMS. Other notes depend largely on conversation and observation; they could be shown to government officials in need of briefing,for example the SUMMARY OF THE AFFAIRS OF THE CITY OF LuccA and ON THE NATURE
OF THE GAULS. The latter bears as well on topics in the DISCOURSES. Such writings shade insensibly into the reports and letters Machiavelli wrote as Florentine secretary, in some of which he is hardly more than penman. Among this varied material, I have tried to select what seemed most interesting and most nearly completed by its author.
In making such a selection, and still more in dealing with the best known of his writings, one meets difficulties rising from Machiavelli’s slight interest in printing his works. The first DECENNALE, MANDRAGOLA, and THE ART OF WAR were published during his lifetime. Study of the text of MANDRAGOLA suggests that if he read proof at all, he did it carelessly. Of the major writings left unprinted, we must always ask: Did he leave a manuscript that he considered entirely ready for the printer? What changes did his grandson and others concerned in publication make in the manuscript versions? About the text of any work not published by its author, uncertainty is not to be avoided.
Among the pieces seldom or never translated that I offer, I have been generous with those in verse, and with others of literary quality. The world over, Machiavelli has been known as historian and political thinker; indeed, he himself said he had a passion for politics. But he was also a poet, as is proclaimed by MANDRAGOLA, still sometimes passed over in silence even by learned and devoted students of the political writings, though when it is mentioned it is accepted as perhaps the first, certainly one of the greatest, of Italian comedies. Anyone who reads Machiavelli should have at hand the Secretary’s literary works, and not merely because they present a side of the man little known, but because they react powerfully on our judgments of his historical and political compositions.
Notes and Index
The notes are not primarily factual, being intended to suggest something
xii Preface
about Machiavelli, such as his method of using Livy’s HISTORY, or to explain difficulties in reading.
The index has been especially designed to supply cross references, so that all passages in which Machiavelli deals with any topic can easily be brought together. I have omitted factual matters of secondary importance in order to devote more space to the pmentation of Machiavelli’s thought.
TEXTS USED IN TRANSLATING
TUTTE LE OPERE STORICHE E LETTERARIE DI NICCOLO
MACHIAVELLI, a cura di Guido Mazzoni t Mario Casella, Firenze 1929.
TUTTE LE OPERE di Niccolo Machiavelli, a cura di Francesco Flora e di Carlo Cordie, 1959, 1960 (to be completed).
LE OPERE DI NICCOLO MACHIAVELLI, per cura di P. Fanfani e di L. Passerini e di G. Milanesi, Firenze 1873,,77 (incomplete).
0PERE DI NICCOLO MACHIAVELLI, Italia 1813.
0PERE MINORI DI N1cc0Lo MACHIAVELLI, con note di F. L.
Polidori, Firenze 1852.
IL PRINCIPE DI NICCOLO MACHIAVELLI, Firenze (Giunta) 1532.
IL PRINCIPE DI NiccoLb MACHIAVELLI, Rome (Blado) 1532.
DISCORSI DI NICCOLO MACHIAVELLI, Firenze (Giunta) 1531.
LIBRO DELLA ARTE DELLA GUERRA DI NICCOLO MACHIAVELLI,
Firenze (Giunta} 1524.
CoMEDIA DI CALLIMACO & DI LUCRETIA, [ Firenze ?] [ 1524 ?].
MANDRAGOLA, a cura di S. Debenedetti, Strasburgo (Bibliotheca Romanica).
N1cc0Lo MACHIAVELLI, !STORIE F10RENTINE, per cura di
Plinio Carli, Firtnze 1927.
Niccolo Machiavelli, LETTERE F AMILIARI pubblicate per cura di Edoardo Lisio, Firenze 1883.
Niccolo Machiavelli, LETTERE F AMILIARI, a cura di Gerolamo Lazzeri, Milano 1923.
MachiavtlU, LETTERE, [a cura li Giuseppe Ltsca], Firenze 1929. Niccolo Machiavelli, LETTERE, a cura di Franco Gaeta, Milano 1961. Ortste Tommasini, LA VITAE GLI ScRITTI DI N1cc0Lo MACHI-‘
AVELLI, vol. 2, parte 2, Appendice, Roma 1911.
Pasquale Villari, N1cc0Lo MACHIAVELLI … illustrati con nuovi documtnti, Milano 1912,,1914.
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VOLUME ONE
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A PR.OVISION FOR. INFANTR.Y
[A selection from the Preamble]
[Dated 6 December 1506.
This document indicates the partial acceptance by Florence of Machiavelli’s idea, prominent in THE PRINCE and THE ART OF WAR, that a country should be defended by her own citizens. Though justice is the foundation of Machiavellian theory, he seldom, as here, speaks directly on it.]
Whereas it has been observed by the Magnificent and Exalted Signors that all republics which in times past have preserved and increased themselves have always had as their chief basis two things, to wit, justice and arms, in order to restrain and to govern their subjects, and in order to defend themselves from their enemies; and whereas they have observed that your republic is well founded on good and holy laws, and organized for the administration of justice, and that she lacks only to be well provided with arms; and since through long experience, indeed with great expense and danger, she has learned how little hope it is possible to place in foreign and hired arms, because when they are numerous and of high repute;·they are either unendurable or suspected, and if they are few and without reputation, they are of no use, these signors judgeit well that she should be armed with her own weapons and with her own men.
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THE PRINCE
List of Chapters
{DEDICATION} 10
r THE VARIOUS TYPES OF PRINCEDOM AND HOW THEY ARE GAINED 11
2 HEREDITARY PRINCEDOMS u
3 MIXED PRINCEDOMS 12
4 WHY DARIUS’ KINGDOM THAT ALEXANDER CONQUERED DID NOT REVOLT FROM HIS SUCCESSORS AFTER HIS DEATH 20
s HOW STATES OR PRINCIPALITIES ARE TO BE MANAGED THAT, BEFORE THEY WERE CONQUERED, LIVED UNDER THEIR OWN LAWS 23
6 NEW PRINCEDOMS GAINED THROUGH A MAN’S OWN AR, MIES AND ABILITY 24
7 NEW PRINCEDOMS GAINED WITH OTHER MEN’S FORCES AND THROUGH FORTUNE 27
s MEN WHO GAIN A PRINCEDOM THROUGH WICKED DEEDS 35
9 THE “CIVIL PRINCEDOM” 39
10 HOW THE MILITARY POWER OF ANY PRINCEDOM IS TO BE ESTIMATED 42
u ECCLESIASTICAL PRINCEDOMS 44
12 VARIOUS KINDS OF ARMY; MERCENARY SOLDIERS 46
AUXILIARY AND MIXED ARMIES; SUBJECTS AND CITIZENS AS SOLDIERS 51
A PRINCE’S DUTY ABOUT MILITARY AFFAIRS 55
THOSE THINGS FOR WHICH MEN AND ESPECIALLY PRINCES ARE PRAISED OR CENSURED 57
LIBERALITY AND STINGINESS 59
CRUELTY AND MERCY: IS IT BETTER TO BE LOVED THAN FEARED, OR THEREVERSEi 61
HOW PRINCES SHOULD KEEP THEIR PROMISES 64
A PRINCE MUST AVOID BEING DESPISED AND HATED 67
20 WHETHER FORTRESSES AND MANY THINGS THAT PRINCES DO EVERY DAY ARE USEFUL OR HARMFUL 77
List of Chapters 7
21 HOW A PRINCE CONDUCTS HIMSELF IN ORDER TO GAIN A HIGH REPUTATION 81
22 A PRINCE’S CONFIDENTIAL OFFICERS 85
23 HOW FLATTERERS CAN BE A VOIDED 86
24 WHYTHEPRINCESOFITALYHAVELOSTTHEIRSTATES 88
25 FORTUNE’S POWER IN HUMAN AFFAIRS AND HOW SHE CAN BEFORESTALLED
26 AN EXHORTATION TO GRASP ITALY AND SET HER FREE FROM THE BARBARIANS 9z
[In a letter of 10 December 1513, Machiavelli says that he had written a little work on princedoms, and that he was still enlarging and revising it. This process of improvement may have gone on for years. Yet in 1513 THE PRINCE, or the part he had then written, was so nearly.finished that he was showing it to one of his friends and considering the wisdom of presenting it to Giuliano de’Medici. On Machiavelli’s death in 1527 it was still unprinted, appearing only in 1532.
The work falls into several sections. Chapters 1-11 deal with various
types of princedom, emphasizing the new prince. In Chapters 12-14, the independent but related topic of warfare is treated, with the dominating belief that a wise ruler relies on an army of citizens rather than of mercenaries. With Chapter 15 Machiavelli abandons his tractate on princedoms to write nine chapters based on a type of book familiar in his age, the treatise of
advice to princes, or de regimine principum. This is the section of THE PRINCE that has roused most opposition. The usual work of the sort was highly moral, exhorting the prince to exemplify all the Christian virtues. Paradoxically, Machiavelli, though asserting the reality of those virtues, de; clares that a prince who blindly attempts to put them into practice, especially in foreign relations, will ruin himself.
With Chapter 24 begins the last section of the work, making practical application to Italy. First the errors of Italian princes are exposed. The twenty–fifth chapter, on Fortune, though having wide and general application, follows a statement in the preceding chapter that Italian princes should not charge their sufferings to Fortune; Machiavelli, though allowing that goddess enormous power, asserts the effectiveness of human industry and capacity; man is not wholly subject to his environment. In the last chapter Niccolo reveals his prime reason for the whole work,· however much he delighted in observing politics, the practical value of statesmanship for liberating Italy from foreign tyranny and from domestic bad government seldom left his mind. The only hope for Italian unity he saw in a wise and strong prince. Patriotism led him to find that delivering prince among the Medici and, in the language of Biblical metaphor, to declare that God had opened the way for that Italian courage in which Petrarch expressed his confidence. This delivering prince of necessity possesses all the abilities detailed through the preceding chapters; his figure dominates the little work.
The Nature of the Prince 9
This deliverer, it is true,does not always appear in the first eleven chapters, which bear marks of Machiavelli’s attempt to write the scientific treatise his temperament and his hopes could not permit. The eleventh chapter, on the princedoms of the Church, is a vestige of the original plan for surveying princely states of all sorts; it is connected with the deliverer only in that the Medici family held the papacy, that the ecclesiastical state was important in Italy, and that its rt1lers, like others, had their share in determining Italy’s fate. Something of the sort can be said of other topics scattered through the work. On observing these digressions and fresh starts, we can think THE PRINCE badly planned and inconsequent; we may even grant indulgence to the hasty readers who have felt in the concluding chapter a spirit not justified by what precedes. But as we look further, we judge that as THE PRINCE breaks the strict bounds of the treatise, it takes on the qualities of the unfettered, conversation-,like or letter.,,like familiar essay. The topics of sorrow for Italy, desire for her liberation from foreign king and native tyrant, the power o; Fortune, the possibility that effort, courage, and wisdom can overcome the vicissitudes of life, the need for adaptation to immediate environment, courage to abandon traditional formulas, the new rather than the securely established prince-all these recur to give, if not unity, relationship between the parts.
Dominant is the figure of the prince perfect in goodness, in active energy, in prudence, ruling for the common good of all the people of Italy. With such qualities, the prince transcends all human sovereigns, though some of them furnished hints from which to derive the qualities of the ideal ruler. Cesare Borgia showed some of the practical capacity essential for the liberation of the peninsula, though he fell short in prudence, even in courage-and much more in desire for universal happiness. Machiavelli’s perfect prince is to be found only in the realm of the imagination. He is the Agamemnon of medieval interpreters of the ILIAD, the Emperor of Dante’s COMEDY and MoN,, ARCHY, the Godfrey of JERUSALEM DELIVERED, Spenser’s King Arthur, “perfected in the politic virtues.” Niccolo’s delivering ruler is the poet’s dream of a monarch who masters the world’s harsh realities. Had he remained a mere practical man, Machiavelli would have looked with despair on Italian ills as beyond cure. But from exact yet imaginative observing of good and bad, he gained material for the poet’s vision. Whatever else THE PRINCE may be, it is first of all a poem, a poem of trust that human goodness, strength and wisdom, personified in an ideal ruler, can afford man such measure of happiness as follows from good government.]
THE PR.INCE
Niccolo Machiavelli to the Magnificent Lorenzo de’Medici
ALMOST ALWAYS THOSE WHO WISH TO GAIN A
prince’s favor come into his presence with such of their possessions as they hold dearest or in which they see him take most pleasure. Hence many times princes receive as gifts horses, weapons, cloth of gold, precious stones, and similar ornaments befitting their greatness.1 Wishing, then, for my part to come before Your Magnificence with some proof that I am your loyal subject, I have found among my treasures nothing I hold dearer or value so high as my understanding of great men’s actions, gained in my lengthy experience with recent matters and my continual reading on ancient ones. My observa,, tions-which with close attention I have for a long time thought over and considered, and recently have collected in a little volume-I send to Your Magnificence. And though I judge this work un,, worthy to come into your presence, yet I fully trust that in your kindness you will accept it, considering that I cannot make you a greater gift than to give you t e means for learning, in a very short time, everything that I, in so many years and with so many troubles and perils, have discerned and comprehended.
This work of mine I have not adorned or loaded down with
swelling phrases or with bombastic and magnificent words or any kind of meretricious charm or extrinsic ornament, with which many writers dress up their products, because I desire either that nothing shall beautify it, or that merely its unusual matter and the weight of its subject shall make it pleasing.
No one, I hope, will think that a man oflow and humble station is overconfident when he dares to discuss and direct the conduct ot princes, because, just as those who draw maps of countries put them,, selves low down on the plain to observe the nature of mountains and of places high above, and to observe that oflow places put themselves high up on mountain tops, so likewise, in order to discern clearly the
1. In the first sentence, the prince is singular; in this one, plural. Such shifts occur many times in this work.
Types of Princedom 11
people’s nature, the observer must be a prince, and to discern clearly that of princes, he must be one of the populace.
Accept this little gift, then, I beg Your Magnificence, in the spirit in which I send it; for if you consider it and read it with attention, you will discern in it my surpassing desire that you come to that greatness which Fortune and all of your own abilities promise you. And if from the summit of your lofty station, Your Magnificence ever turns your eyes to these low places, you will perceive how long I continue without desert to bear the burden of Fortune’s great and steady malice.
CHAPTER 1. THE VARIO US TYPES OF PRINCE.. DOM AND HOW THEY ARE GAINED
All the states, all the dominions that have had or now have authority over men have been and now are either republics or prince., doms. Princedoms are either hereditary, where the family of their ruler have for a long time been princes, or they are new ones. The new ones are either wholly new, as was Milan for Francesco Sforza, or they are like members joined to the hereditary state of the prince who conquers them, as is the Kingdom of Naples for the King of Spain. Dominions gained in this way are either accustomed to living under a prince or are used to being free. And they are gained either with other men’s armies or with one’s own, either through Fortune or through strength and wisdom.r
1. Strength and wisdom render the single word virtu, which is not equivalent to the English virtue, as now generally understood. Commonly Machiavelli uses the word as did his contemporaries and predecessors as far back as Dante. If he is in any way exceptional, it is that now and then he gives it more suggestion of moral excellence than was usual. For the most part, the word has little ethical suggestion, or none at all. I have varied the translation according to the author’s meaning.
CHAPTER 2. HEREDITARY PRINCEDOMS
I shall omit discussing republics because elsewhere I have dis.. cussed them at length.1 I shall concern myself with the princedom only, shall proceed by weaving together the threads mentioned
1. Perhaps in the DISCOURSES, which, however, are not limited to republics, os THE PRINCE is not confined to princedoms.
12 THE PRINCE, Chaps. 2, 3
above, and shall consider how these princedoms can be governed and preserved.
[ Hereditary Rulers Can Avoid Offensive Changes]
I say, then, that hereditary states accustomed to the family of their prince are preserved with many fewer difficulties than are new states; the prince needs only to refrain from going beyond the customs of his forefathers, for otherwise he can let time take care of what happens. Thus, if such a prince uses ordinary care, he always retains his position unless some unusual and excessive force deprives him of it; and if he is deprived of it, he gets it back whenever bad luck strikes the usurper. In Italy the Duke of Ferrara is an example; he repelled the Venetian attacks in 1484 and those of Pope Julius in 1510 for no reason except his long tenure of that lordship. A prince by birth has fewer reasons and less need for giving offence than does a new ruler. Hence an established prince will certainly be better loved, and if excessive vices do not make him hated, it is reasonable that his people naturally will wish him well. The remote origin and long continuance of such sovereignty cover with oblivion recollections of radical changes and their causes, because one change always leaves some projecting bricks for the building…on of the next one.
CHAPTER 3. MIXED PRINCEDOMS
[New Princedoms Difficult]
In the new princedom difficulties appear. First I discuss the princedom not wholly new but a sort of member of an older state, so that the entire dominion can almost be called mixed. The variations in such a member originate chiefly in a natural difficulty evident in all new princedoms. That is, men gladly change their ruler, believ… ing that they will better themselves. This belief makes them take up arms against him, but in so doing they deceive themselves, for later they learn through experience that they have become worse off. This situation results from another natural and normal necessity, namely that a new prince is always obliged to damage his recently gained subjects with soldiers and to oppress them in countless ways neces… sitated by his recent conquest. Hence you have as enemies all those
you have damaged in taking possession of that princedom, 1 and you cannot retain as friends those who put you there, since you cannot give them such satisfaction as they looked forward to, and since you cannot use strong medicines against them because you are indebted to them. Always, even though a new prince is very strong in armies, he must have the inhabitants’ favor when moving into a new province. For these reasons Louis XII, King of France, captured Milan quickly and quickly lost her. To take her from him the first time Lodovico’s forces alone were enough because the people who opened the city…gates to Louis, finding themselves deceived in their judgment and in the benefit they had looked forward to, could not endure the vexatious actions of the new prince.
[ A Second Conquest]
Yet it is true that when a new ruler acquires for the second time districts that have rebelled, he loses them with greater difficulty be… cause, using the rebellion as an opportunity, he is less hesitant to secure himself by punishing the guilty, by learning the truth about those he suspects, and by taking precautions in the weakest places. Thus to cause the French king to lose Milan the first time, it was enough that a mere Duke Lodovico should make a disturbance on the borders,2 but the second time all the world had to be against him, and his armies had to be destroyed or driven from Italy; this was brought about by the causes mentioned above. Nevertheless, both the first time and the second, Milan was taken from him.
[Securing Conquests]
The general causes for the first loss have been considered. It now remains to tell those of the second, and to see what resources he had against it, and what anybody in his situation might have, to enable him to sustain himself in his acquisition better than did the King of France. I say, then, that those states which, after they are acquired, are united to an old state belonging to him who gains them, are either in the same region and of the same language or they are not. When they are, it is very easy to retain them, especially when they are unused to living in freedom; to hold them securely, the conqueror
1. Machiavelli often makts such shifts as htrt, from tht impersonal one to you, as though directly atitlmsing his prince.
z. That is, a slight disturbance by a man as wtak as Dukt Lodovico was enough.
needs only to wipe out the line of the prince who was ruling them, because as to other things, if their old conditions are preserved and their customs are not diverse, men continue to live quietly. This is true of Burgundy, Brittany, Gascony and Normandy, which have been for a long time with France; and though in language they differ somewhat from her, nevertheless their customs are the same, so they get on easily with one another. So the ruler who acquires such states, if he is determined to keep them, observes two cautions: first, he wipes out the family of their long.,established prince; second, he does not change either their laws or their taxes. If he so acts, in a very short time they unite with his old princedom in a single body.3
[Conquered States Unlike an Original Dominion]
But when new states are conquered in a province different in language, customs and institutions, then difficulties arise; then a ruler must have great good fortune and great skill if he is to keep them. The chief and most effective means is for the conqueror of such states to go in person to dwell in them. This makes his conquest more lasting and more secure, as it has done for the Turk in Greece. Notwithstanding all the other methods he has practiced for holding her, if he had not gone to Greece to dwell, he could not possibly have held her. When you are on the spot, you see maladies originate and quickly you can cure them; not being there, you learn about them when they are serious and no longer curable. None of your officials, moreover, can plunder the state where you reside; your subjects are pleased with such direct access to their prince: therefore they have more reason to love you if they are disposed to be good, and if disposed to be otherwise, to fear you. Any foreigner who would like to attack such a state feels greater hesitation. Altogether, if a prince dwells in a state, he has a hard time losing it.4
[Colonies]
The next best expedient is to send colonies into one or two places to be like fetters for that state, because a prince must either do this or keep there many men.,at.,arms and infantry. On colonies a prince does not spend much, so without expense to him or with but little
In the original of this clause, new states is referred to by a singular verb and prince by a plural pronoun.
How stupid can princes be? Cf chap. 24.
he sends them and keeps them there. He damages only those in., habitants {and they are unimportant in that state) whose fields and houses he confiscates to make provision for the colonists. Moreover, those damaged, being scattered and poor, never can harm him: all the rest on the one hand are undamaged (hence are likely to be quiet) and on the other hand are in terror of making some mistake, and therefore of faring like those whose property has been confiscated. I conclude that such colonies are not expensive, are more loyal than a garrison and cause less damage. Those who are damaged, being poor and scattered, as I have said, cannot harm their ruler.
[No Half..Way Measures]
In this connection we observe that men should be either treated generously or destroyed, because they take revenge for slight injuries for heavy ones they cannot; hence an injury done to a man should be such that it does not fear revenge/
[Garrisons Injurious and Costly]
If instead of colonies a new prince keeps soldiers in a conquered province, he spends more by far, since he uses up the income from that state in holding it; thus his gain becomes a loss. With soldiers he does much greater damage because he harms the entire state by changing the quarters of his army. Of this vexation everybody feels some part, so everybody becomes his enemy; and they are enemies who can hurt him, since, though oppressed, they remain in their old homes.6 In every way, then, to hold a province with soldiers is unprofitable while to do so with colonies is profitable.
[ How to Treat Lesser Powers]
It is prudent for a prince who conquers a state in a province different from his old dominion in the way I have spoken of,7 to make himself the head and defender of the lesser potentates in the vicinity, to strive to weaken the potentates of the province itself, and to keep on the watch lest in some unexpected way a foreigner as strong as himself come in. Always such a strong foreigner is brought
This condtnml expression means: An injury done to a man should be so nearly total that the doer need not fear that the injured man will ever become strong enough to take revenge.
They still have their wealth and their local connections.
D!fftrtnt in customs and language.
in by natives who are discontented, either through too much ambi… tion or through fear, as long ago the Romans were brought into Greece by the Aetolians; indeed into every province that the Romans subdued they were brought by its inhabitants. The order of things is that as soon as a strong foreigner enters a province all its inhabit., ants who are not very strong join him, moved by their envy of other inhabitants who have been stronger than themselves; hence with respect to these lesser potentates an intruder has no trouble in winning them over, because at once they all willingly unite with the state he has conquered to form a single body. He has only to take care that they do not get too large forces and too great influence; with his own forces and their aid, he easily can put down such as are strong, so that he becomes entirely master of that province. A new ruler who does not manage this matter well loses very soon what he has acquired and, while he holds it, suffers countless difficulties and vexations.
[ Roman Procedure]
The Romans, in the regions they conquered, attended well to these matters, for they sent colonies, showed favor to those not very powerful without increasing their power, humbled the powerful, and did not allow influence there to be grasped by powerful foreigners. I am sure Greece alone is example enough: there the Romans showed favor to the Achaians and the Aetolians, humbled the Macedonian kingdom, and drove out Antiochus; never did the deserts of the Achaians or the Aetolians gain them permission to build up a state, nor did Philip’s persuasions ever induce the Romans to be his friends without humbling him; Antiochus’ strength could not make them consent to his holding any territory in that region.
[Forestght; Putting Off War]
In these instances the Romans did what all wise princes do: these take thought not merely for present discords but also for future ones, and the latter they forestall with every sort of ingenuity; when foreseen far ahead, discords easily can be remedied, but when you wait until they are upon you, the medicine is not in time; they have grown incurable. It is the same as with the hectic fever; the physicians say that when the disease begins it is easy to cure but hard to recognize, but in the course of time, when not recognized and treated at the
beginning, it becomes easy to recognize and hard to cure. So it is in things of state; on early recognition (which is granted only to a prudent man), the maladies that spring up in a state can be healed speedily; but when, not being recognized, they are allowed to in., crease in such a way that everybody recognizes them, they can no longer be remedied. Hence the Romans, seeing their troubles far ahead, always provided against them, and never let them continue in order to avoid a war, because they knew that such a war is not averted but is deferred to the other side’s advantage. Hence they chose to wage war against Philip and Antiochus in Greece in order not to have to wage it against them in Italy; yet they could just then have avoided both-something they did not choose to do. Nor did they ever approve what all day is in the mouths of the wise men of our age: to profit from the help of time; but they did profit from that of their own vigor and prudence.8 Time indeed drives all things onward and can take with him good as well as bad, bad as well as good.
[The Early Success of King Louis in Italy]
But let us come back to the King of France, and find out if he did any of the things mentioned. And I shall speak of Louis, and not of Charles, as one whose procedure we can better see, since he longer held control in Italy. You will observe that he did the op… posite of what should be done in order to hold a new possession in a province differing from his old dominion.9 King Louis was brought into Italy by the ambition of the Venetians, who planned to gain control of half Lombardy through his coming. I do not mean to condemn this decision made by the King because, in order to set foot in Italy, and having no allies in that land-on the contrary, as the result of King Charles’s policies, all gates were shut against him he was forced to accept such alliances as he could, and the decision he took would have turned out well, if in his other dealings he had made no mistakes. By occupying Lombardy, then, the King at once regained for the French crown the high reputation Charles had lost it; Genoa yielded, the Florentines became his friends; the Mar,.. quis of Mantua, the Duke of Ferrara, the Bentivogli, the Lady of
Thty wm contented to enjoy tht profit offmJ by their own vigor anJ prudence.
Different in customs anJ language, as indicated abovt.
ForU, the Lords of Faenza, of Pesaro, of Rimini, of Camerino, of Piombino, the Lucchese, the Pisans, the Sienese-all these came to greet him and to become his allies. And then the Venetians could see the rashness of their decision; to gain two towns in Lombardy, they made the King master over a third of Italy.
[What the King Should Have Done]
Consider now, anyone, with how little trouble the King could have retained his ascendancy in Italy if he had observed the rules given above and kept all his friends secure and protected; for they, being in large numbers and weak and afraid-one of the Church, another of the Venetians-were always obliged to stand by him; and by means of them, he could easily secure himself against anyone there who continued to be strong. But no sooner was he in Milan than he did the opposite, giving aid to Pope Alexander so that he could conquer the Romagna. Nor did he understand that by this policy he was making himself weak-by getting rid of his friends and those who had thrown themselves into his arms-and the Church strong, by adding to the spiritual power which gives her such great influence, so much temporal power. Yet having made his first mistake, he was forced to go on until, to put an end to Alexander’s ambition and keep him from becoming ruler of Tuscany, the King was forced to come into Italy. Nor was it enough for him to make the Church strong and to get rid of his own friends, but in his desire for the Kingdom of Naples he divided it with the King of Spain; whereas at first he was master ofltaly, he gave himself an equal there, so that the ambitious men of this country and those dissatisfied with him had somewhere to turn; and whereas he could have left in that kingdom a king who would pay him tribute, he took him out of it, in order to put there one who could drive out even himsel£10
[Do Not Attempt What Is Beyond Your Own Unaided Power]
Truly it is very natural and normal to wish to conquer, and when men do it who can, they always will be praised, or not blamed. But when they cannot and try to do so all the same, herein lies their error and their blame. If the French king, then, could with his own forces have attacked Naples, he should have done so; ifhe could not attack
10. Instead of leaving in the Kingdom of Naples a weak ruler of that territory only, he put there the King of Spain, strong because of his other dominions.
with his own forces, he should not have divided the Kingdom. If his partition of Lombardy with the Venetians deserved excuse, since by means of it he set foot in Italy, the other partition deserved reproach, not being excused by such necessity.
[ King Louis’ Six Mistakes]
So far, then, Louis had made these five mistakes: he had destroyed the lesser powers, had increased in Italy the might of one already powerful, had brought into the country a foreigner of great strength, had not come there to live, and had not brought in colonies. Even these mistakes, during his lifetime, rr might not have injured him if he had not made a sixth mistake, that of taking their dominion from the Venetians. If he had not made the Church strong and had not brought Spain into Italy, to humble Venice would have been reason,, able and necessary, but having made his earlier decisions, he should
never have agreed to her ruin. As long as she was powerful, she would have kept Spain and the Church far from any enterprise in Lombardy/2 both because she would not have agreed to such an enterprise without becoming mistress of the province herself and because Spain and the Pope would not have tried to take Lombardy from France to give their conquest to Venice; for attacking both France and Venice the other two would not have had courage.13
If anybody says: ‘King Louis granted the Romagna to Alexander
and the Kingdom to Spain in order to avoid a war,’ I answer, with the reasons given above, that an evil never should be allowed to continue for the sake of escaping war, because you do not escape it but put it off to your disadvantage. And if some others allege the King’s promise to the Pope to carry on that affair for him in return for the dissolution of his marriage and Rauen’s hat,14 I answer with
what I say below on princes’ agreements and how they ought to be kept.11 King Louis has lost Lombardy, then, through not keeping any of those rules kept by others who have taken provinces which they intended to hold. And this is no miracle, but very normal and reasonable.
11. Is it possible that Machiavelli wrote this passage after the death of Louis XII in 151y
12. If the Venetians had been strong, the Pope and the King of Spain would not have put in northern Italy the army that fought the French at Ravenna.
The Pope and the Spanish would not have attacked an alliance of France and the Venetians.
The Bishop of Rouen was made cardinal by Pope Alexander VI.
Chap. 18.
[Machiavelli’s Reply to Rouen]
On this subject I talked with Rouen at Nantes, when Valentino (for that was the popular name for Cesare Borgia, Pope Alexander’s son) was taking over the Romagna. For the reasons I have given, when the Cardinal of Rouen said to me that the Italians know nothing of war, I answered that the French know nothing of politics, because if they knew anything, they would not let the Church attain such strength. And experience shows that her strength in Italy, and that of Spain, have been caused by the King of France, and his ruin caused by them.
[ Powerful Helpers Feared]
From this we get a general rule that never or seldom deceives us: namely, he who is the reason for another’s growing powerful falls; because he creates that power either with ingenuity or with force, and both of these are feared by the one who has grown powerful.
CHAPTER 4. WHY DARIUS’ KINGDOM THAT ALEXANDER CONQUERED DID NOT RE. VOLT FROM HIS SUCCESSORS AFTER HIS DEATH
[Two Types of State]
Considering the difficulties in holding a state newly gained, we must wonder about the empire of Alexander the Great. He became lord of Asia in a few years and died when he had scarcely conquered it; so it would seem reasonable that the entire state should have re. belled; nevertheless Alexander’s successors retained it, and they had no trouble in holding it except what developed among themselves, through their own ambition. To explain this, I say that the prince. dams of which we have any record are governed in two different ways: in one there is a prince, and all the others are as servants who, through his favor and appointment, assist as agents in governing the kingdom. In the other, there is a prince, with barons who hold their rank not through the ruler’s favor but through their ancient blood. Such barons as these have states and subjects of their own, who acknowledge them as their lords and have for them a natural affection. States governed by a prince and his servants think their
prince more powerful, because in all his territory they receive no superior except him; and if they obey some other man, they consider him an agent and official, and feel for him no personal love.
[Turkey and France as Examples]
Examples of these two different methods of governing in our times are the Turk and the King of France. The whole monarchy of the Turk is governed by one ruler; the others are his servants; dividing his kingdom into sanjaks, he sends them various adminis., trators, and changes and varies these as he likes. But the King of France is placed amidst a long.,established multitude of lords1 ac., knowledged by their own subjects and loved by them; such lords have their vested rights; these the king cannot take from them without danger to himself. On considering, then, both of these countries, you see that there will be difficulty in gaining the Turk’s country but, when it is conquered, great ease in holding it. So, on the contrary, you see that in some respects the country of France can be more easily occupied but that it can be held only with great difficulty.
[Turkey Hard to Conquer, Easy to Hold]
The cause of difficulty in gaining possession of the Turk’s king., dom is that an invader cannot be called in by the nobles of that kingdom, or hope through the rebellion of those around the Turk to make the undertaking easier. This follows from the reasons given above because, all the officials being slaves and bound to him, they are harder to bribe; and if indeed they are bribed, little profit can be expected from them, since they cannot lead the people after them, for the reasons given. Hence, anyone who assails the Turk must reckon on finding a united country and must depend more on his own forces than on revolt by others. But when once the Turk is conquered and so completely defeated in battle that he cannot remake his armies, there is nothing more to dread, except the prince’s family. When this is wiped out, not a person is left whom the conqueror needs to fear, since none of the others has inff uence with the people; and as before his victory the invader could rest no hope on them, so after it he need not fear them.
1.. Various modern texts have here the words in that state,found in manuscripts but not in tht editions of 1.532.
[France Easy to Conquer, Hard to Hold]
The opposite is true in kingdoms organized like that of France, because you easily can enter them if you win over some of the barons of the kingdom, for you always find malcontents and those who wish for revolution. These, for the reasons aforesaid, can open your road into that country and help you toward an easy victory. This situation, then, if you try to maintain yourself, brings in its train countless difficulties, both with those who have aided you and with those you have overcome. It is not enough to wipe out the family of the prince, because there still remain those lords who will become the leaders of new rebellions; and since you can neither satisfy them nor wipe them out, you lose that state whenever their opportunity comes.
[ A Parallel in Roman History]
Now if you consider the nature of Darius’ government, you find it like the Turk’s kingdom; therefore Alexander’s first necessity was to overthrow him wholly and to deprive him of the open country.2 After this victory, Darius being dead, that state was secure to Alex,, ander, for the reasons discussed above. And his successors, if they had been united, could have enjoyed it at their ease, nor did any rebellions arise in that kingdom except what they themselves stirred up. But countries organized like that of the French king cannot be occupied in such great quiet. This was the cause of the numerous revolts of Spain, of Gaul, and of Greece against the Romans, re,, sulting from the numerous princedoms in those lands; for as long as there continued any tradition of them, always because of it the Romans were uncertain in their possession; but when that tradition was wiped out by the power and permanence of the Empire, they became secure possessors there. And when later the Romans were fighting among themselves, each one of them could lead after him part of those provinces, according to the authority he had gained in them; and the provinces, since the families of their ancient lords had been wiped out, accepted as rulers none but the Romans.
2. The country as distinguished from walled cities. Darius could no longer keep an army in the_field. Cf. PRINCE 1o.
[Different Countries, Different Problems]
Considering then, all these things, no one should be astonished at the ease with which Alexander retained control in Asia, and at the difficulties others have had in keeping what they have gained, such as Pyrrhus and many besides. This does not result from the great or little ability of the conqueror but from diversity in their subject matter.
CHAPTER5. HOW STATES OR PRINCIPAL… ITIES ARE TO BE MANAGED THAT, BEFORE THEY WERE CONQUERED, LIVED UNDER THEIR OWN LAWS
[Three Methods]
When those states that are conquered in the way aforesaid1 are accustomed to living under their own laws and in liberty, you can hold them in three ways. The first: lay them waste. The second: go to dwell there in person. The third: let them live under their own laws, taking tribute from them and setting up within them a govern., ment by a small number who keep them constantly your friends;2 because such a government, having been brought into being by the new prince, knows that it cannot stand without his friendship and power and must do everything to support him; for by means of her own citizens a conqueror more easily holds a city accustomed to freedom than in any other way, if he decides to preserve her. As examples there are the Spartans and the Romans. The Spartans held Athens and Thebes by setting up in them a government by a small number; yet they lost them. The Romans, in order to hold Capua, Carthage, and Numantia, destroyed them, and did not lose them. They tried to hold Greece almost as the Spartans did, making her free and allowing her to keep her own laws, but they did not succeed. Hence they were forced to destroy many cities of that prow ince in order to hold her; because in truth there is no certain way for holding such states except destruction.
1. As an addition to a state already possessed (chap. 3).
2. A government by a small number of citizens of the conquered states who will keep those states loyal to the conquerors.
[The Spirit of Liberty]
And he who becomes master of a city used to being free and does not destroy her can expect to be destroyed by her, because always she has as a pretext in rebellion the name ofliberty and her old customs, which never through either length of time or benefits are forgotten. And in spite of anything that can be done or foreseen, unless citizens are disunited or dispersed, they do not forget that name and those institutions, and in any emergency instantly they run back to them, as Pisa did a hundred years after she had been reduced to servitude by the Florentines. But cities or provinces used to living under a prince, when his family is wiped out-since on one side they are used to obeying and on the other do not have their old prince-do not agree to set up as prince one of their fellow citizens. Live as free men they cannot. Hence, they are slower to take up arms, and with more ease a prince can gain their support and make himself sure of them. But in republics there is more life, more hate, greater longing for revenge; they are not permitted to rest-nor can they be-by the recollection of their ancient liberty; so the surest way is to wipe them out or to live among them.
CHAPTER 6. NEW PRINCEDOMS GAINED THROUGH A MAN’S OWN ARMIES AND ABILITY
[Imitation of Great Men]
No one should be astonished if in the following discussion of completely new princedoms1 and of the prince and of government, I bring up the noblest examples. Because, since men almost always walk in the paths beaten by others and carry on their affairs by imitating-even though it is not possible to keep wholly in the paths of others or to attain the ability of those you imitate-a prudent man will always choose to take paths beaten by great men and to imitate those who have been especially admirable, in order that if his ability does not reach theirs, at least it may offer some suggestion of it; and he will act like prudent archers, who, seeing that the mark they plan
1. The princedom wholly new is the second class mentioned at the beginning of chap. 3. Chaps. 3, 4, and 5 deal with states added by their conqueror, whether prince or republic, to an established dominion.
Fortune Gives Ability Opportunity
to hit is too far away and knowing what space can be covered by the power of their bows, take an aim much higher than their mark, not in order to reach with their arrows so great a height, but to be able, with the aid of so high an aim, to attain their purpose.
[ Ability versus Fortune]
I say then, that in princedoms wholly new, where the prince is new, there is more or less difficulty in keeping them, according as the prince who acquires them is more or less able. And because transformation from private person into prince takes for granted either ability or Fortune, either of these two evidently in part dimin., ishes many difficulties; nevertheless, he who depends least on Fortune sustains himself longest. Greater facility is also developed by such a prince when, not having other states, he is constrained to come in person to dwell in his new possession.
[Examples of Ability]
But coming to those who through their own ability and not through Fortune have been transformed into princes, I say that the most admirable are Moses, Cyrus, Romulus, Theseus, and the like. And though Moses should not be discussed, since he was a mere executor of things laid down for him by God, nevertheless he ought to be exalted, if only for the grace that made him worthy to speak with God. But let us look at Cyrus and the others who gained or founded kingdoms. You will find them all amazing; and if you look at their actions and their individual methods, they seem not different from those of Moses, who had so great a teacher. And on inspecting their actions and their lives, we see that they had from Fortune nothing more than opportunity, which gave them matter into which they could introduce whatever form they chose; and without opportunity, their strength of will would have been wasted, and without such strength the opportunity would have been useless. It was, then, necessary for Moses that the people oflsrael be in Egypt, enslaved and downtrodden by the Egyptians, so that to escape from bondage they would prepare their minds for following him. It was essential that Romulus should not live in Alba and should be ex., posed at birth, if he was going to be king of Rome and the founder of that city as his home. It was needful for Cyrus that the Persians be disgusted with the rule of the Medes, and the Medes made soft
and effeminate through long peace. It would have been impossible for Theseus to show his ability if the Athenians had not been scat”‘ tered. Their opportunities, then, made these men prosper, since their surpassing abilities enabled them to recognize their opportun… ities. As a result, their countries were exalted and became very prosperous. Those who become princes through exacting courses, like these men, gain the princedom with difficulty but hold it with ease.
[ Introducing New Institutions]
Their difficulties in gaining the princedom partly result from the new institutions and customs they are forced to introduce, in order to establish their rule and their safety. So they should observe that there is nothing more difficult to plan or more uncertain of success or more dangerous to carry out than an attempt to introduce new in… stitutions, because the introducer has as his enemies all those who profit from the old institutions, and has as lukewarm defenders all those who will profit from the new institutions. This lukewarmness results partly from fear of their opponents, who have the laws on ‘their side, partly from the incredulity of men, who do not actually believe new things unless they see them yielding solid proo( Hence whenever those who are enemies have occasion to attack, they do it like partisans, and the others resist lukewarmly; thus lukewarm subjects and innovating prince are both in danger.
[The Unarmed Prophet; Savonarola]
It is necessary, then, in order to give a good account of this matter, to investigate whether these innovators stand by their own strength or whether they depend on others, that is, if in carrying on their work they need to entreat or if they are strong enough to compel. In the first case, they always have a hard time and accomplish nothing, but when they depend on their .own resources and are strong enough to compel, then they are seldom in danger. This is the reason why all armed prophets win, and unarmed ones fall. Because, in addition to what has been said, the people are by nature variable; to convince them of a thing is easy; to hold them to that conviction is hard. Therefore a prophet must be ready, when they no longer believe, to make them believe by force. Moses, Cyrus, Theseus, and Romulus could not have gained long…continued ob…
servance for their constitutions if they had been unarmed. In our times Fra Girolamo Savonarola was unarmed; hence he was de… strayed amid his institutions when they were still new, as soon as the multitude ceased to believe him, because he had no way to keep firm those who had once believed or to make the unbelieving believe.
[The Success of Able Men]
Therefore such able men as I have mentioned have great difficulty as they go forward, for all their dangers are along the road and by their own might they must overcome them. But after they have overcome them and when they are revered, having wiped out those who envy them their lofty position, they are powerful, firm, honored, prosperous.
[ Hiero of Syracuse]
To such exalted instances I am going to add a lesser instance, yet he has some relation to them, so I intend him to do duty for all of this kind; he is Hiero of Syracuse. This man, though merely a citizen, became prince of Syracuse, yet he owed nothing at all to Fortune except opportunity. The Syracusans when in distress chose him as their general, and in that position he showed himself worthy to be made their prince. Indeed he showed such great ability, even in a private station, that he who writes of him says that “he lacked nothing needed for being a king except the kingdom.” He did away with the old army; he organized a new one; he abandoned long…standing alliances; he gained new ones; and when he had alliances and soldiers that were his own, he could on such a founda… tion build any and every building. So he underwent much labor in gaining and little in keeping.
CHAPTER 7. NEW PRINCEDOMS GAINED WITH OTHER MEN’S FORCES AND THROUGH FORTUNE
[The Difficulties of an Inexperienced Ruler]
Those who-though only citizens-become princes simply through Fortune, with little effort become so, but with much effort sustain themselves, for they have no difficulties along the road, be…
cause they fly over it, but all the difficulties appear when they are settled. Princes are of this sort when a state is granted to anybody either for money or as a favor from him who grants it, as happened to many in Greece in the cities of Ionia and the Hellespont, where they were made princes by Darius so they would hold those cities for his security and glory. So were set up also those emperors who, though mere citizens, through bribery of the soldiers attained the imperial throne. Such rulers depend solely on a king,,maker’s will and Fortune-two things most uncertain and unstable; they do not know how to and cannot hold the rank bestowed on them. They do not know how because, if a man is not of great intelligence and vigor, it is not reasonable, when he has always lived in a private station, that he should know how to command; they cannot, be,, cause they do not have forces that are sure to be friendly and faithful. Besides, these states that come of a sudden, like all things in nature that spring up and grow quickly, cannot have roots and other re,, lated parts. Hence the first unfavorable weather destroys them. Such men as I have spoken of, who so swiftly have become princes, can survive only if they are of such capacity that what Fortune has put into their laps they can straightway take measures for keeping, and those foundations that other princes laid before gaining their positions1 they can lay afterward. On both these ways that have been mentioned (that is, on becoming prince either through strength and wisdom or through Fortune) I intend to bring forward two instances within the days of our recollection: Francesco Sforza and Cesare Borgia.
[Francesco Sforza]
Francesco, by the necessary methods and by means of his great ability, though born to a private station, became Duke of Milan; and what with a thousand exertions he gained, with little effort he kept.
[Cesare Borgia]
On the other side, Cesare Borgia, called by the people Duke Valentino, gained his position through his father’s Fortune and through her lost it,’ notwithstanding that he made use of every means
1. The others are the princes of chap. 6.
z. In spite of the praise of Valentino that follows, this clause cannot be ignoredj Cesare did
and action possible to a prudent and vigorous man for putting down his roots in those states that another man’s arms and Fortune be,, stowed on him. As I say above, he who does not lay his foundations beforehand can perhaps through great wisdom and energy lay them afterward, though he does so with trouble for the architect and danger to the building. So on examining all the steps taken by the Duke, we see that he himself laid mighty foundations for future power. To discuss these steps is not superfluous; indeed I for my part do not see what better precepts I can give a new prince than
the example of Duke Valentino’s actions. If his arrangements did not bring him success, the fault was not his, because his failure resulted from an unusual and utterly malicious stroke of Fortune.3
[Pope Alexander VI Attempts to Make Cesare a Prince]
Alexander VI,4 in his attempt to give high position to the Duke his son, had before him many difficulties, present and future. First, he saw no way in which he could make him lord of any state that was not a state of the Church, yet if the Pope tried to take such a state from the Church, he knew that the Duke of Milan and the Venetians would not allow it because both Faenza and Rimini were already under Venetian protection. He saw, besides, that the weap,, ons of Italy, especially those of which he could make use, were in the hands of men who had reason to fear the Pope’s greatness; therefore he could not rely on them, since they were all among the Orsini and the Colonnesi and their allies. He therefore was under the necessity of disturbing the situation and embroiling the states of Italy so that he could safely master part of them.5 This he found easy since, luckily for him, the Venetians, influenced by other reasons, had set out to get the French to come again into Italy. He not merely did not oppose their coming; he made it easier by dissolving the early marriage of King Louis. The King then marched into Italy with the Venetians’ aid and Alexander’s consent; and he was no sooner in Milan than the Pope got soldiers from him for an
not in getting his state make a great display of his own ability, as did Francesco Sforza, just mentioned. Cf WORDS TO BE SPOKEN ON PROVIDING MoNEY.
Namely that, as is said later in this chapter, he was, when his father died, himself very sick.
Roderigo Borgia, Alexander VI, Pope from 1492 to 1503.
Here !follow the Giunta edition, Florence, 1532.
attempt on Romagna;· these the King granted for the sake of his own reputati•on.6
[Borgia Determines to Depend on Himself]
Having taken Romagna, then, and suppressed the Colonnesi, the Duke, in attempting to keep the province and to go further, was hindered by two things: one, his own forces, which he thought disloyal; the other, France’s intention.7 That is, he feared that the Orsini forces which he had been using would fail him and not merely would hinder his gaining but would take from him what he had gained, and that the King would treat him in the same way. With the Orsini, he had experience of this when after the capture of Faenza he attacked Bologna, for he saw that they turned cold over that attack. And as to the King’s purpose, the Duke learned it when, after taking the dukedom of Urbino, he invaded Tuscany an expedition that the King made him abandon. As a result, he determined not to depend further on another man’s armies and Fortune.
[The Duke Destroys His Disloyal Generals]
The Duke’s first act to that end was to weaken the Orsini and Colonnesi parties in Rome by winning over to himself all their adherents who were men of rank, making them his own men of rank and giving them large subsidies; and he honored them, ac,, cording to their stations, with military and civil offices, so that within a few months their hearts were emptied of all affection for the Roman parties, and it was wholly transferred to the Duke. After this, he waited for a good chance to wipe out the Orsini leaders, having scattered those of the Colonna family; such a chance came to him well and he used it better. When the Orsini found out, though late, that the Duke’s and the Church’s greatness was their ruin, they held a meeting at Magione, in Perugian territory. From that resulted the rebellion of Urbino, the insurrections in Romagna, and countless dangers for the Duke, all of which he overcame with the aid of the French. Thus having got back his reputation, but not trusting France or other outside forces, in order not to have to put them to a test, he turned to trickery. And he knew so well how
Depending on his agreement with the Pope, mentioned near the end of chap. 3.
The King of France.
to falsify his purpose that the Orsini themselves, by means of Lord Paulo, were reconciled with him (as to Paulo the Duke did not omit any sort of gracious act to assure him, giving him money, clothing and horses) so completely that their folly took them to Sinigaglia into his hands. Having wiped out these leaders, then, and changed their partisans into his friends, the Duke had laid very good foundations for his power, holding all the Romagna along with the dukedom of U rhino, especially since he believed he had made the Romagna his friend and gained the support of all those people, through their getting a taste of well…being.8
[Peace in Romagna; Remirro de Oreo]
Because this matter is worthy of notice and of being copied by others, I shall not omit it. After the Duke had seized the Romagna and found it controlled by weak lords who had plundered their subjects rather than governed them, and had given them reason for disunion, not for union, so that the whole province was full of thefts, brawls, and every sort of excess, he judged that if he intended to make it peaceful and obedient to the ruler’s arm, he must of necessity give it good government. Hence he put in charge there Messer Remirro de Oreo, a man cruel and ready, to whom he gave the most complete authority. This man in a short time rendered the province peaceful and united, gaining enormous prestige. Then the Duke decided there was no further need for such boundless power, because he feared it would become a cause for hatred; so he set up a civil court in the midst of the province, with a distinguished pre,., siding judge, where every city had its lawyer. And because he knew that past severities had made some men hate him, he deter,, mined to purge such men’s minds and win them over entirely by showing that any cruelty which had gone on did not originate with himself but with the harsh nature of his agent. So getting an op,, portunity for it, one morning at Cesena he had Messer Remirro laid in two pieces in the public square with a block of wood and a bloody sword near him. The ferocity of this spectacle left those people at the same time gratified and awe…struck.9
Guicciardini agrees with Machiavelli in his accounts of good government in the Romagna 2nd of the devotion of the people to Valentino (HISTORY OF FLORENCE, chap. 24, p. 266, Bari 1931; HISTORY OF ITALY, bk. 6, p. 163, Venice 1592).
Remirro was executed when Machiavelli was in Cesena as Florentine agent at Cesare’s
[ Cesare Borgia and the King of France]
But let us turn back to where we left off. When the Duke had become very powerful and in part secure against present perils, since he was armed as he wished and had in great part destroyed those forces that, as neighbors, could harm him, he still, if he intended to continue his course, had before him the problem of the King of France, because he knew that the King, who too late had become aware of his own mistake, would not tolerate further conquest. For this reason the Duke was looking for new alliances and wavering in his dealings with France, as when the French moved upon the Kingdom of Naples against the Spaniards who were besieging Gaeta. And his intention was to make himself secure against them; in this he would quickly have succeeded if Alexander had lived. So these were his ways of acting as to present things.
[ The Duke Looks Ahead]
But as to future ones, he had to fear, first of all, that the next man in control of the Church would not be friendly to him but would try to take from him what Alexander had given. Against this he planned to secure himself by four methods: first, to wipe out all the families of those lords he had dispossessed, in order to take away from the Pope that opportunity; second, to win to his side all the men of rank in Rome, as I have said, so that by means of them he could keep the Pope in check; third, to render the College as much his own as he could;r0 fourth, to conquer so large an empire, before the Pope died, that he could by himself resist a first attack. Of these four things, on Alexander’s death he had completed three; the fourth was almost as good as complete: of the dispossessed rulers he had killed as many as he could reach, and very few escaped; the Roman men of rank he had won over; and in the College he had a very large party; and as to further conquest, he had planned to become ruler of Tuscany, he already possessed Perugia and Piombino, and Pisa he had taken under his protection. And as soon as he no longer needed to defer to the King of France (and he would not
court. In his report to the government at home he first tells of Remirro’ s imprisonment and OJ popular feeling against him (LEGATION 11. 81, Letter of 23 Dec. 1502), and then of the execu,. tion (11. 82, Letter of 26 Dec. 1502). Evidently Machiavelli thought the execution not un,,,. deserved.
1 o. The body of cardinals, which elects the popt.
need to do so much longer, since already the French were deprived of the Kingdom by the Spaniards, in such a way that each of them would have to buy his friendship), he would jump into Pisa.II After this, Lucca and Siena would yield at once, partly through envy of the Florentines, partly through fear. The Florentines would have no recourse. If he had carried out these plans (and he would have carried them out the very year when Alexander died), he would have gained such forces and such reputation that he could stand by his own strength and would no longer rely on other men’s Fortune and forces, but on his own vigor and ability.
[ The Duke Foresaw Much, but Not Everything]
But Alexander died five years after the Duke first drew his sword. He left Cesare with the province of Romagna alone secure, with all the others in the air, between two very powerful hostile armies, and sick unto death. Yet there was in the Duke so much courage and so much ability, and so well he understood how men can be gained or lost, and so strong were the foundations which in so short a time he had laid that, though alone, if those armies had not been upon him or ifhe had been in health, he would have mastered every difficulty. And that his foundations were good, we see; for Romagna continued waiting for him more than a month; in Rome, though but half alive, he was secure; and though the Baglioni, Vitelli, and Orsini came into Rome, they did not proceed further against him; if he could not set up as pope the one he wanted, at least he could make sure it would not be someone he did not want. If on Alexander’s death he had been in health, everything would have been easy for him. And he said to me himself, on Julius H’s accession.,day, that he had imagined what could happen when his father died, and for everything he had found a solution, except he had never imagined that at the time of that death he too would be close to dying.
[The Duke as a Model for a New Prince]
Having observed, then, all the Duke’s actions, I for my part cannot censure him. On the contrary, I think I am right in bringing him forward in this way as worthy of imitation by all those who through Fortune and by means of another’s forces attain a ruler’s
11. Jump into Pisa. This figure for a rapid invasion is used by Ariosto in THE FIVE CANTOS 1. 108.
pos1uon. Since his courage was great and his purpose high, he could not conduct himself otherwise; and his plans were opposed only by the shortness of Alexander’s life and his own sickness. Anyone, therefore, who thinks it necessary in his princedom newly won to secure himself against his enemies, to win friends, to conquer by force or by fraud, to make himselfloved and feared by the people, followed and respected by the soldiers, to destroy those who can or are likely to injure you,12 to replace ancient customs with new ways, to be severe and agreeable, magnanimous and liberal, to destroy disloyal armies, to raise new ones, to keep the friendship of kings and of princes in such a way that they are compelled either to aid you with a good grace or to harm you with reluctance, cannot find more recent instances than this man’s actions.
[Do Not Trust Men You Have Harmed. Cesare’s Blunder]
The single thing for which we can blame him is the election of Julius as pope. In this he made a bad choice because, as I have said, if he could not set up a pope to suit himself, he could exclude from the papacy whomever he wished. He should never have let the papacy go to any cardinal whom he had injured or who, on be,, coming pope, would need to fear him, because men do injury through either fear or hate. Those whom Cesare had injured were, among others, San Piere ad Vincula, Colonna, San Giorgio, and Ascanio. Any of the others on becoming pope would need to fear him, except Rouen and the Spaniards; the latter were made secure by their alliance and indebtedness, the former by his power, since he was closely connected with the kingdom of France. Therefore the Duke should by all means have chosen a Spaniard as pope,13 and if he could not, should have agreed to Rouen not to San Piero ad Vincula. To believe that new benefits make men of high rank forget old injuries is to deceive oneself. In this choice, then, the Duke blundered, and it caused his final ruin.
12. An unusually striking instance of Machiavelli’s habit of changingfrom the impersonal to direct address to his reader, the prince.
13. This condensed expression means tried to bring about the appointment as pope. Cesare had no direct power. By allowing him greater itifluence than do some recent historians, Machiavelli makes Cesare’s mistake so much the more serious. See LEGATION 13. 10 and 18, below.
CHAPTER 8. MEN WHO GAIN A PRINCEDOM THROUGH WICKED DEEDS
[Two Ways for Rising from a Private Station]
Because a man born in a private station may make himself prince in two other ways which cannot be attributed entirely to Fortune or to strength and prudence, I do not wish to omit them, though I might discuss one of them more at length where I deal with republics.r The two are these: either in some wicked and abominable way a man rises to the princedom, or a private citizen with the aid of his fellow.,citizens becomes prince of his native city. Taking up the first way, I shall explain it through two examples, one old, the other recent, without entering otherwise into the merits of this method, because I judge the two2 enough for imitation by one forced to use it.
[ Agathocles’ Success]
Agathocles the Sicilian, not merely of private but of low and abject station, became king of Syracuse. A potter’s son, in every stage of his career he lived a wicked life. Yet while acting wickedly he displayed such strength of mind and body that, entering the army, he rose through its grades to be praetor of Syracuse. Being settled in that rank and determined to become prince and to keep by force and without indebtedness to anyone what would have been granted him by consent,3 and having made an agreement about this plan of his with Hamilcar, the Carthaginian, who with his armies was campaigning in Sicily, one morning he assembled the people and the Senate of Syracuse as if he were going to consider things relating to the state; and at a given sign he had his soldiers kill all the senators and the richest of the people. These dead, he grasped and held the rule of that city without any opposition from the citi… zens. And though the Carthaginians twice defeated and finally besieged him, he not merely defended his city but, leaving part of his soldiers for defense against the siege, with the others he attacked
1. Annotators indicate that this is done in the D1scouRSES, though none of the chapters they specify are strikingly applicable, and the DISCOURSES are not limited to republics {e.g., 2. 24). Did Machiavelli write (or at least plan) a work called THE REPUBLIC, which has disappeared?
2. Here again I follow the editions of 1532 which give a plural.
He could have become prince with the consent of the senate and the people but preferred to incur no indebtedness to them.
Africa; thus in a short time he freed Syracuse from siege and brought the Carthaginians to extreme destitution; they were obliged to make peace with him, to be satisfied with the possession of Africa, and to abandon Sicily to Agathocles.
[Wickedness Does Not Bring True Glory]
He who considers, then, the actions and the life of this man, will see nothing or but little that he can ascribe to Fortune, since, as was said above, not through anybody’s help but through the grades of the army, which he won with a thousand hardships and dangers, he attained the princedom, and then with many spirited and dan,, gerous actions kept it. It cannot, however, be called virtue to kill one’s fellow,,citizens, to betray friends, to be without fidelity, without mercy, without religion; such proceedings enable one to gain sover,, eignty, but not fame. If we consider Agathocles’ ability in entering into and getting out of dangers,4 and his greatness of mind in enduring and overcoming adversities, we cannot see why he must be judged inferior to any of the most excellent generals. Nevw theless, his outrageous cruelty and inhumanity together with his countless wicked acts do not permit him to be honored among the noblest men. We cannot, then, attribute to Fortune or to virtue what he accomplished without the one or the other.
[ Liverotto’ s Treachery at Fermo]
In our times, when Alexander VI was reigning, Liverotto of Fermo-who many years before had been left when little without a father-was brought up by his maternal uncle, named Giovanni Fogliani, and in the early years of his youth was placed to serve as a soldier under Paulo Vitelli, in order that, well versed in that pro,, fession, he might attain some excellent position in an army. Paulo afterward dying, he served under Vitellozzo his brother; in a very short time, being quickwitted and vigorous in body and mind, he became the first man in his army. But since he thought it servile to be a subordinate, he determined, with the aid of some citizens of Fermo who preferred slavery rather than freedom for their native city, and with the help of the Vitelleschi, to capture Fermo. So he wrote to Giovanni Fogliani that, having been many years away from
In this clause, virtue ( virtuJ is courage and prudence. In the sentence immediately precediniand that following, moral excellence is also included.
home, he wished to come to visit him and his native city and also to inspect his inheritance; and-because he had not striven for anything except to gain honor-in order that his fellow citizens might see that he had not spent his time without results, he wished to come with honor escorted by a hundred horsemen from among his friends and servants; and he begged his uncle to be so kind as to arrange that the people of Fermo would receive him honorably. This would bring honor not merely to him but to Giovanni, whose foster child he was. In no way, thereupon, did Giovanni fall short in any duty he owed his nephew, and he had the people of Fermo receive him honorably. Liverotto then took up his lodging in his own mansion. There, having spent some days and carefully made the secret arrange,, ments that his future wickedness required, he gave a splendid banquet, to which he invited Giovanni Fogliani and all the leading men of Fermo. When the meal was finished and all the other matters customary at such banquets, Liverotto, according to plan, started certain serious discourses, talking of Pope Alexander’s greatness and of Cesare his son and of their enterprises. After Giovanni and the others had replied to these discourses, he at once rose up, saying these were things to speak of in a place more secret; and he withdrew to a chamber to which Giovanni and all the other citizens followed. No sooner were they seated than, from secret places in the room, out came soldiers who killed Giovanni and all the others. After this slaughter, Liverotto mounted his horse and overran the city and besieged in the Palace the chief magistrates, so that for fear they were compelled to obey him and to confirm a government of which he made himself prince.
[Liverotto’ s Success]
When all those were dead who, if they had been discontented, could have injured him, he strengthened himself with new dispo,, sitions both civil and military in such a way that for a year, during which he held the princedom, not merely was he safe in the city of Fermo, but he had become an object of fear to all his neighbors. His overthrow, indeed, would have been as difficult as that of Agathocles ifhe had not let Cesare Borgia deceive him at Sinigaglia when, as I said above, the Duke captured the Orsini and Vitelli. There Liverotto too was taken, a year after the parricide he com,,
mitted, and along with Vitellozzo, who had been his instructor in good and evil, he was strangled.
[Cruelty Prudently Used]
Some may wonder how it came about that Agathocles and others like him, after countless betrayals and cruelties, could for a long time live safely in their native places and defend themselves from foreign enemies, and the citizens never plotted against them; yet many others, even in peaceful times, could not by means of cruelty carry on their governments-and so much the less in the uncertain times of war. I believe this comes from cruelties badly used or well used. Well used we call those (if of what is bad we can use the word well) that a conqueror carries out at a single stroke, as a result of his need to secure himself, and then does not persist in, but transmutes into the greatest possible benefits to his subjects. Badly used are those which, though few in the beginning, rather increase with time than disappear. Princes who follow the first method can, before God and before men, make some improvement in their position, as Agathocles could; the others cannot possibly sustain themselves.
[ Injuries All at Once; Bene.fits Gradually]
We can learn from this that on seizing a state a prudent” con; queror makes a list of all the harmful deeds he must do, and does them all at once, so that he need not repeat them every day, because, not repeating them, he makes men feel secure, and gains their support by treating them well. He who acts otherwise, through either timidi… ty or bad advice, is obliged always to hold his sword in his hand; he can never rely on his subjects, and they, because of fresh and con; tinual injuries, cannot feel secure. Injuries are to be done all together, so that, being savored less, they will anger less; benefits are to be conferred little by little, so they will be savored more.
For the word prudent, as for wise at the beginning of the next paragraph, there is no equivalent in the Italian; Machiavelli uses the verb debbe. If this be rendered ought or must, the implication is if he hopes to succeed as conqueror or prince. Dovere ( debbe) is used with the sense ( recognized by dictionary,,makers) of logical necessity. The full reasoning is, The prince is wise; therefore he must act as Machiavelli says. Six times Machiavelli gives the idea in full, using an adjective for wise as well as dovere (chaps. 3,9, 17, 18, 20, 23),· he also spec!fies the prince as wise or prudent without dovere (chaps. 3, 10 [twice}, 13, 19). These indicate how other passages are to be understood. Frequently, then, the seemingly added adjective wise can be defended as an exact rendering. Moreover, since Machiavelli is showing what the wise prince is, the use of the adjective is in harmony with the spirit of the work.
[ In Quiet Times Prepare for Adversity]
And above all, a wise prince lives with his subjects in such a way that no unforeseen event, either for bad or for good, makes him change;6 because when, in adverse times, emergencies arise, you are too late for harshness, and the good you do does not help you, because it is considered forced and you get for it no thanks whatever.7
That is1 to attempt abruptly a policy of ‘1oing the injuries just mentione’11 or of conferring benefits.
7 See chap. 71 n. 121 for the shift in person.
CHAPTER 9. THE “CIVIL PRINCEDOM”
[The Rise of the Citizen Prince]
But let us come to the second case, when a private citizen becomes prince of his native city not through crime or any sort of unjust force but with the aid of his fellow..,citizens. This I call a civil princedom. To attain it does not require either ability altogether or Fortune altogether but rather a fortunate shrewdness. To such a princedom a man rises with the aid either of the people or of the rich, for in every city these two opposing parties exist. The civil princedom originates thus: the people desire not to be bossed and oppressed by the rich; the rich desire to boss and oppress the people. As a result of these two opposed desires, one of three effects appears in the city: princely rule or liberty or license.
[Either the People or the Wealthy May Set Up a Prince]
Princely rule is produced either by the people or by the rich, according as one or the other of these parties has a motive for it. When the rich see that they cannot resist the people, they give their support to one of themselves and make him prince so that, under his shadow, they can satisfy their desires. The people also, seeing that they cannot resist the rich, give their support to one man and make him prince, so that with his power he will protect them. He who comes to the princedom with the aid of the rich maintains himself with more difficulty than he who gets there with the people’s aid, because as prince he is surrounded by many who think them.. selves his equals, and for this reason he cannot command them or manage them at his will. But a prince who attains his position
through popular favor stands there solitary and has around him either nobody or very few who are not prepared to obey. Besides this, a ruler cannot creditably and without injury to others satisfy the rich, but certainly he can satisfy the people, because the people’s object is more creditable than that of the rich: the latter wish to oppress and the former not to be oppressed. Besides, against a hostile people a prince can never make himself safe because they are too many; against the rich he can make himself safe because they are few. The worst that a prince can expect from a hostile populace is that it will abandon him; from the hostile rich he must fear that they will not merely abandon him but will also act against him. Since the rich have more perception and more shrewdness than the populace, always they provide time for saving themselves, and they seek favor with any man they expect will win. Further, it is neces,. sary for the prince to live always with the same populace; but he can do without the same rich men, being able to make and unmake them every day, and to take away and give back their reputation as he likes.
[ How a Prince Should Regard the Wealthy]
To explain this case better, I say that the rich are to be considered in two ways chiefly: either they so manage their conduct that they commit themselves wholly to your Fortune, or not. Those who so commit themselves and are not rapacious are to be honored and loved; those who do not commit themselves are to be tested in two ways. They act as they do either through timorousness and natural lack of spirit1 (then you make use of those especially who can offer good advice, because in prosperity you gain honor from them, and in adversity you do not need to fear them). But when by design and for reasons of ambition they do not commit themselves to you, it is a sign that they think more of themselves than of you. From these the prince protects himself, and fears them as though they were open enemies, because always in adverse times they help to ruin him.
[All Princes Need Popular Support]
Therefore a prudent man who becomes prince with the aid of the people keeps their friendship, which is easy, since they ask
1. The or clause to be expected after this is put in a differing form, namely, “But when,” etc., below.
Popular Foundations 41
nothing except not to be oppressed. But if, in opposition to the people, he becomes prince with the aid of the rich, before everything else he tries to win the people’s support, which is easy if he assumes their protection. And because when men get help where they expect to get harm, they commit themselves the more to their benefactor, the people quickly become better disposed toward such a prince than if he came to authority with their aid. So a wise2 prince wins their favor in many ways for which, as they vary with the matter to be worked on, no certain rules can be laid down; so I pass over them. I conclude by saying only that the people’s friendship is essential to a prmce. Otherwise, in adverse times he has no resource.
[Nabis of Sparta]
Nabis, Prince of the Spartans, withstood a siege by all Greece and by a Roman army flushed with victory, and against them defended his city and his own position; and when that danger came upon him he needed to do no more than secure himself against a few disloyal citizens, though if his people had been hostile, that would not have been enough.
[ A Strong and Wise Prince Can Rely on the People]
Let no one oppose this belief of mine with that well,,worn prov.. erb:”He who builds on the people builds on mud”; it is indeed true when a private citizen lays his foundation on the people and allows himself to suppose that they will free him when he is beset by his enemies or by public officials. In this case he ofien does find him,, self deceived, as in Rome the Gracchi, and in Florence Messer Giorgio Scali. But when he who builds on them is a prince who can command, is a stout,,hearted man who does not waver in adverse times, does not lack other preparations, and through his courage and his management keeps up the spirits of the masses, he never is deceived by them, but receives assurance that he has made his foundations strong.
[ The Wise Prince Secures Loyalty in Time of Danger]
Usually these civil princedoms are in danger when they are in the process of shifting from republic to tyranny, because these princes
2. See chap. 8, n. 6.
42 THE PRINCE, Chaps. 9, 1 o
either give orders themselves or do so by means of public officials. In the latter case, their position is weaker and more perilous, because they depend entirely on the will of those citizens who are holding the public offices; these, especially in adverse times, with great ease can take away the prince’s position, either by acting against him or by not obeying him. In time of danger the prince is too late for seizure of absolute authority, because citizens and subjects, in the habit of getting their orders from the public officials, are in these emergencies not disposed to obey his orders; so always in threatening weather he lacks men he can trust. Such a prince cannot rely on what he sees in calm weather, when the citizens have need of the government, because then everybody runs, everybody promises, and each man is willing to die for him, since death is far off; but when… ever the weather is unfavorable, and the government has need of the citizens, then its supporters are but few. And so much the more is this test dangerous in that a ruler can make it but once. Therefore a wise prince takes care to devise methods that force his citizens, always and in every sort of weather, to need the government and himself; and always then they will be loyal.
CHAPTER IO. HOW THE MILIT ARy Pow … ER OF ANY PRINCEDOM IS TO BE ESTI… MATED
[The Self,,sustained Prince]
While examining the qualities of these various princedoms, we shall discuss another topic: that is, whether a prince has so much power that by his own strength alone he can repel attack, if necessary, or whether he always needs protection from other rulers. To explain this matter more clearly, I say that I judge a prince able to repel attack by his own strength when, through large resources in men or in money, he can get together an army sufficient to fight a battle with whoever comes to attack him. And by the same principle I judge that a prince always needs help from other princes when he cannot appear against an enemy in the field but is forced to take refuge behind walls and defend them. Of the first case I have spoken and in the future shall say about it what occurs to me. On the second case I cannot say anything further than to encourage
such a weak prince to fortify and provision his city and to make no account of the territory lying outside it. Any ruler who fortifies his city well and manages his relations with his subjects in the way explained above and to be dealt with below is attacked only with great hesitation, because men are always enemies of undertakings in which they see difficulties, and they see nothing easy about attacking a prince whose city is powerfully fortified and who is not hated by his people.
[ The German Free Cities]
The cities of Germany are wholly free, have little farm land, and obey the Emperor when they feel like it; they do not fear him or any other potentate near them because they are so fortified that everybody reckons their capture as sure to be tedious and difficult. They all have adequate ditches and walls; they have plenty of artillery; and they always reserve in the public storehouses enough to drink and to eat and to burn for a year. Besides that, in order to keep the people fed without using up the public funds, they always have
in store everything needed to provide work for a year at those trades that are the strength and the life of the city and of the indus.., tries by which the people earn their bread. They also hold military exercises in high repute and moreover have many regulations for maintaining them.1
[How a Wise Prince Sustains a Siege]
A prince, then, who has a strong city and does not make himself hated is not attacked. An enemy who is so foolish as to attack him is sure to withdraw in disgrace because the affairs of this world are so shifting that an invader finds it almost impossible to hold his army idle for an entire year in order to besiege such a prince If any… one replies to me: ‘When the people have property outside the city and see it burned, they lose patience, and the long siege and their self…love make them forget the prince,’ I answer that a powerful and spirited prince always overcomes all such difficulties, giving his subjects sometimes hope that the evil will not be long…continued, sometimes fear of the enemy’s cruelty, sometimes securing himself with cleverness against those whom he thinks too presumptuous.
1. Machiavelli here virtually repeats what he says in his REPORT ON GERMAN MAT, TERS, 1508.
44 THE PRINCE, Chaps. 10, 11
Besides this, the enemy presumably burns and wastes the surrounding country on his arrival, at a time when the citizens’ spirits are still hot and determined upon defense; for that reason so much the less the prince needs to hesitate, because after some days, when their spirits have grown cold, the harm is already done, the ills have been suffered and can no longer be remedied. So much the more the people then come forward to unite with their prince, since it appears that he is under obligation to them; for their houses have been burned and their property destroyed in his defense. It is the nature of men to feel as much obligated for benefits they confer as for those they receive. Hence, if everything is well considered, a prudent prince can without difficulty, early and late, keep the spirits of his subjects firm throughout a siege, if he does not lack food and means of defense.
CHAPTER II. ECCLESIASTICAL PRINCEDOMS
[The Security of the Clerical Prince]
Only ecclesiastical princedoms are now left to discuss. For these, all the difficulties come before they are acquired; they are gained either by ability or by Fortune, and without either of these they are maintained, because they are supported by customs grown old in church history, which are now so powerful and of such a sort that they keep their prince in his position, however he acts and lives. The pope alone has states and does not defend them, subjects and does not keep them in order; yet his states, through being undefended, never are snatched away; and his subjects, through not being kept in order, never feel any concern, and do not imagine being alienated from him and cannot be. These princedoms only, then, are secure and prosperous. But since they are protected by superior causes, to which the human mind does not reach, I omit speaking about them because, since they are set on high and maintained by God, to discuss them would be the act of a man presumptuous and rash.
[ The Growth of the Temporal Power]
Nevertheless, if anybody asks me why the Church, in temporal affairs, has now attained such strength, although prior to Alexander the Italian powers (and not merely those who are called powers but every baron and lord, even the very weakest) in temporal affairs
respected her little, but now a king of France trembles before her, and she has shoved him out of Italy and ruined the Venetians though this situation is well known, I believe I am not superfluous in bringing it back to memory in some detail.
[ The Weakness of the Church before the Reign of Pope Alexander VI]
Before King Charles of France came into Italy, this land was ruled by the Pope, the Venetians, the King of Naples, the Duke of Milan, and the Florentines. These powers needed to guard against two things: one, the invasion of Italy by a foreign army; two, con., quest of more territory by one of the Italian states. Those whom they most needed to watch were the Pope and the Venetians. To hold back the Venetians, all the others needed to form a union, such as that for the defense of Ferrara. To keep the Pope down they made use of the Roman barons, for these, being divided into the two factions of the Orsini and Colonnesi, always had cause for discord; standing with their weapons in their hands before the very face of the pontiff, they kept the papacy weak and unwarlike. And even though a courageous pope such as Sixtus sometimes reigned, yet neither Fortune nor prudence ever released him from this annoyance. The brevity of a pope’s reign was the reason for this, because in his tenure of ten years, on the average, he might with difficulty put down one of the factions. For instance, one pope might almost destroy the Colonnesi; then another might come to the throne who was hostile to the Orsini and would let the Colonnesi grow powerful again, yet he would not have time to destroy the Orsini. As a result, the tern., poral forces of the pope were little respected in Italy.
[ The Temporal Power of Pope Alexander VI]
Then Alexander VI took office, who beyond all the pontiffs who ever reigned showed how mighty a pope could be in both money and arms. Using as his instrument Duke Valentino and as his opportunity the French invasion, he did all the things I have already set forth among the Duke’s actions. And though Alex., ander’s purpose was to strengthen not the Church but the Duke, nonetheless what he did resulted in strength for the Church, which after his death and after the Duke’s ruin was the heir of his labors.
[Julius II Strengthens the Church]
Then came Pope Julius. He found the Church strong, for she held the entire Romagna, the Roman barons were wiped out and, by Alexander’s blows, their conflicts ended. He also found the way prepared for heaping- up money by a method never used until Alexander’s time. These policies Julius not merely carried on but augmented, for he resolved on taking Bologna and ruining the Venetians and driving the French from Italy. All these enterprises came out well and with so much the more credit to him inasmuch as he did it all to exalt the Church and not any individual. He also kept the Orsini and Colonnesi parties in the situation where he found them, and though they might still have some tendencies toward rebellion, yet two things kept them quiet: one, the might of the Church, which terrifies them; the second, their not having their cardinals, who are the source of the quarrels between them. For these factions never keep quiet at any time when they have cardinals because, in Rome and outside, the latter foster parties, and those barons are compelled to defend them; so from the ambitions of the prelates result quarrels and disturbances among the barons.
[Good Wishes for Pope Leo X]
His Holiness Pope Leo, then, found this pontificate very power.. ful; and for him we hope that, if his predecessors made it great with arms, he, with his kindness and countless other virtues, will make it very great and respected.1
1. Leo X, Giovanni de’Medici, ascended the papal throne 11 March 1513.
CHAPTER 12. VARIOUS KINDS OF ARMY; MERCENARY SOLDIERS
[Good Laws and Good Soldiers]
Having discussed in detail all the qualities of those princedoms which in the beginning I set out to discuss, and observed in various respects the causes of their well..-being and their ill..-being, and shown the methods with which many have tried to gain and to hold them, it remains for me now to discuss in general the kinds of attack and defense possible for each of these. We have said above that a prince
must have good foundations; otherwise, of necessity he falls. The principal foundations of all states, the new as well as the old and the mixed, are good laws and good armies. And because there cannot be good laws where armies are not good, and where there are good armies, there must be good laws,1 I shall omit talking of laws and shall speak of armies.
[The Worthlessness of Mercenaries]
I say, then, that the armies with which a prince defends his state are either his own, or they are mercenary or auxiliary or mixed. The mercenary and the auxiliary are useless and dangerous; if a prince continues to base his government on mercenary armies, he will never be either stable or safe; they are disunited, ambitious, without disci,, pline, disloyal; valiant among friends, among enemies cowardly; they have no fear of God, no loyalty to men. Your ruin is postponed only as long as attack on you is postponed; in peace you are plun,, dered by them, in war by your enemies. The reason for this is that they have no love for you nor any cause that can keep them in the field other than a little pay, which is not enough to make them risk death for you. They are eager indeed to be your soldiers as long as you are not carrying on war, but when war comes, eager to run away or to leave. This thing is not hard to demonstrate, because the present ruin of Italy is the result of nothing else than her reliance upon mercenaries for a stretch of many years. For some princes they gained real advantages, and they seemed valiant against each other; but when the foreigner came, they showed what they were, so that Charles the king of France was allowed to take Italy with chalk.
1. Machiavelli’s epigrammatic statements, such as “Where there are good armies, there must be good laws,” are always to be interpreted in the light of his belief that all subjects are to be debated (D1scouRSES 1. 18). He never expects human affairs to yield an absolute truth; he does hope to discover and present such truth as there is. So he sees much, though not perfect, reciprocity between good civil and good military organization. More especially he is thinking of an Italian princedom or republic; bad governments depend upon licentious and avaricious mercenaries; well,,governed states are defended by their own citizens, who value the blessings secured for them by good and wise rulers.
If Machiavelli were reasoning on arms and laws in the present day of huge conscript armies, he would adapt his epigram to conditions, perhaps applying Fabrizio’s assertion in THE ART OF WAR, bk. 1, that professional soldiers are dangerous to a state.
For variations see the Index, s.v. warfare, soldiers, and laws. For laws and morals, see 0ISCOURSES 1. 18.
2. According to Philip dt Commynes (MEMOIRES, bk. 7, chap. 14) Pope Alexander VI said the French came with spurs of wood and with chalk in the hands of their quartermasters to
And he who used to say that the cause of it was our sins told the truth,3 but they were not at all such as he supposed they were, but these I have mentioned; and because they were princes’ sins, the princes have suffered punishment for them.
[ The Prince Must Be His Own General; the Republic Must Have Citizen Generals]
I am going to explain better the wretchedness of such armies. Mercenary generals are men either skilful in warfare or not. If they are, you cannot trust them, because they always are trying to gain power for themselves, either by harassing you who are their master or by harassing others against your intention. But if the general is not competent, he normally ruins you. If somebody replies that whoever has the soldiers under his control will do this, whether or not he is a mercenary, I answer that soldiers have to be managed either by a prince or by a republic. The wise prince goes in person and himself performs the duties of a general. The well…ordered republic commissions a citizen; if it sends one who does not turn out an efficient leader, it replaces him; when he is efficient, it re,, strains him with laws, so that he does not go out of bounds. From experience we see that princes acting for themselves and armed republics make very great advances, but mercenary forces never do anything but harm. A citizen finds the subjugation of his own city harder when she is a republic armed with her own weapons than when she is armed with foreign weapons.
[Historical Examples of Mercenary Treachery]
Rome and Sparta for many centuries were armed and free. The Swiss are heavily armed and wholly free. Of mercenary forces in antiquity the Carthaginians furnish an example, for they were close to being overcome by their own mercenary soldiers at the end of their first war against the Romans, even though the Carthaginians had as leaders their own citizens. Philip of Macedon was put in
indicate their quarters on the doors of the houses in the cities they entered, and needed no other weapons.
Savonarola attributed the misfortunes of Italy to moral wickedness, though he was also interested in practical politics and wrote on government. Machiavelli attributed the misfortunes of Italy to such sins as the abandonment of military training that made Florence unable to defend herself.
command of their troops by the Thebans when Epaminondas died; after victory he deprived them of their liberty. The Milanese, after Duke Philip died, employed Francesco Sforza against the Venetians; having defeated the enemy at Caravaggio, he joined with them to crush the Milanese his employers. Sforza his father, having been hired as her general by Queen Joanna of Naples, of a sudden left her weaponless; hence, in order not to lose her kingdom, she was forced to throw herself into the King of Aragon’s arms.
[Florentine Experience]
And even if the Venetians and the Florentines have in the past increased their empires by means of these soldiers, and yet their generals have not made themselves princes over them but have defended them, I answer that the Florentines in this matter have been favored by chance because, among their competent generals, whom they would have had reason to fear, some have not conquered, some have had opposition, others have turned their ambition else, where. The one who did not conquer was John Hawkwood, whose loyalty-not conquering-we cannot know; but everyone must admit that-conquering-he would have had the Florentines in his power. Sforza always had the Bracceschi opposed to him, so that they watched one another. Francesco turned his ambition on Lombardy, Braccia against the Church and the kingdom of Naples. But let us come to what happened not long ago. Then the Florentines made Paulo Vitelli their general, a man very prudent and one who, rising from a private station, had gained a very high reputation. If he had taken Pisa, no one can deny that the Florentines must have become his servants, because if he had been employed as general by their enemies, they would have had no defense, and if they had kept him, they would have had to obey him.
[Venetian Troubles with Mercenaries]
As to the Venetians, if we consider their advances, we shall see that they moved securely and gloriously while they carried on war themselves (before they directed their enterprises to the land), for with their gentlemen and their armed populace they moved with the utmost vigor. But when they undertook fighting on the land, they laid aside this vigor and followed the customs of the Italian wars.
50 THE PRINCE, Chaps. 12, 13
And in the beginning of their expansion on land, since they did not have much territory there and were of lofty reputation, they did not have much to fear from their generals. But when they expanded, which they did under Carmignuola, they got a taste of this mistake. Finding him very able (for under his leadership they defeated the Duke of Milan), and knowing on the other side that he had grown cold in the war, they judged that with him they could conquer no more, because he did not wish to, yet that they could not dismiss him, for fear of losing again what they had won. Hence necessity drove them to kill him in order to secure themselves against him. Later they had for their generals Bartolommeo da Bergamo, Ruberto da San Severino, the Count of Pitigliano, and the like, with whom they had to fear loss, not gain, as finally was evident at V aila, where in one battle they lost what in eight hundred years they had won with so much effort. From these soldiers, then, come only slow, late, and slender winnings, but sudden and astonishing losses.
[ The History of Mercenaries in Italy]
And because with these examples I have come into Italy, which for many years has been ruled by mercenary generals, I am going to review them from an earlier time, thinking that when their origin and course are seen they can be better controlled. You must, then, understand that as soon as in modern times the Empire was driven out ofitaly, and in temporal matters the pope got more power there, Italy became divided into numerous states, because many of the large cities took arms against their nobles who, with the Emperor’s aid, had earlier kept them in subjection; the Church also aided the cities in order to give herself influence in temporal affairs; in many others, citizens became princes. Hence Italy was almost wholly in the hands of the Church and of various republics. Since the priests and the citizens who governed were habituated not to bear arms, they began to hire foreigners. The first who gave reputation to this soldiery was Alberigo da Conio, a Romagnole. From this man’s school emerged, among others, Braccio and Sforza, who in their days were masters of Italy. After them came all the others who up to our day have commanded these mercenary soldiers. The result of their efficiency is that Italy has been overrun by Charles, plundered by Louis, violated by Ferdinand, and insulted by the Swiss.
[War as an Easy Business]
This is the method they used: First, in order to give reputation to their own forces, they took away the reputation of the infantry. They did this because, being without territory and dependent on their employment, a few infantry did not give them reputation, and for a large number they were unable to provide pay. Hence they turned to cavalry, which, with manageable numbers, brought them income and honor. And things came to such a state that in an army of twenty thousand soldiers there were not two thousand footmen. Besides this, they used every effort to rid themselves and their soldiers from hardship and fear, not killing one another in their combats but taking one another prisoner, without asking ransom. They did not fire on cities at night, and the mercenaries in the cities did not fire on tents; around their camps they did not provide either stockades or ditches; they did not campaign in the winter. And all these things that they allowed among their military customs, they are said to have devised in order to escape hardship and dangers-with the result that they conducted Italy to slavery and infamy.4
Machiavelli has been censured for making an unusual use of the word condotta (“led”), translated conducted. Perhaps he is playing with its military sense, even though he does not use in the chapter cognate words, such as condottiere {“military leader”), which occurs in the following chapter.
CHAPTER 13. AUXILIARY AND MIXED AR., MIES; SUBJECTS AND CITIZENS AS SOL-, DIERS
[Recent Instances of Danger from Auxiliary Troops]
An army is auxiliary (this is the other kind of profitless armyY when you summon a powerful man to bring his forces to aid and defend you. So in recent times Pope Julius did, for seeing in his expedition against Ferrara the poor showing of his mercenary soldiers, he turned to auxiliary ones and made an agreement with Ferdinand, King of Spain, who was to aid him with military forces. Such troops can be useful and good in themselves, but for him who invites them are almost always harmful; losing, you are done for; winning, you are their prisoner. Even though ancient histories are full of such
1. Referring to the second paragraph of the preceding chapter.
52 THE PRINCE, Chap. 13
instances, none the less I am not going to abandon this fresh instance of Pope Julius II, whose decision could not have been more ill, advised; in order to get Ferrara, he threw himself entirely into the hands of a foreigner. But his good fortune made a third thing come about, so that he did not gather the fruit of his bad choice: when his auxiliaries were defeated at Ravenna, the Swiss rose up and chased off the winners-against all expectation, both his own and that of others. Hence he was not left as the prisoner of his enemies, who had run away, nor of his auxiliaries, since he had conquered with other weapons than theirs. The Florentines, when wholly unarmed, brought ten thousand French to Pisa to besiege her; through this plan they were in more danger than at any other period of their struggles. The emperor of Constantinople, in order to resist his neighbors, put ten thousand Turks in Greece; when the war was over they would not leave; this began Greek servitude under the infidels.
[ No True Victory with Auxiliary Soldiers]
He, then, who plans not to conquer should employ these soldiers; they are much more dangerous than mercenaries, because with auxiliaries ruin is sure; they are all united, all under the command of another. But mercenaries, if after they conquer they are to injure you, need more time and better opportunity, since they are not united, and they are enlisted and paid by you; a third person whom you make their commander cannot at once get power enough to injure you. In short, from mercenaries the greater danger is laziness, from auxiliaries efficiency. Wise princes, therefore, always reject these armies and turn to their own; they choose rather to lose with their own soldiers than to win with the others, judging that not a true victory which they gain with foreign armies.
[Cesare Borgia’s Experience with Mercenaries and Auxiliaries]
I shall never hesitate to use as an example Cesare Borgia and his actions. That Duke went into Romagna with auxiliary forces leading there French soldiers entirely-and with them he took Imola and Forli. But afterwards, not thinking such forces reliable, he turned to mercenaries, expecting from them less risk-and he hired the Orsini and Vitelli. In employing them, he found them un,
certain and unfaithful and risky, so he destroyed them and turned to soldiers of his own. We easily see the difference between one of these armies and the other if we consider the Duke’s reputation when he had the French only or when later he had the Orsini and Vitelli, and then observe how different it was when finally he stood alone with his own soldiers; we find that his reputation steadily grew greater; yet never was he estimated high until everybody saw that he was sole master of his own troops.
[ Hiero of Syracuse Rejected Mercenaries]
I had not intended to depart from fresh Italian instances, yet I am not going to omit Hiero of Syracuse, one of those named above. When the Syracusans made him head of their armies, as I said, he at once saw that their mercenary force was useless, being composed of hirelings like ours now in Italy;2 so deciding that he could neither keep them nor dismiss them, he cut them entirely to pieces; then he led to war his own soldiers, not foreigners.
[ King David]
I am going to remind you of an OId Testament figure bearing on this theme. David offered himself to Saul to fight with Goliath the Philistian challenger; then Saul, to give him courage, armed him with the king’s own armor. But when David tried it on, he refused it, saying that it did not permit him to make good use of his strength; therefore he preferred to encounter the enemy with his sling and his knife.3 In short, the armor of another man either falls off your back or weighs you down or binds you.
[French Folly in Using Auxiliaries]
After Charles VII, King Louis Xi’s father, had with his fortune and his ability delivered France from the English, he recognized such a need for arming himself with his own weapons, and set up in his realm the ordinance about men,,at,arms and infantry. Then King Louis, his son, abolished that of the infantry and took to hiring
2. In this clause Machiavelli seems to apply the word condottieri, usually meaning leaders
{often mercenaries), to the whole body of troops. I have therefore rendered it hirelings.
The Biblical account (1 Samuel 17:50) mentions not a knife but a stafJ. Since it says that David had no sword, coltello is hardly to be translated sword, as often in sixteenth.,,century Italian. David is, however, often represented with Goliath’s sword, which he took after striking the giant down with a stone from his sling.
Swiss. Practical experience now shows that this mistake, followed by others, is one cause of that kingdom’s perils: by giving prestige to the Swiss, the King discredited all his own soldiers, because his own infantry he wholly abolished and his men,,at,,arms he made dependent on the soldiers of another country; being accustomed to fight in company with the Swiss, the French cavalry believe they cannot conquer without them. The result is that French against Swiss are not adequate, and without Swiss they do not risk them,, selves against others. Thus the French king’s army is mixed, partly mercenary and partly his own. Such a force is on the whole much better than one purely auxiliary or purely mercenary, though much inferior to an army entirely his own. The instance just given is enough, because the French kingdom would be unconquerable if Charles’s method had been developed or retained.
[Danger from Mercenaries to Be Foreseen]
But men in their imprudence often enter upon some policy which at the moment pleases them without envisaging the poison underneath it, as I said above of the hectic fever. So a prince who does not recognize the ills in his state when they spring up is not truly wise; but this power is given to very few. On considering the chief cause for the fall of the Roman Empire, we find it was solely that she took to hiring Gothic mercenaries. After that beginning, the Empire’s forces steadily failed, for she stripped away all her own vigor to give it to the Goths.
[ No Prince Safe without His Own Soldiers]
I conclude, then, that without her own armies no princedom is secure; on the contrary, she is entirely dependent on Fortune, not having strength that in adversity loyally defends her. Wise men have always said and believed that “nothing is so weak or shaky as the reputation of a power that does not rely on its own strength.”4 Armies of your own are those made up of your subjects or of citizens of your state or of dependents; all the others are either mercenary or auxiliary. The way to organize armies of your own is easy to find if you peruse the methods of the four I have named above and observe how Philip, Alexander the Great’s father, and
Tacitus, ANNALS 13. 19. I have translated the standard text, not that commonly printed in THE PRINCE.
many other princes and various republics have organized their armies. On such methods as theirs I wholly rely.
CHAPTER 14. A PRINCE’S DUTY ABOUT MILIT ARY AFFAIRS
[War Is the Prince’s Profession]
A wise prince, then, has no other object and no other interest and takes as his profession nothing else than war and its laws and discipline; that is the only profession fitting one who commands, and it is of such effectiveness that it not merely sustains in their rank men who are born princes but many times enables men born in a private station to rise to princely stations. On the contrary, when princes are more interested in luxuries than in arms they lose their positions. The chief cause that makes you lose your princedom is neglect of this profession, and the cause that makes you gain it is expertness in this profession. Francesco Sforza, though a private person, by de,, voting himself to arms became Duke of Milan. His sons, though born dukes, by fleeing from the discomforts of arms, made them,, selves private persons.
[ The Unmilitary Prince Is Despised]
The first reason why being unarmed brings you trouble is that it makes you despised; this is one of the stigmas from which the wise prince guards himself, as I explain below.1 Between an armed and an unarmed man there is no reciprocity, and for an armed man gladly to obey one who is unarmed is unreasonable. An unarmed prince cannot be without fear among armed servants, because when the servant feels contempt and the master feels distrust, by no possi,, bility can the two work well together. Therefore, besides the bad effects already mentioned, a prince unskilled in warfare cannot be esteemed by his soldiers or rely on them.
[Hunting as Training for War]
A wise prince, then, never withdraws his thought from training for war; in peace he trains himself for it more than in time of war. He does this in two ways, the first with his actions, the second with
1. Chap. 19.
his mind. As to his actions, besides keeping his subjects well organized and trained, he himself continually goes hunting in order to accustom his body to hardships. A further purpose in hunting is to learn the nature of military sites, to observe how the mountains rise, how the valleys are hollowed out, how the plains lie, and to inform himself on the nature of rivers and swamps; to these acquire, ments he gives the utmost attention. Such information is useful in two ways: first, he thoroughly learns his own country and can better understand its defenses; second, by means of his knowledge and experience of such military sites, easily he comprehends the qualities of any other site which he needs to examine for the first time. The hills, the valleys, the plains, the rivers, the swamps of Tuscany, for instance, have a certain likeness to those of other regions; hence from his understanding of the lay of the land in one region he can easily attain understanding of other regions. The prince who lacks ex, pertness in topography lacks the first quality needed by a general, because it teaches how to find the enemy, to choose encampments, to lead armies, to plan battles, and to besiege towns with advantage.
[Philopoemen’s Constant Trainingfor War]
As to Philopoemen, Prince of the Achaians-the chief thing for which historians praise him is that in times of peace he never interested himself in anything except the methods of war, and when he was in the country with his friends, often he stopped and talked with them: “If the enemy were on that hill and we were here with our army, which of us would have the advantage= How, keeping our formation, could we attack them: If we should wish to retire, how could we do it= If they should retire, how could we follow them:” And he would set before them, as they walked along, all the accidents that can happen in an army; he would learn their opinions, tell his own, back it up with reasons; so that on account of this continual attention, when he was leading an army nothing unexpected could happen for which he did not have the remedy.
[Imitation of the Great Men of the Past]
But as to the training of his mind, the prudent prince reads histories and observes in them the actions of excellent men, sees how they have conducted themselves in wars, observes the causes for their
victories and defeats, in order to escape the latter and imitate the former; above all, he does as some excellent men have done in the past; they selected for imitation some man earlier than themselves who was praised and honored, and his actions and heroic deeds they always kept before them, as it is said Alexander the Great imitated Achilles; Caesar, Alexander; Scipio, Cyrus. And who. ever reads the life of Cyrus written by Xenophon recognizes afterward in Scipio’s life how much that imitation was to his glory and how completely in chastity, affability, courtesy, and liberality Scipio shaped himself by what Xenophon wrote about Cyrus.
[Diligence Can Thwart Fortune]
Such methods as these are always practiced by a wise prince, and never in times of peace is he lazy, but of such times he diligently makes capital on which he can draw in periods of distress, so that when Fortune changes he is ready to withstand her.
CHAPTER 15. THOSE THINGS FOR WHICH MEN AND ESPECIALLY PRINCES ARE PRAIS. ED OR CENSURED
[Ethical Fancies and Stern Reality]
Now it remains to examine the wiser prince’s methods and conduct in dealing with subjects or with allies. And because I know that many have written about this, I fear that, when I too write about it, I shall be thought conceited, since in discussing this material I depart very far from the methods of the others.2 But since my purpose is to write something useful to him who comprehends it, I have decided that I must concern myself with the truth of the matter as facts show it rather than with any fanciful notion. Yet many have fancied for themselves republics and principalities that have never been seen or known to exist in reality. For there is such a difference between how men live and how they ought to live that he who abandons what is done for what ought to be done learns his
1. See chap. 8, n. 5.
2. With this chapter begins the part of THE PRINCE most akin to the medieval and ren,. aissance books giving advice to princes (DE REGIMINE PRINCIPUMJ. See Allan H. Gilbert, MACHIAVELLI’S “PRINCE” AND ITS FORERUNNERS, Duke Univ. Press, 1938.
destruction rather than his preservation,3 because any man who under all conditions insists on making it his business to be good will surely be destroyed among so many who are not good. Hence a prince, in order to hold his position, must acquire the power to be not good, and understand when to use it and when not to use it, in accord with necessity.
[Virtues and Vices Deserving Praise and Blame]
Omitting, then, those things about a prince that are fancied, and discussing those that are true, I say that all men, when people speak of them, and especially princes, who are placed so high, are labeled with some of the following qualities that bring them either blame or praise. To wit, one is considered liberal, one stingy (I use a Tuscan word, for the avaricious man in our dialect is still one who tries to get property through violence; stingy we call him who holds back too much from using his own goods); one is considered a giver, one grasping; one cruel, one merciful; one a promise.-breaker, the other truthful; one effeminate and cowardly, the other bold and spirited; one kindly, the other proud; one lascivious, the other chaste; one reliable, the other tricky;4 one hard, the other tolerant; one serious, the other light.-minded; one religious, the other unbelieving; and the like.
[ Apparent Virtues Not Always Real Ones]
I am aware that everyone will admit that it would be most praise. worthy for a prince to exhibit such of the above.-mentioned qualities as are considered good. But because no ruler can possess or fully practice them, on account of human conditions that do not permit it, he needs to be so prudent that he escapes ill repute for such vices as might take his position away from him, and that he protects himself from such as will not take it away if he can; if he cannot, with little concern he passes over the latter vices. He does not even worry about incurring reproach for those vices without which he can hardly maintain his position, because when we carefully examine
That is, he who abandons a teacher who can instruct him in what is done (the world as it is) for one who teaches only what the teacher thinks it right to do ( mere theory) will gain learning which, if he acts on it, will ruin him. Machiavelli is interested in “what ought to be done” in the complex world of affairs rather than in the simpler one of dogma.
Or astute. Dante writes: “Nobody would say that he is wise who proceeds by means of underhand devices and cheating tricks, but he can be called astute” (CoNVIVIO 4. 27. 48). According to Castiglione, astuteness is prudence unaccompanied by goodness ( COURTIER 4.32).
the whole matter, we find some qualities that look like virtues, yet if the prince practices them-they will be his destruction, and other qualities that look like vices, yet-if he practices them-they will bring him safety and well…being.
CHAPTER 16. LIBERALITY AND STINGINESS
[The Dangers of Seeking a Reputation for Liberality]
Beginning then with the first qualities mentioned above, I say that to be considered liberal is good. Nevertheless, liberality, when so practiced that you get a reputation for it, damages you, because if you exercise that quality wisely and rightfully, it is not recognized, and you do not avoid the reproach of practicing its opposite. There., fore, in order to keep up among men the name of a liberal man, you cannot neglect any kind of lavishness. Hence, invariably a prince of that sort uses up in lavish actions all his resources, and is forced in the end, ifhe wishes to keep up the name of a liberal man, to burden his people excessively and to be a tax…shark and to do everything he can to get money. This makes him hateful to his subjects and not much esteemed by anybody, as one who is growing poor. Hence, with such liberality having injured the many and rewarded the few, he is early affected by all troubles and is ruined early in any danger. Seeing this and trying to pull back from it, he rapidly incurs re-, proach as stingy.
[Frugality Is True Liberality]
Since, then, a prince cannot, without harming himself, make use of this virtue ofliberality in such a way that it will be recognized, he does not worry, if he is prudent, about being called stingy; because in the course of time he will be thought more and more liberal, since his economy makes his income adequate; he can defend himself against anyone who makes war on him; he can carry through enterprises without burdening his people. Hence, in the end, he practices liberality toward all from whom he takes nothing, who are countless, and stinginess toward all to whom he gives nothing, who are few. In our times we have not seen great things done except by those reputed stingy; the others are wiped out. Pope Julius II, al-, though he made use of the name of a liberal man in order to gain the
60 THE PRINCE, Chaps. 16, 17
papacy, afterward paid no attention to keeping it up, in order to be able to make war. The present King of France carries on so many wars, without laying an excessive tax on his people, solely because his long stinginess helps pay his enormous expenses.r The present King of Spain, if he were reputed liberal,2 would not engage in or complete so many undertakings.
[ Be Lavish Only with Other People’s Money]
Therefore, in order not to rob his subjects, in order to defend himself, in order not to grow poor and contemptible, in order not to be forced to become extortionate, a wise prince judges it of little importance to incur the name of a stingy man,3 for this is one of those vices that make him reign. And if somebody says: ‘Caesar through his liberality attained supreme power, and many others through being and being reputed liberal have come to the highest positions,’ I answer: ‘Either you are already prince or you are on the road to gaining that position. In the first case, the kind of liberality I mean is damaging; in the second, it is very necessary to be thought liberal. Now Caesar was one of those who were trying to attain sovereignty over Rome. But if, when he had got there, he had lived
on and on and had not restrained himself from such expenses, he would have destroyed his supremacy.’ If somebody replies: ‘Many have been princes and with their armies have done great things, who have been reputed exceedingly liberal,’ I answer you: ‘The prince spends either his own money and that of his subjects, or that of others. In the first case the wise prince is economical; in the second he does not omit any sort ofliberality. For that prince who goes out with his armies, who lives on plunder, on booty, and on ransom, has his hands on the property of others; for him this liberality is necessary; otherwise he would not be followed by his soldiers. Of wealth that is not yours or your subjects’, you can be a very lavish giver, as were Cyrus, Caesar, and Alexander, because to spend what belongs to
1. Louis XII was publicly ridiculed for his economy, but reduced taxes.
2. If he had been extravagant enough to get a reputation for liberality.
In this clause I have rendered principe debbe by “wise prince”; this is in harmony with the word “prudent” in the preceding paragraph, and with the context. Sometimes I have left “prince” unqualified; it is to be understood that in this and the following chapters Machiavelli is presenting the conduct of the wise ruler.
others does not lessen your reputation but adds to it. Nothing hurts you except to spend your own money.’4
[Liberality Destroys Itself]
Moreover, nothing uses itself up as fast as does liberality; as you practice it, you lose the power to practice it, and grow either poor and despised or, to escape poverty, grasping and hated. Yet the most important danger a wise prince guards himself against is being despised and hated; and liberality brings you to both of them. So it is wiser to accept the name of a niggard, which produces reproach without hatred, than by trying for the name of free…spender to incur the name of extortioner, which produces reproach with hatred.
Commenting on the difficulties of the Emperor Maximilian as he observed them, Francesco Vettori writes: “It is not certain that he can hold his soldiers together, because, holding them only by means of money, and lacking it for himself, unless he is provided with it by others ( which cannot be known), and, on the other hand, being too liberal, he joins difficulty with difficulty. And though being liberal is a virtue in a prince, nonetheless it is not enough to please a thousand men when one needs twenty thousand, and liberality is of no value where it does not reach” (LEGATION TO THE EMPEROR, letter of 8 Feb. 1507. Though signed by Vettori, it was written by Machiavelli).
CHAPTER 17. CRUELTY AND MERCY: IS IT BETTER TO BE LOVED THAN FEARED, OR THE REVERSE?
[Wise Cruelty Is True Mercy]
Passing on to the second of the above…mentioned qualities,1 I say that every sensible prince wishes to be considered merciful and not cruel. Nevertheless, he takes care not to make a bad use of such mercy. Cesare Borgia was thought cruel; nevertheless that well.., known cruelty of his re..,organized the Romagna, united it, brought it to peace and loyalty. If we look at this closely, we see that he was much more merciful than the Florentine people, who, to escape being called cruel, allowed the ruin of Pistoia. A wise prince, then, is not troubled about a reproach for cruelty by which he keeps his subjects united and loyal because, giving a very few examples of cruelty, he is more merciful than those who, through too much mercy, let evils continue, from which result murders or plunder, because the latter commonly harm a whole group, but those execu.-.
1.. The second pair in the list in chap. 1.5.
THE PRINCE, Chap. 17
tions that come from the prince harm individuals only. The new prince-above all other princes-cannot escape being called cruel, since new governments abound in dangers. As Virgil says by the mouth of Dido, “My hard condition and the newness of my sovereignty force me to do such things, and to set guards over my boundaries far and wide.”2
[ Severity Moderated]
Nevertheless, he is judicious in believing and in acting, and does not concoct fear for himself, and proceeds in such a way, moderated by prudence and kindness, that too much trust does not make him reckless and too much distrust does not make him unbearable.
[It Is Safer to Be Feared than Loved]
This leads to a debate: Is it better to be loved than feared, or the reverse The answer is that it is desirable to be both, but because it is difficult to join them together, it is much safer for a prince to be feared than loved, if he is to fail in one of the two. Because we can say this about men in general: they are ungrateful, changeable, simulators and dissimulators, runaways in danger, eager for gain; while you do well by them they are all yours; they offer you their blood, their property, their lives, their children, as was said above,3 when need is far off; but when it comes near you, they turn about. A prince who bases himself entirely on their words, if he is lacking in other preparations, falls; because friendships gained with money, not with greatness and nobility of spirit, are purchased but not possessed, and at the right times cannot be turned to account. Men have less hesitation in injuring one who makes himself loved than one who makes himself feared, for love is held by a chain of duty which, since men are bad, they break at every chance for their own profit; but fear is held by a dread of punishment that never fails you.
[ How to Avoid Hatred]
Nevertheless, the wise prince makes himself feared in such a way that, if he does not gain love, he escapes hatred; because to be feared and not to be hated can well be combined; this he will always achieve ifhe refrains from the property of his citizens and his subjects
z. AENEID 1. 563-564.
Chap. 9.
and from their women. And if he does need to take anyone’s life, he does so when there is proper justification and a clear case. But above all, he refrains from the property of others, because men forget more quickly the death of a father than the loss of a father’s estate.4 Besides, reasons for seizing property never fail, for he who is living on plunder continually finds chances for appropriating other men’s goods; but on the contrary, reasons for taking life are rarer and cease sooner.
[Generals Must Be Cruel]
But when the prince is with his armies and has in his charge a multitude of soldiers, then it is altogether essential not to worry about being called cruel, for without such a reputation he never keeps an army united or fit for any action. Among the most striking of Hannibal’s achievements is reckoned this: though he had a very large army, a mixture of countless sorts of men, led to service in foreign lands, no discord ever appeared in it, either among themselves or with their chief, whether in bad or in good fortune. This could not have resulted from anything else than his well known inhuman
cruelty, which, together with his numberless abilities, made him always respected and terrible in the soldiers’ eyes; without it, his other abilities would not have been enough to get him that result. Yet historians, in this matter not very discerning, on one side admire this achievement of his and on the other condemn its main cause.
[ Scipio Too Merciful]
And that it is true that Hannibal’s other abilities would not have been enough, can be inferred from Scipio (a man unusual indeed not merely in his own days but in all the record of known events) against whom his armies in Spain rebelled-an action that resulted from nothing else than his too great mercy, which gave his soldiers more freedom than befits military discipline. For this, he was rebuked in the Senate by Fabius Maximus, who called him the destroyer of the
Machiavelli wrote to Giovanni de’Medici soon after the return of the family in 1512, pointing out the danger of an attempt to recover property lost in 1494 and later: “Men feel more sorrow for a farm taken away from them than for a brother or a father put to death, because some,, times death is forgotten, but property never. The reason is close to the surface,for everyone knows that a brother cannot rise up again because of a change in government, but there is a possibility of getting back a farm. If this applies to anybody, it applies to the Florentines, because they are commonly more avaricious than generous” (quoted by Tommasini, MACHIAVELLI, I, 601).
THE PRINCE, Chaps. 17, 18
Roman soldiery. The Locrians, who had been ruined by a legate of his, Scipio did not avenge nor did he punish the legate’s arrogance all a result of his tolerant nature. Hence, someone who tried to apologize for him in the Senate said there were many men who knew better how not to err than how to punish errors. This tolerant nature would in time have damaged Scipio’s fame and glory, if, having it, he had kept on in supreme command; but since he lived under the Senate’s control, this harmful trait of his not merely was concealed but brought him fame.
[ The Prince Should Rely on What Is in His Own Power]
I conclude, then, reverting to being feared and loved, that since men love at their own choice and fear at the prince’s choice, a wise prince takes care to base himself on what is his own,5 not on what is another’s; he strives only to avoid hatred, as I have said.
In this sentence Machiavelli attaches to the prince the adjective wise; usually he leaves it to be inferred.
CHAPTER 18. HOW PRINCES SHOULDKEEP THEIR PROMISES
[Craft Conquers Truth]
How praiseworthy a prince is who keeps his promises and lives with sincerity and not with trickery, everybody realizes. Neverthe.. less, experience in our time shows that those princes have done great things who have valued their promises little, and who have under.. stood how to addle the brains of men with trickery; and in the end they have vanquished those who have stood upon their honesty.
[ The Prince Must Fight as Both Animal and Man]
You need to know, then, that there are two ways of fighting: one according to the laws, the other with force. The first is suited to man, the second to the animals; but because the first is often not sufficient, a prince must resort to the second. Therefore he needs to know well how to put to use the traits of animal and of man. This conduct is taught to princes in allegory by ancient authors, who write that Achilles and many other well..-known ancient princes were given for upbringing to Chiron the Centaur, who was to guard and educate
them. This does not mean anything else (this having as teacher one who is half animal and half man) than that a prince needs to know how to adopt the nature of either animal or man, for one without the other does not secure him permanence.
[ The Fox and the Lion]
Since, then, a prince is necessitated to play the animal well, he chooses among the beasts the fox and the lion, because the lion does not protect himself from traps; the fox does not protect himself from the wolves. The prince must be a fox, therefore, to recognize the traps and a lion to frighten the wolves. Those who rely on the lion alone are not perceptive. By no means can a prudent ruler keep his word-and he does not-when to keep it works against himself and when the reasons that made him promise are annulled. If all men were good, this maxim would not be good, but because they are bad and do not keep their promises to you, you likewise do not have to keep yours to them. Never has a shrewd prince lacked justifying reasons to make his promise,-breaking appear honorable. Of this I can give countless modern examples, showing how many treaties of peace and how many promises have been made null and empty through the dishonesty of princes. The one who knows best how to play the fox comes out best,1 but he must understand well how to disguise the animal’s nature and must be a great simulator and dissimulator. So simpbminded are men and so controlled by im, mediate necessities that a prince who deceives always finds men who let themselves be deceived.
[ Alexander VI a False,,Swearer]
I am not willing, among fresh instances, to keep silent about one of them. Alexander VI never did anything else and never dreamed of anything else than deceiving men, yet he always found a subject to work on. Never was there a man more effective in swearing and who with stronger oaths confirmed a promise, but yet honored it less. Nonetheless, his deceptions always prospered as he hoped, because he understood well this aspect of the world.
1. The clause assumes two princes engaged in a war of wits.
[The Prince Ready, in Necessity, to Abandon Conventional Ethics]
For a prince, then, it is not necessary actually to have all the above,mentioned qualities/ but it is very necessary to appear to have them. Further, I shall be so bold as to say this: that if he has them and always practices them, they are harmful; and if he appears to have them, they are useful; for example, to appear merciful, trust, worthy, humane, blameless, religious-and to be so-yet to be in such measure prepared in mind that if you need to be not so, you can and do change to the contrary. And it is essential to realize this: that a prince, and above all a prince who is new, cannot practice all those things for which men are considered good, being often forced, in order to keep his position, to act contrary to truth, contrary to charity, contrary to humanity, contrary to religion. Therefore he must have a mind ready to turn in any direction as Fortune’s winds and the variability of affairs require, yet, as I said above,3 he holds to what is right when he can but knows how to do wrong when he must.4
[ The Majority Judge by Appearances]
A wise prince/ then, is very careful never to let out of his mouth a single word not weighty with the above,mentioned five qualities; he appears to those who see him and hear him talk, all mercy, all faith, all integrity, all humanity, all religion. No quality does a prince more need to possess-in appearance-than this last one, because in general men judge more with their eyes than with their
2. Machiavelli here assumes the qualification in chap. 15: such qualities “as are considered good.”
Chap. 15, par. 1.
Machiavelli writes that ambassadors from Bologna urged upon Pope Julius II that he was bound by certain formal agreements the Bolognese had made with preceding popes. Julius replied that “as to the formal agreements he did not care what other popes had done or what he had done himself, because the other popes and himself had not been able to do anything else, and necessity and not desire had made them agree. But when the time came that he could correct them, he believed that if he did not do so he could not make any excuse before God, and for this reason he had acted, and his purpose was to bring it about that Bologna should live properly, as they say {that is, govern herself], and therefore he intended to come to that city in person, and if her way of governing herself should please him, he would ratify it; if it did not please him he would change it. And to be able to do so with arms, if other methods were not enough, he was preparingforces of a sort to make Italy tremble, not merely Bologna” (LEGATION 20. 44, letter of 3 Oct. 1506).
For this and other instances of wise modifying prince, see chap. 8, n. 5.
hands,6 since everybody can see but few can perceive. Everybody sees what you appear to be; few perceive what you are, and those few dare not contradict the belief of the many, who have the majesty of the government to support them. As to the actions of all men and especially those of princes, against whom charges cannot be brought in court, everybody looks at their result. So if a prince succeeds in conquering and holding his state, his means are always judged honorable and everywhere praised, because the mob is always fas.,. cinated by appearances and by the outcome of an affair; and in the world the mob is everything;7 the few find no room there when the many crowd together. A certain prince of the present time,8 whom I refrain from naming, never preaches anything except peace and truth, and to both of them he is utterly opposed. Either one, if he had practiced it, would many times have taken from him either his reputation or his power.9
This suggests the expression “to touch with the hand,” as in MANDRAGOLA V. 2,
meaning “to know with certainty.”
·s.
Machiavelli is here contrasting not the people and the upper classes, but the wise and the foolish.
Ferdinand of Spain, who died 23 Jan. 1516. For other passages on him, see the Index.
g. That is, there were in his career many occasions, on which, if he had been honest, he would have lost hrs power.
CHAPTER 19. A PRINCE MUST AVOID BE… ING DESPISED AND HATED
[What Produces Hatred]
But because, as to the qualities mentioned above,1 I have spoken of the most important, I wish to run through the others briefly under this generality: that the wise prince is careful, as is partly explained above,2 to avoid everything that makes him hated and despised, and any prince who avoids that does what is needed, and in the other kinds of bad repute encounters no danger. It makes him hated above all, as I have said,3 to be rapacious and to seize upon the property and the women of his subjects; from this he refrains. So long as the great majority of men are not deprived of either property or honor, they are satisfied; thus the prince finds nothing to contend
1. In chap. 15, par. 2.
In chap. 17.
2. In chaps. 15, 16, 17.
with except the ambition of the few, which in many ways and easily can be controlled. It makes him despised to be considered change., able, light, effeminate, faint,-hearted, irresolute-from which a wise prince guards himself as from a shoal. He strives to make everyone recognize in his actions greatness, spirit, dignity, and strength; in the private business of his subjects, he lays down decisions not to be changed. And he so sustains such opinion about himself that no one imagines he can trick or confuse him.
[ Reputation Brings Safety]
The prince who gains this opinion about himself has reputation enough. And against one who has reputation, conspiracy is difficult; attack on him is difficult, if only he is thought to be of great merit and revered by his people. Because a prince must have two fears: one within his state, with regard to his subjects; one outside, with regard to foreign powers. From the latter he defends himself with good soldiers and good allies; and always when he has good soldiers he has good allies; and always conditions are firm inside when they are firm outside, if indeed they are not upset by a conspiracy. If those outside do shift, the prince who rules and lives as I direct, if he does not himselflose heart, always repels every assault, as I said Nabis the Spartan did. But as to his subjects, when things outside do not shift, he watches lest they conspire in secret; from this the prince makes himself secure enough if he avoids being hated and despised, and keeps the people contented with him-which he needs to attain, as I said above at length.’
[The Favor of the People a Security against Plots]
And the prince’s strongest resource against conspiracies is not to be hated by the masses, because always a conspirator believes that by the death of the prince he will please the people. But when he believes he will anger them, he does not gather courage to undertake such a plan, because the difficulties on the side of the plotters are countless. From experience we learn that conspiracies have been many but few have had a successful outcome; because he who plots cannot be alone, and he can get no companions except among those he believes dissatisfied. And as soon as you uncover your purpose to a dissatisfied man, you give him a chance to become satisfied, be.,
Chaps. 9 and 17.
cause obviously he can then expect every sort of advantage.” Indeed, when he sees that profit is certain on this side, and on the other is uncertain and full of danger, he must be an uncommon friend or an utterly unyielding enemy to the prince if he is to keep your secret. And to bring the matter into small compass, I say that on the part of the plotter there is nothing but fear, anxiety, dread of punishment which unnerve him. But on the part of the prince, there are the majesty of his princely rank, the laws, the defensive measures of his friends and of the state-which protect him. Hence, if to all these things is added the people’s good will, it is impossible for anyone to be rash enough to conspire. Because, while ordinarily a plotter needs to be afraid before he carries out his evil deed, in this case he must fear also (having as his enemy the people) after the crime is com,. mitted, since he cannot by its means hope for any way of escape.6
[ The Example of the Bentivogli]
On this subject I can give countless examples, but I am going to be satisfied with only one, occurring within the memory of our fathers. Messer Annibale Bentivogli, prince in Bologna, the present Messer Annibale’s grandfather, being murdered by the Canneschi, who had plotted against him, left no heir except Messer Giovanni, who was in swaddling…clothes. After his murder instantly the people rose up and killed all the Canneschi. This resulted from the popular good will that the Bentivogli family enjoyed in those days; it was so strong that, when after Annibale’s death there was no one of that family in Bologna who could rule the city, the Bolognese, getting word that in Florence there was a man of Bentivogli blood, until then supposed the son of a blacksmith, came to Florence for him, and gave over to him the government of their city; this he ruled until Messer Giovanni reached an age fitted for government. I con,. elude, therefore, that a wise prince gives conspiracies little heed when his people are well…disposed; but when they are hostile and regard him with hatred, he fears everything and everybody.
The man who reveals a plot to a prince can expect great rewards.
The assassination of an unpopular prince would destroy the power of his personal followers for revenge. That of a popular mler would not keep the people from punishing his murderers,
70 THE PRINCE, Chap. 19
[ The French Constitution Protects All Classes]
And well..-ordered states and wise princes with the utmost atten… tion take care not to make the rich desperate, and to satisfy the people and keep them contented; this matter is very important for a prince. The kingdom best organized and governed, in our times, is France; in it there are numberless good institutions on which depend the king’s liberty and security. Among these, the first is the Parliament and its authority. The organizer of that kingdom, knowing the ambition of the powerful and their arrogance, judged a bit in their mouths necessary for controlling them; and, on the other side, he knew the hatred of the masses for the rich, founded on fear; yet when planning to give both classes security, he did not permit their safety to be the king’s special duty, in order to free him from the hatred he would incur from the rich for favoring the people, and from the people for favoring the rich. Therefore he set up a third body as judge,7 who, without any blame for the king, was to beat down the rich and favor the humble.8 Nothing could be better or more prudent than this law, or a greater cause of security to the king and the kingdom.
[The Prince Should Do Favors Himself, Depute Punishments]
From this we learn something else worthy of note: wise princes have affairs that bring hatred attended to by others, but those that bring thanks they attend to themselves. I conclude anew that a prudent prince shows esteem for the rich, but does not make himself hated by the people.
[ Roman Emperors as Examples]
Perhaps many will believe, in view of the lives and deaths of various Roman emperors, that they are instances opposed to this belief of mine, since some of these emperors always lived excellently and showed great vigor of spirit, and yet lost their sovereignty or were killed by their subjects, who plotted against them. Wishing, then, to answer these objections, I shall run through the qualities of some emperors, showing the causes of their destruction-not out of harmony with what I have put forward; and in so doing I shall
That is, the Parliament.
In view ( what precedes and follows, we expect here a statement that the Parliament macle the rich secure against the masses. Perhaps Machiavelli thought it would be taken for granted.
bring to attention the things worth noting by one who reads what was done in those times. I think it enough to take all the emperors who succeeded to the throne from Marcus the Philosopher to Max,, iminus; they were Marcus, Commodus his son, Pertinax, Julian, Severus, Antoninus Caracalla his son, Macrinus, Heliogabalus, Alexander, and Maximinus.
[ Roman Emperors Forced to Win the Soldiers’ Favor]
First I observe that while in other princedoms a ruler struggles only against the ambition of the rich and the arrogance of the people, the Roman emperors had a third difficulty: to deal with the cruelty and greed of the soldiers. This difficulty was so great that it caused the ruin of many emperors, since they could not satisfy both soldiers and people. The people loved quiet and therefore loved the modest princes; the soldiers loved a prince of military spirit who was ar,.. rogant, cruel, and grasping; these qualities they wished him to practice on the people so the troops could have double pay and give vent to their greed and cruelty. As a result of this condition, those emperors who did not have by nature9 or acquirement so great a reputation that through it they could hold both parties in check, always fell. Most of them, especially those who came to the throne as upstarts, recognizing the problem of these two opposing factions, attempted to please the soldiers, without hesitating to damage the people. This decision was necessary; since princes cannot escape being hated by someone, they should seek first not to be hated by any large groups, and if they cannot attain this, they should make every effort to escape the hatred of the most powerful groups. Therefore those emperors who as new rulers required unusual support, attached themselves to the soldiers rather than to the people. This resulted, nevertheless, to their advantage or not, according as such princes managed to keep up their reputation in the armies.
[Marcus and Pertinax]
For the various reasons mentioned above, Marcus, Pertinax, and Alexander, all being of modest life, lovers of justice, enemies of cruelty, humane, and kindly, all came-Marcus excepted-to un,.. happy ends. Marcus alone lived and died in the greatest honor,
Nature here seems to mean birth or family. CJ. what is said below on Marcus and Commodus.
72 THE PRINCE, Chap. 19
because he succeeded to the empire by right of birth, and did not have to acknowledge obligation for it to either soldiers or people. Then, since he was supported by many virtues that made him revered, he always, as long as he lived, kept both classes within their limits, and was never hated or despised. But Pertinax was made emperor against the wish of the soldiers, who, being used to living without restraint under Commodus, could not endure the upright life to which Pertinax wished to bring them back; therefore, having made himself hated (and to this hatred was joined contempt because he was old), he fell when he had hardly taken control.
[ A Prince May Be Hated for His Good Deeds]
From this we learn that hate is incurred as much by means of good deeds as of bad. Therefore, as I said above, if a prince wishes to keep his position, he is often forced to be not good, because when that group-whether the masses, the soldiers, or the rich-which you decide you need to sustain yourself, is corrupt, you have to adapt yourself to its nature in order to please it. Then good works are your enemies.
[The Good Emperor Alexander Was Murdered]
But let us come to Alexander, who was of such great goodness that the highest praise assigned to him is this, that in the fourteen years while he held the sovereignty never did he put anyone to death untried. Nonetheless, since he was considered effeminate and a man who let himself be controlled by his mother, and therefore became despised, the army plotted against him and murdered him.
[The Cruel Severus Was Respected]
Considering now, on the other side, the qualities of Commodus, Severus, Antoninus Caracalla, and Maximinus, you will find them very cruel and grasping. In order to satisfy the soldiers, they did not refrain from any sort of damage they could do to the people. And all of them, except Severus, came to an unhappy end. He had so much ability that by retaining the soldiers as his friends, even though he oppressed the people, he could always reign successfully; his various abilities made him in the sight of both the soldiers and the people so remarkable that the latter continued to be, as it were, awe… struck and stupefied, and the former respectful and contented.
[ Severus as Fox and as Lion]
Because the actions of this man were great and noteworthy in a new prince, I wish to show briefly how well he knew how to play the parts of the fox and the lion, whose natures I say above must be imitated by a prince. As soon as Severus realized the Emperor Julian’s worthlessness, he convinced the army of which he was general in Slavonia that it was right for them to go to Rome to avenge the death of Pertinax, whom the Pretorian soldiers had killed. Under this pretense, without disclosing his ambition for the empire, he moved his army on Rome; and he was already in Italy before anyone knew he had started. When he arrived in Rome, the Senate, in fear, voted him Emperor, and Julian was killed. After this beginning, there remained for Severus two obstacles to his mastery of the entire domain: one in Asia, where Pescennius Niger, com,, mander of the Asiatic armies, had had himself named Emperor; the other in the West, where Albinos was ruling, who was another aspirant to the Empire. And because he judged it perilous to reveal himself as an enemy to both of them, he determined to attack Niger and to delude Albinos. To the latter he wrote that, being chosen Emperor by the Senate, he wished to share that dignity with him; so he sent him the title of Caesar and, by decree of the Senate, made him his colleague; these things Albinos accepted as genuine. But after Severus had defeated and killed Niger and quieted Eastern affairs, on returning to Rome he complained in the Senate that Albinos, ungrateful for the benefits received from him, had treach,, erously sought to kill him, and for this reason he was compelled to punish his ingratitude. Then Severus attacked Albinos in France and took from him position and life. On carefully examining this man’s deeds, then, we find him a very savage lion and a very tricky fox and see him feared and respected by everybody and not hated by his armies; hence we do not marvel that he, an upstart, could hold so great an empire, because his enormous reputation protected him always from the hatred which his acts of pillage produced in the people.
[The Cruel Antoninus Caracalla Was Murdered]
But as to Antoninus, his son, he too was a man who had abilities of the highest quality, and such as made him admirable in the
74 THE PRINCE, Chap. 19
people’s view and pleasing to the troops, because he was a soldierly man, fully inured to every sort of hardship, despising all delicate food and every other luxury, which made him loved by all the armies. Nevertheless, his fierceness and cruelty were so great and so unheard of-since, after _the slaughter of countless individuals, he killed a great part of the Roman populace and all that of Alex. andria-that he became most hateful to all the world. And he roused the fears even of those attending him; so he was murdered by a centurion in the midst of his army.
[ Precautions against Assassination]
From Antoninus we learn that such deaths, resulting from the decision of one determined mind, princes cannot avoid, because any man not afraid to die can harm them; but princes need to fear such deaths less in that they are very rare. They need only avoid doing serious injury to any of those who serve them and whom they have around them for the duties of their princedoms. Such injury An. toninus did, for he killed with scornful insolence a brother of that centurion, and every day threatened the man himself, yet kept him in his bodyguard. This was a foolhardy decision and enough to ruin him, just as it did.
[Commodus Excited Contempt]
But let us come to Commodus, who could very easily have kept the sovereignty, since he held it by hereditary right, being Marcus’ son; he needed only to walk in his father’s footsteps, and he would have satisfied soldiers and people. Being of a cruel and savage spirit, in order to practice his greed on the people, he set out to please the armies and make them lawless. On the other hand, not keeping his dignity, going often into the theaters to fight with gladiators, and doing other degrading things unworthy of the im. perial majesty, he became contemptible in the sight of the soldiers. And being hated on one hand and despised on the other, he was plotted against and killed.
[Maximinus Was Scorned]
I still need to present Maximinus’ qualities. He was a very warlike man, and since the army was disgusted by Alexander’s softness, mentioned above, after his murder they gave the empire to
Maximinus. He did not hold it very long, because two things made him hated and despised: one that he was of the lowest rank, for he had once tended sheep in Thrace (a fact well known everywhere, which caused him great loss of dignity in the eyes of everybody); the other was that at the outset of his reign he put off going to Rome to take possession of the imperial throne; thus he gained the reputation of being very cruel, because, through his prefects in Rome and in various places in the empire, he had committed many cruelties.1° As a result, all the world was moved by contempt for his ignoble blood and by hatred in fear of his savagery, so that first Africa rebelled, then the Senate with all the people of Rome; and all Italy plotted against him. Even his own army took their part, for while he was besieging Aquileia and finding difficulty in her capture, the soldiers, sickened by his cruelty and fearing him less because they saw how many enemies he had, murdered him. I do not intend to discuss Heliogabalus or Macrinus or Julian, who, being generally despised, were quickly disposed of, but I shall come to the end of this discourse.II
[ Pleasing the Soldiers in Modern Times]
And I say that the princes of our times do not have this difficulty of conducting themselves in a way to give the soldiers unmeasured satisfaction; though they do have to take some thought for the soldiers, yet they can decide that matter quickly, since these modern princes do not have standing armies that have grown old along with the governments and administration of their territories, as had the armies of the Roman empire. Therefore, if then a ruler was forced to please the soldiers rather than the people, because the soldiers were stronger than the people, now all princes, except the Turk and the Soldan, are forced to please the people rather than the soldiers, be,, cause the people are the stronger. From this I except the Turk, who always keeps around him twelve thousand infantry and fifteen thousand cavalry, on whom depend the security and strength of his kingdom; hence, setting aside all other considerations, that lord must
10. Cruelties committed by his agent were charged to him. Cf Cesare Borgia’s precautions against this as to Remirro (chap. 7), and Machiavelli’s advice that a ruler’s presence prevents misconduct by his officials (chap. 3).
11. Verbally, this clause suggests that the preceding material was originally part of the DISCOURSES ON LIVY, transferred without changing the word discorso, as perhaps also in the last paragraph of the present chapter. Cf the formula at the end of D1scoURSES 1. 29.
maintain the friendship of these troops. Likewise, since the Soldan’s realm is entirely in the soldiers’ hands,r2 he too must maintain their friendship without regard for the people.
[ Soldan and Pope neither Old nor New Princes]
You should note that the Soldan’s government is different in form from all other princedoms; it is like the Christian papacy, which cannot be called either a hereditary princedom or a new princedom, because the descendants of the old prince are not his heirs and do not rule by inheritance; the new prince is chosen by lawful electors. Since this system was established long ago, it is subject to none of the troubles of new governments; although the prince himself is new, the institutions of the state are old and are designed to receive him as if he were its hereditary lord.
[ A New Prince, Imitating Roman Emperors, Must Choose with Prudence]
But let us return to our subject. I say that whoever will consider the preceding discourse will see that hate or contempt was the reason for the fall of the emperors named; you will also understand why, when part of them proceeded in one way and part in the opposite, in each group one emperor had a happy and the others an unhappy end. Because for Pertinax and Alexander, since they were new princes, it would have been useless and harmful to try to copy Marcus, who was in the ruler’s place by right of descent. And likewise for Caracalla, Commodus, and Maximinus, it would have been dangerous to copy Severus, because they did not have ability enough to follow his footsteps. Hence a new prince in a new prince. dam cannot copy the actions of Marcus, and yet he does not need to follow those of Severus; but he will take from Severus those methods essential for founding his government, and from Marcus those suit. able and splendid for preserving a government long established and firm.
12. The Mamelukes controlled Egypt.
CHAPTER 20. WHETHER FORTRESSES AND MANY THINGS THAT PRINCES DO EV.. ER Y DAY ARE USEFUL OR HARMFUL
[Various Policies Followed by Princes]
Some princes, to hold their states securely, have disarmed their subjects; others ha.ve kept the cities under their control divided; some have fostered enmities against themselves; others have tried to gain the support of those they feared at the beginning of their rule; some have built fortresses; some have ruined and destroyed them. Though on all these things I cannot give a final judgment without knowing details about those states where princes must make such decisions, nevertheless I shall speak in that general way which the material itself allows.
[ A New Prince Allows His Subjects Weapons]
Never has a new prince, then, disarmed his subjects; on the contrary, when he has found them unarmed, invariably he has armed them; because when they are armed those arms become yours; those whom you fear become loyal; and those already loyal continue to be so and instead of mere subjects become your partisans. Be.,. cause all your subjects cannot be armed, if those you do arm feel that they are favored, with the others you can deal more securely, and that distinction in policy toward those who bear arms, which they recognize, binds them to you; the others excuse you, judging it necessary that those have more reward who undergo more danger and a stronger bond of duty. But when you disarm them, at once you anger them; you show that you distrust them as either cowardly or disloyal; both of these opinions generate hatred against you. And because you cannot remain unarmed, you have to turn to mercenary troops, who have the character explained above;1 even if they are good, they cannot be strong enough to defend you from mighty foes and from dangerous subjects. Therefore, as I have said, a new prince in a new princedom has always organized armies there; of instances of this, the histories are full.
1. Chap. 12.
[ Subjects in an Annexed Province to Be Disarmed]
But when a prince gains a new state that like a member is joined to his old one, then it is necessary to disarm that state, except those who have been your partisans in its conquest; and them as well, with time and opportunity, you must make soft and effeminate, and you must so arrange matters that the weapons of your entire state are in the hands of your own soldiers-mentioned above2-who live close by you in your old state.
[ Do Not Foster Divisions in Subject Cities]
It was the habit of our forefathers-those who were looked upon as wise-to say that Pistoia had to be held with parties and Pisa with fortresses; and for this reason, they kept fostering quarrels in some of their subject cities, in order to hold them more easily. This plan, in those days when Italy was in a certain way balanced, may have been a good one; but I do not believe that today it can be considered wise advice, because I do not believe that divisions ever do any good; on the contrary, when the enemy approaches, divided cities inevitably are lost at once; because always the weaker party takes the side of the foreign troops, and the other cannot resist. The Venetians, moved by the reasons given above, I believe, commonly fostered in their subject cities the Guelf and Ghibelline factions; and though they never let these factions come to bloodshed, still they fostered such differences of opinion among the citizens, so that, busy over those disputes, they would not unite against Venice. This, as we have seen, did not afterwards turn out to their advantage, be,, cause after they were defeated at V aila, at once some of those cities took courage and deprived them of all their territories. The inference, therefore, from such methods is weakness in the prince, because in a vigorous princedom such divisions are never permitted, for they bring profit only in time of peace, since by their means it is easier to manage subjects; on the coming of war, a plan of that sort shows its fallacy.
[Enemies Overcome Add to Strength]
Without doubt princes become strong when they overcome the difficulties and the opposition raised against them; and therefore
2. Chap. 13.
Fortune, especially when she wishes to strengthen a new prince, who has more need for gaining reputation than has one of long descent, creates enemies for him and has them move against him, in order that he may have opportunity to conquer them and, with the very ladder that his enemies themselves bring him, may climb still higher. Therefore many hold that a wise prince, when he gets a chance, craftily fosters some enmity against himself, that by crushing it he may make his power greater.
[ Loyalty from Former Enemies]
Sometimes princes, and especially those who are new, find more loyalty and more assistance in those men who in the beginning of their rule were considered dangerous than in those who in the beginning were trusted. Pandolfo Petrucci, Prince of Siena, con,, trolled his state with the aid of those whom he had feared rather than with the aid of the others. But on this matter I cannot generalize, because the decision varies with the case. Only this I shall say, that those men who in the beginning of a reign were enemies but who need to be supported by the prince if they are to keep their positions, the new ruler always very easily wins over; and ·they are the more compelled to serve him loyally, in proportion as they realize that they must cancel with their deeds his damaging opinion of them. So the prince always gets from them more profit than from those who, serving him with too much feeling of security, neglect his affairs.
[ Those Dissatisfied with an Old Government Will Be Dissatisfied with a New One]
Moreover, since the subject demands it, I must not fail to remind any prince who conquers a new state by means of internal aid to consider well what cause moves those who aid him to do so. And if it is not natural affection for the prince, but merely that such sup… porters were not satisfied with the preceding government, only with labor and great difficulty will he keep them as his friends, because to satisfy them is impossible. On considering carefully the cause for this, with the aid of examples from both ancient and recent affairs, he will see that he can more easily gain as friends men who were satisfied with the preceding government-and hence were his ene,,
80 THE PRINCE, Chaps. 20, 21
mies-than he can keep the friendship of those who, through discontent with it, became his allies and aided him in conquering it.
[Fortresses Are Useful or Not According to Circumstances]
Princes have been accustomed, in order to hold their states more securely, to build fortresses as bit and bridle for any of their subjects disposed to act against them, and as sure refuges against sudden attacks. I praise this method because it has been used for centuries. Nonetheless, in our day Messer Niccolo Vitelli demolished two for,.. tresses in Citta di Castello in order to hold that city. Guido Ubaldo, Duke of Urbino, on getting back into his lordship from which Cesare Borgia had driven him out, destroyed down to the ground all the fortresses of the province, judging that without them he would find it harder to lose his dukedom again. The Bentivogli, on getting back to Bologna, used like measures. Clearly, then, fortresses are useful or not according to the times; if they do you good in one way, they injure you in another.
[ A Prince’s Best Fortress Is That His Subjects Do Not Hate Him]
The conclusion, then, can be stated thus: a wise prince who is more afraid of his own people than of foreigners builds fortresses; he who is more afraid of foreigners than of his own people rejects them. The Sforza family has been and will be more damaged by the castle of Milan, which Francesco Sforza built, than by any other bad policy in that state. In any case, your best possible fortress is that your subjects do not hate you. Even though you have a fortress, if the people hate you, it does not protect you, because the people when they take up arms never lack foreigners to aid them. In our days, fortresses have not profited any ruler except the Countess of Forli, after her husband Count Girolamo was killed; her castle did enable her to escape the popular attack, to wait for aid that was coming from Milan, and to regain her position, partly because just then the times were such that no foreigner could aid her subjects. But later even she found her fortress ineffective when Cesare Borgia attacked her, and her hostile people joined with the foreigner. There,.. fore, then and earlier, she would have been safer not to be hated by the people than to possess a fortress. Considering all these things, then, I praise one prince who builds fortresses and another who does
not build them; I blame any prince who, trusting in them, considers the hatred of his people unimportant.
CHAPTER 21. HOW A PRINCE CON; DUCTS HIMSELF IN ORDER TO GAIN A HIGH REPUTATION
[Reputation from Great Undertakings; Ferdinand of Spain]
Nothing makes a prince so highly esteemed as do great under; takings and unusual actions. An example in our times is Ferdinand of Aragon, the present king of Spain. He can be called almost a new prince because through fame and glory he has transformed himself from a petty ruler to the foremost king among the Christians. If you consider his actions, you find them all very great and some of them extraordinary. In the early part of his reign he attacked Granada; this undertaking was the foundation of his power. First, he acted when he was otherwise unengaged and had no fear of being hindered; by invading Granada he kept employed the minds of the unruly barons of Castile, who when thinking about war did not think about rebellion. In the meantime he also gained a high reputation and sovereignty over his nobles without their realizing it. With money from the Church and from the people he maintained armies, and in that long war laid a foundation for his military organization, which since has done him honor. Besides this, for the sake of engaging in greater enterprises, he continually availed him; self of religion, for he turned to a pious cruelty, hunting down and clearing out of his kingdom the Marranos; no memorable act could be more pitiable than this or more extraordinary. Under this same cloak of religion, he invaded Africa; he then undertook his expedi; tion to Italy; recently he attacked France; and so always he performed and planned great actions, which kept the minds of his subjects always in suspense and wonder, watching for the outcome. These actions have in such a way grown one from another that between one and the next never has he given people any interval of leisure for working against him.
THE PRINCE, Chap. 21
[ Reputation from Spectacular Deeds]
It also helps a prince enormously to give striking displays of ability in dealing with internal affairs (like the actions reported about Messer Bernabo of Milan);1 hence whenever a citizen offers him an opportunity by doing something unusual, either for good or bad, in the life of the city, he finds a way for rewarding or punishing that citizen that is sure to be much talked about. Above all, a prince strives to gain from all his acts notoriety as a strong man of superior ability.
[ Neutrality Makes Enemies]
Further, a prince is respected when he is a true friend and a true enemy, that is, when without reservation he takes his stand as an ally of one prince against another. Such a course is always more advantageous than remaining neutral, because if two potentates among your neighbors come to blows, either they are so strong that if one of them conquers you need to fear the conqueror, or they are not. In either of these two conditions you will always profit most by making open and genuine war. In the first case, if you do not make open war, you are always the prey of the victor, to the delight and gratification of the vanquished, and you can show no reason why anyone should protect you, and no one gives you refuge because the conqueror does not wish allies who are untrustworthy and do not aid him in adversity; the loser does not give you refuge because you have not been willing, with weapons in your hands, to share his fortune.
[ The Achaians Were Advised against Neutrality]
Antiochus once came into Greece, brought there by the Aeto, lians to drive out the Romans. He sent ambassadors to the Achaians,
1. Bernabo Visconti, Duke of Milan, 1354-1385. His extraordinary acts are related by story,,tellers and chroniclers. For example, the Duke saw some countrymen digging a grave. Asking about it, he was told that a pilgrim had died leaving no property. The priest and sexton refused to have anything to do with his body because they would not be paid. Summoning them, Bernabo asked: “Are these men telling the truth?” The priest and the sexton shouted together: “Signore, we ought to have what is due us.” The Duke answered: “And who can give it to you? Can the dead man who does not have it?” But they replied: “We ought to have our due, no matter who pays it.” Then said Bernabo: “And I will give it to you; death is your due. Where is the dead man? Bring him here. Put him in the grave. Seize the priest: throw him in. Where is the sexton? Throw him in. Shovel in the earth.” And so he had the priest and the sexton
who were friends of the Romans, to encourage them to take a neutral position. On the other hand, the Romans were urging the Achaians to take up arms for them. The subject came up for dis,, cussion in the Achaian assembly, where the envoy from Antiochus urged them to stand neutral. The Roman envoy said in opposition: “As to what these men say about your not entering the war, nothing is more remote from your interests; without friendship, without dignity, you will be the victor’s booty.”2
[ Active Alliance Wins Friendship]
So always he who is not your friend asks you for neutrality, and he who is your friend asks you to come out openly with your weapons. Yet irresolute princes, attempting to escape present danger, most of the time follow the neutral road and most of the time fall. When you as a prince appear as a vigorous supporter of one side, and your ally wins, he is then powerful and you are left at his dis,, posal, yet he still has a duty to you and has developed love for you; and men are never so dishonorable that with a striking display of ingratitude they will crush a faithful adherent. Moreover, victories are never so unmixed that the victor can be wholly free from scruples, especially as to justice. Even if the ruler whom you support loses, you take refuge with him; as he can, he aids you and you are the ally of a Fortune that can rise again.
[ Alliance with a Weak Prince May Be Profitable]
In the second situation, when those who are fighting are both so weak that you do not need to fear the victor, you are so much the more prudent in taking his side because you go to the overthrow of one prince with the aid of another who, if he were prudent, would defend him; if the second wins, he is at your disposal, and with your aid he must win.
[ Never Make a Voluntary Alliance with a Stronger Power]
From this we learn that a wise prince sees to it that never, in order to attack someone, does he become the ally of a prince more
buried with the dead pilgrim, and went on his way. See Vito Vitale, “Bernabo Visconti nella novella e nella cronaca contemporanea,” in ARCHIVIO STORICO LOMBARDO, ser. 3, XV
{1901), 261-285; and Dorothy Muir, MILAN UNDER THE VISCONTI, pp. 70-’72,
z. Livy 35. 49. The Latin is inexact.
powerful than himself, except when necessity forces him, as I said above. If you win, you are the powerful king’s prisoner, and wise princes avoid as much as they can being in other men’s power. The Venetians allied themselves with France against the Duke of Milan, though they could have avoided that alliance, from which resulted their downfall. But when a prince cannot avoid an alliance (as the Florentines could not when the Pope and Spain attacked Lombardy with their armies) then he joins in, for the reasons given above.3
[ Take the Lesser Evil as Good]
Never should any government believe it can always choose safe courses;4 on the contrary, it should suppose it can take doubtful ones only, because this is in the order of things, namely, that never do we try to avoid one disadvantage without running into another. So prudence consists in being able to recognize the seriousness of various disadvantages, and in choosing the least bad as good.
[The Encouragement of Industry and Commerce; Festivals]
A wise prince also shows himself a lover of the arts and sciences by patronizing accomplished men and honoring those who are excellent in any occupation. Besides, he encourages his citizens in thinking that they can tranquilly carry on their businesses, both in commerce and in agriculture and in every other business of men; he so governs that one man is not afraid to increase his possessions because of dread that they will be taken away, and another to open a trade for fear of the taxes; still further, he prepares rewards for those who try to do these things, and for anyone who plans in any way to enlarge the city or furnish the prince with greater resources. In addition to this, at proper times of the year he engages the people’s attention with festivals and shows. And because every city is di,, vided into guilds or into groups, he recognizes those bodies, meets with them sometimes, and makes himself an example of courtesy and princely generosity-always holding fast, nevertheless, the dig,, nity of his high position, because this he never at any time forgets.
3. In the present chapter.
4. On the difficulties of Florentine policy during the campaign of Charles of Bourbon, Machiavelli writes: “The heavens, when they intend to conceal their intentions, bring men into a position where they cannot make any sure plan” (EXPEDITION II to Guicciardini, letter of 27 March 1527 ).
CHAPTER 22. A PRINCE’S CONFIDEN … TIAL OFFICERS
[A Prince’s Wisdom Appears in His Choice of Officials]
Of no little importance to a prince is his choice of ministers, who are good or bad according to the prince’s intelligence. In forming an opinion about a ruler’s brains, the first thing is to look at the men he has around him, for when they are adequate and loyal he can be considered prudent, because he recognizes those who are competent and keeps them loyal. When they are otherwise, the prince is always to be estimated low, because the first error he makes, he makes in choosing advisers. Not a person who knew Messer Antonio da Venafro as the minister of Pandolfo Petrucci, prince of Siena, did not think Pandolfo a very able man, having Messer Antonio as his minister.1 For brains are of three types: the first comprehends for itself; the second comprehends when another explains; the third does not comprehend either for itself or by means of another’s explana… tion.2 The first is exceedingly good, the second good, the third useless. It must certainly have been true, therefore, that if Pandolfo’s brain was not in the first class, it was in the second, because any prince having the judgment to recognize the good or the ill that a man does or says, even though he has no original power of his own, recognizes his minister’s deeds as bad or good; he rewards the latter and punishes the others; thus the minister cannot hope to trick him, and is always good.
[ The Minister’s Ethics; the Prince’s Gratitude]
But as to how a prince can find out about any minister, there is this way that never fails: when you see that a minister is thinking more about himself than about you, and that in the course of all his actions he is seeking his own profit, such a man as this never is a good minister; never can you rely on him; because he who has your
1. In one of his last writings Machiavelli quoted Antonio da Venafro with approval: “I remember in the Pisan war that the Pisans, worn out by its length, began to talk among themselves of coming to an agreement with you. Men this became known to Pandolfo Petrucci, he sent Messer Antonio da Venafro to exhort them to the opposite. Addressing them publicly, at last Messer Antonio said that they had crossed a sea most tempestuous, and now they were going to drown in a mudhole” (EXPEDITION II to Guicciardini, letter of 2 April 1527).
2. I follow the Florentine and Roman editions of 1532.
existence in his hands should never think of himself but of his prince,3 and never bring before him anything not of concern to him. And on the other side the wise prince, in order to keep the minister good, always has him in mind, honors him, makes him rich, puts him under obligation, gives him his share of honors and offices, so that the minister sees he cannot stand without the prince, and so that his many honors make him wish no more honors, his many riches make him wish no more riches, and his many offices make him fear changes. When, finally, the ministers and the princes in relation to the ministers are of such a sort, they can have faith in each other; and when it is otherwise, always the outcome is harmful either to the one or to the other.
3. “A trustworthy counsellor who puts the good of his master ahead of his own life” (Doke,
MEDEA, Prolog).
CHAPTER 23. HOW FLATTERERS CAN BE AVOIDED
[To a Prudent Prince, Men Tell the Truth]
I do not wish to omit an important matter in which princes with difficulty protect themselves from mistake, if they are not very prudent or if they do not make good choices. This is danger from flatterers, of whom courts are full. For men are so well satisfied with themselves and their doings and so deceive themselves about them, that with difficulty they protect themselves against this pest of flattery; and in trying to protect themselves, princes run the risk of becoming despised. There is no other way for securing your,. self against flatteries except that men understand that they do not offend you by telling you the truth; but when everybody can tell you the truth, you fail to get respect. Hence a prudent prince uses a third method, choosing for his government wise men and to them alone giving free power to tell him the truth, but on such things only as he asks about, and on nothing else. But he asks them about everything and listens to their opinions; and then he decides for himself, at his own pleasure, on the basis of their advice;1 and with each of them he so bears himself that every adviser realizes that the more freely he speaks, the better he is received. Except these ad…
1. !follow the Florentine and Roman editions of 1532.
The Well,,.Advised Prince
visers, the prince listens to no one; he follows up the thing decided on and is firm in his decisions. He who does otherwise either is ruined by flatterers or changes often as the result of varying opinions. As a result, he is not respected.
[The Emperor Maximilian Does Not Seek Advice]
In this connection I bring up a modern example. Pre’ Luca, agent for Maximilian, the present Emperor, speaking of His Maj…. esty, says that he gets advice from nobody and that he never in anything acts as he wishes to.2 This results from using a method opposite to that mentioned above, because the Emperor is a secretive man, does not impart his plans to a soul, does not get any opinion on them. But when as they are put into effect they become generally known, they are at once opposed by those around him, and he, being pliable, is pulled away from them. Consequently, what he does one day he destroys the next; no one ever knows what he wishes or intends to do, and on his decisions it is impossible to rely.
[ A Wise Prince Seeks Advice]
A wise prince,3 then, seeks advice continually, but when it suits him and not when it suits somebody else; moreover, he deprives everyone of courage to advise him on anything if he does not ask it. But nonetheless he is a big asker and then, on the things asked about, a patient listener to the truth. Further, if he learns that anybody for any reason does not tell him the truth, he is angry.
[Only a Wise Prince Follows a Wise Policy]
Because many judge that some princes who are reputed prudent are so considered not on account of their own natures but on account of the good advisers they have around them, I must explain that without doubt they are deceiving themselves. This is a general rule that never fails: a prince who is not wise himself cannot be advised well, unless indeed by chance he turns himself over to a single person-a very prudent man-who entirely controls him. In this case he really could get good advice, but not for long, because that tutor in a short time would take his position away from him. But if
2. Machiavelli here draws on what he had written in his REPORT ON GERMAN MATTERS
in 1508.
On this and other instances of the wise prince see chap. 8, n. 5.
he gets advice from more than one, a prince who is not wise never gets his advice unified, and does not himself know how to unify it; of the advisers, each thinks of his own interests; the prince cannot control or understand them. And they cannot be otherwise; be.,, cause men always turn out bad for you unless some necessity makes them good. Therefore it is to be concluded that good advice, from whomsoever it comes, must originate in the prince’s discretion, and not the prince’s discretion in the good advice.
CHAPTER 24. WHY THE PRINCES OF ITALY HAVE LOST THEIR STATES
[The Advantages of the New Prince]
The things written above,’ carried out prudently, make a new prince seem an old one, and make him quickly safer and firmer in his position than if he were in it by right of descent. Because the actions of a new prince are more closely watched than are those of a hereditary prince; and when these reveal strength and wisdom, they lay hold on men and bind them to him more firmly than does ancient blood. Because men are more affected by present things than by past ones; and if in present conditions they prosper, they rejoice and ask nothing more; in fact, they will in every way defend a new prince, if in other things he does not fail himsel£ Thus he will gain double glory, for he will both begin a new princedom and will ennoble and strengthen it with good laws, good arms, and good examples. On the other hand a man born a prince who through imprudence loses his princedom will incur double shame.
[ The Wise Ruler Secures Popular Support and Keeps Up His Army]
And if we consider those rulers who in Italy have lost their positions in our times, as the King of Naples, the Duke of Milan, and others, we find on their part, first, a common failure in their armies, for the reasons that we have discussed above at length.1 Then we see that some of them either suffered hostility from the people or, if the people were friendly to them, did not know how to secure themselves against the rich. Without these defects, princes do
1. In the entire work preceding.
z. Chaps. 12, 13, 14.
not lose their states if they are strong enough to keep an army in the field.3 Philip of Macedon, not Alexander’s father but the one who was conquered by Titus Quintius, did not have much power in comparison with the greatness of the Romans and of Greece, who attacked him. Nonetheless, being a soldierly man and one who knew how to get on with the people and to secure himself against the rich, for many years he kept up the war against the invaders, and if at the end he lost the control of some cities, nevertheless he still retained his kingdom.
[ The Prince Must Rely on His Own Abilities]
Therefore these princes of ours, who have been many years in their princedoms, and then have lost them, should not blame For.. tune, but their own laziness. Never in good weather having imagined there could be a change (it is a common defect in men not to reckon, during a calm, on a storm), when at last bad weather came, they thought only of running away and not of defending themselves; and they hoped that the people, sickened by the conquer”‘ ors’ arrogance, would call them back. This plan, when there are no others, is good; but all the same it is very bad to abandon other expedients for this one, because you should never be content to fall, trusting that someone will come along to pick you up. Either that does not happen, or, if it happens, it brings you no security, because such a resource is abject, and does not depend upon yourself. And those defenses alone are good, are certain, are durable, that depend on yourself and your own abilities.
3. Cf chap. 10.
CHAPTER 25. FORTUNE’S POWER IN HUMAN AFFAIRS AND HOW SHE CAN BE FORESTALLED
[Fortune Controls More Than Half Our Actions]
As I am well aware, many have believed and now believe human affairs so controlled by Fortune and by God that men with their prudence cannot manage them-yes, more, thatmenhaveno recourse against the world’s variations. Such believers therefore de.. cide that they need not sweat much over man’s activities but can let
Chance govern them. This belief has been the more firmly held in our times by reason of the great variations in affairs that we have seen in the past and now see every day beyond all human prediction. Thinking on these variations, I myself now and then incline in some respects to their belief. Nonetheless, in order not to annul our free will, I judge it true that Fortune may be mistress of one half our actions but that even she leaves the other half, or almost, under our control.
[ The Floods of Fortune Can Be Controlled]
I compare Fortune with one of our destructive rivers which, when it is angry, turns the plains into lakes, throws down the trees and the buildings, takes earth from one spot, puts it in another; everyone Rees before the Rood; everyone yields to its fury and nowhere can repel it. Yet though such it is, we need not therefore conclude that when the weather is quiet, men cannot take precautions with both embankments and dykes, so that when the waters rise, either they go off by a canal or their fury is neither so wild nor so damaging. The same things happen about Fortune. She shows her power where strength and wisdom do not prepare to resist her, and directs her fury where she knows that no dykes or embankments are ready
to hold her. If you consider Italy-the scene of these variations and
their first mover-you see that she is a plain without dykes and without any embankment; but if she were embanked with adequate strength and wisdom, like Germany, Spain, and France, this Rood either would not make the great variations it does or would not come upon us. I think this is all I need to say in general on resisting Fortune.
[Men Are Fortunate Who Adapt Their Procedure to the Times]
Limiting myself more to particulars, I say that such princes as I have described live happily today and tomorrow fall without changing their natures or any of their traits. This I believe results, first, from the causes lengthily discussed in the preceding pagesr, namely, that any prince who relies exclusively on Fortune falls when she varies. I believe also that a prince succeeds who adapts his way of proceeding to the nature of the times, and conversely one does not succeed whose procedure is out of harmony with the times.
1. For example, chaps. 7, 24.
In the things that lead them to the end they seek, that is, glory and riches, men act in different ways: one with caution, another im,, petuously; one by force, the other with skill; one by patience, the other with its contrary; and all of them with these differing methods attain their ends. We find also that of two cautious men, one carries out his purpose, the other does not. Likewise, we find two men with two differing temperaments equally successful, one being cau,, tious and the other impetuous. This results from nothing else than the nature of the times, which is harmonious or not with their procedure. From that results what I have said: that two men, working differently, secure the same outcome; and of two working in the same way, one attains his end, and the other does not. On this depend variations in success: if, for one whose policy is caution and patience, times and affairs circle about in such a way that his policy is good, he continues to succeed; if times and affairs change, he falls, because he does not change his way of proceeding. Nor is any man living so prudent that he knows how to accommodate himself to this condition, both because he cannot deviate from that to which nature disposes him, and also because, always having prospered while walking in one road, he cannot be induced to leave it. Therefore the cautious man, when it is time to adopt impetuosity, does not know how. Hence he falls; yet if he could change his nature with times and affairs, Fortune would not change.
[Fortune Favored Pope Julius II]
Pope Julius II proceeded impetuously in all his affairs; and he found the times and their circumstances so in harmony with his own way of proceeding that he was always successful. Consider the first expedition he attempted against Bologna, while Messer Giovanni Bentivogli was still alive. The Venetians did not approve it, neither did the King of Spain; with France, Julius was negotiating about such an expedition; nonetheless, in his energy and impetuosity he started in person on that campaign. This move made Spain and the Venetians stand uncertain and motionless, the latter through fear, and the other through his wish to regain the whole Kingdom of Naples. And on the other side the Pope dragged after him the King of France, because that King, seeing that Julius had already moved, and wishing to make him a friend in order to humble the Venetians,
judged himself unable to deny the Pope soldiers without harming him quite evidently. Julius, then, accomplished with his impetuous movement what no other pontiff, with the utmost human prudence, would ever have accomplished; ifhe had waited until he could leave Rome with his terms fixed and all things in order, as any other pontiff would have done, he would never have succeeded, because the King of France would have had a thousand excuses and the Venetians would have roused in him a thousand fears.2 I shall omit his other actions, which were all of the same sort, and for him all came out well. And the shortness of his life did not allow him to get any taste of the opposite; because if times had come when he needed to proceed with caution, they would have brought about his downfall; for never would he have turned away from those methods to which his nature inclined him.
[“Fortune Friends the Bold”]
I conclude then (with Fortune varying and men remammg stubborn in their ways) that men are successful while they are in close harmony with Fortune, and when they are out of harmony, they are unsuccessful. As for me, I believe this: it is better to be impetuous than cautious, because Fortune is a woman and it is necessary, in order to keep her under, to cuff and maul her. She more often lets herself be overcome by men using such methods than by those who proceed coldly; therefore always, like a woman, she is the friend of young men, because they are less cautious, more spirited, and with more boldness master her.
2. I follow the editions of 1532.
CHAPTER 26. AN EXHORTATION TO GRASP IT ALY AND SET HER FREE FROM THE BARBARIANS
[Italy Ready for a Hero to Unite and Deliver Her]
Having taken account, then, of everything discussed above,1 and meditating whether at present in Italy conditions so unite as to offer a new prince glory, and whether the matter to be found here assures to a prudent and able ruler a chance to introduce a form that will
1. Throughout THE PRINCE.
bring him glory and her people general happiness,2 I believe so many things now join together for the advantage of a new prince that I do not know what time could ever be more fit for such a prince to act. If, as I have said,3 to show Moses’ ability the people of Israel needed to be enslaved in Egypt, and to reveal Cyrus’ greatness of spirit the Persians had to be oppressed by the Medes, and to exhibit Theseus’ excellence the Athenians had to be scattered, so to reveal an Italian spirit’s ability Italy needed to be brought to her present condition, to be more slave than the Hebrews, more servant than the Persians, more scattered than the Athenians, without head, without order, beaten, despoiled, lacerated, devastated, subject to every sort of ruination.
[Who Will the Leader Be?]
And though up to now various gleams have appeared in some Italians from which we might judge them ordained by God for her redemption, nevertheless we have seen later that, in the highest course of their actions, they have been disapproved by Fortune.4 Hence, as though without life, she awaits whoever he may be who can heal her wounds and put an end to the devastation and plunder of Lombardy, to the robbery and ransom of the Kingdom and Tus.-, cany,5 and cure her of those sores already long since festered. She is now praying God to send someone to redeem her from such bar., barous cruelty and arrogance; she is now also ready and willing to follow a banner, if only there be one who will raise it.
[The Medici Family Divinely Chosen to Unite Italy]
There is not, at present, anyone in whom she can have more hope than in your glorious family, which, through its fortune and its wisdom and strength, favored by God and by the Church-of which it is now head-can make itself the leader of this redemption. That will not be very hard if you bring before you the actions and
2. The clearest statement in THE PRINCE of the ruler’s function. The philosophical con,, cept of form and matter suggests almost creative power in the prince.
Chap. 6.
Easily applied to Cesare Borgia (ef. chap. 7_ above), but probably including “the Italians mentioned above” of the fourth paragraph of this chapter. Machiavelli’s praise of Cesare, though
hearty, is limited; nowhere, unless here, does he suggest redemptive qualities in Borgia.
I follow the editions of 1532.
94 THE PRINCE, Chap. 26
the lives of those named above.6 And though these men were ex,, ceptional and marvelous, nevertheless they were men; and every one of them had a poorer chance than the present one, because their undertaking was not more just than this, nor easier, nor was God more friendly to them than to you. Here justice is great, “for a war is just for those to whom it is necessary, and arms are sacred when there is no hope except in arms.”7 Now your opportunity is ver.y great,8 and when there is great opportunity, there cannot be great difficulty, if only your family will use the methods of those whom I have set up as your aim. Besides this, now we see marvelous, unexampled signs that God is directing you: the sea is divided; a cloud shows you the road; the rock pours out water; manna rains down;9 everything unites for your greatness. The rest you must do yourself. God does not do everything, so as not to take from us free will and part of the glory that pertains to us.
[ Italy Needs Only Leaders]
It is not astonishing if none of the Italians mentioned abovero has been able to do what we hope your illustrious family will do, and if, in so many convulsions in this land and in so much warfare, Italy’s military vigor always seems extinct. The cause is that her old institutions were not good, and no one has been wise enough to devise new ones; and nothing does so much honor to a man newly risen to power as do the new laws and new institutions he devises. These things, when they are well based and have greatness in them, win a new ruler reverence and awe. And in Italy there is no lack of matter on which to impose any form; there is great power in the limbs, if only it were not wanting in the heads. Observe in duels and in combats by small numbers how superior the Italians are in strength, in skill, in intelligence; but when they are in armies, they make no showing. And it all results from the weakness of the heads; because those who are wise are not obeyed-and each one thinks he is wise-since up to now no one has risen so high, in both ability
Moses, Cyrus, Theseus.
Livy, HISTORY 9. 1. 10.
Everything tends to favor the delivering prince.
Exodus 14:17. Note the reference to Moses early in the chapter.
10. Those mentioned above are thought to be Francesco Sforza and Cesare Borgia {chap.7 ). Perhaps Pope Julius II should also be included ( chap. 11 ).
and Fortune, that to him the others yield.rr This is the reason why for so long a time, in the many wars fought in the past twenty years, whenever there has been an army wholly Italian, it has always failed when tested. To this the chief witness is the Taro, then Alessandria, Capua, Genoa, Vaila, Bologna, Mestri.
[ The Ruler of Italy Needs an Army of Loyal Subjects]
If then, your glorious family resolves to follow the excellent men I have named who redeemed their countries, she must before all other things, as the true foundation of every undertaking, provide herself with her own armies, because there cannot be more faithful or truer or better soldiers. And though each one of them is good, they will become better if united, when they see themselves com,, manded by their own prince and by him honored and maintained. It is necessary, therefore, for her to prepare such armies in order with Italian might to defend herself against foreigners.
[ New and Superior Tactics]
And though the Swiss and the Spanish infantry are considered formidable, nonetheless in both there is a defect, by reason of which a third type could not merely withstand them but could feel certain of defeating them, because the Spanish cannot repel cavalry, and the Swiss need to dread infantry when they meet in combat any as stubborn as themselves. Hence experience has shown and will show that the Spanish cannot repel French cavalry, and the Swiss are destroyed by Spanish infantry. And though of this last there has been no complete demonstration, yet one was suggested at the battle of Ravenna, where the Spanish infantry were face to face with the German battalions, which use the same battle array as the Swiss; there the Spanish, with the agility of their bodies and the help of their bucklers, got within the pikes, underneath them,12 and were safe in attacking the Germans, without the latter having any defense; had the Spaniards not been charged by the cavalry, they would have destroyed all the Germans. A prince who recognizes the defects of
11. For Machiavelli’s later observations of such leaders, see FAMILIAR LETTERS 219B
(Nov. 1526).
12. The point of the seventeen-foot pike was some thirteen feet in front of the pikeman. The Spanish soldiers, by ducking, got “within the pikes,” that is, nearer the pikeman than the point of his spear.
THE PRINCE, Chap. 26
both these types of infantry, then, can organize a new one that will repel cavalry and not be afraid of infantry. This will be effected by the nature of their weapons and by change in their tactics.13 And these are among the things that, as new institutions, give reputation and greatness to a new prince.
[Final Exhortation to Uniting Italy]
By no means, then, should this opportunity be neglected, in order that Italy, after so long a time, may see her redeemer come. I cannot express with what love he will be received in all the provinces that have suffered from these alien floods, with what thirst for vengeance, with what firm loyalty, with what gratitude, with what tears! What gates will be shut against him? What peoples will refuse him obedience? What envy will oppose him? What Italian will refuse him homage? For everyone this barbarian tyranny stinks. Let your glorious family, then, undertake this charge with that spirit and that hope with which men undertake just labors, in order that beneath her ensign this native land of ours may be ennobled and, with her guidance, we may realize the truth of Petrarch’s words:
Valor against wild rage
Will take up arms, and the combat will be short, Because ancestral courage
In our Italian hearts is not yet dead.14
See Machiavelli’s ART OF WAR, especially bks. z and 3.
Petrarch, CANZONE 16. 13-16.
A PASTOR.AL: THE IDEAL RULER
[Perhaps written as early as 1513; at the latest, it is before the death oJ Lorenzo de’Medici in 1519.
In the sixteenth century the pastoral was one of the most esteemed forms of literature, practiced by the most famous poets. The climate for its apprecia,, tion has during the last century been so poor that such compositions have received scant attention. To this undervaluation, the great exception in English literature has been the seventeenth,,century LYCIDAS, a typical pastoral both in following the convention of the shepherd life and in devoting higher strains to the public affairs of the age. A writing man like Machiavelli could hardly avoid the pastoral; a man with a passion for politics would not keep politics out of his shepherd poetry. Machiavelli perhaps realized that he was not especially gifted as a pastoral poet; at least he did not publish these verses.
As a pastoral counterpart to THE PRINCE, this poem sets before us a ruler whose abilities are suited to the highest tasks. Wisdom, self control, justice, popularity, eloquence-all are his. These qualities of the ideal prince, Machiavelli, with the allowable exaggeration of pastoral eulogy, found in the Medici prince Lorenzo. And Machiavelli was not the only one who based on that young man great hopes for Florence.]
l NOW THAT IN THE SHADE UNDER THIS LAUREL I SEE
my Rock grazing around me, I am resolved to begin a loftier work.
4 If ever, sweet Rute, your harmony set the rocks in motion,
made the trees move onward, the rivers stand still, and the wind grow quiet,
7 show now your powers united, and so strong that the earth
may wonder and rejoice, and the sky exult in our songs; 1 o yet you may desire another voice and another style, because full praise for such beauty requires that loftier genius be
aroused;
1. 1 For Lorenzo de’Medici as the laurel (lauro), see Ariosto’s capitolo NELLA STAGION,
l.3 Loftier than the normal pastoral, as dealing with a higher subject.
A PASTORAL
13 since a youth celestial and not earthly, of habits exalted, of godlike qualities, is fittingly praised by a godlike man.
16 Bestow upon me then, 0 Phoebus, your light; if ever you listen to mortal prayer, now illumine my dark mind.
19 I see your face shining beyond its wont with living glory, nor does wind or cloud afflict this day.
22 Aided by your great might, 0 sacred Apollo, and by your powers, I resolve to spend it in doing your Hyacinth honor.
25 Hyacinth, your name I am wont to celebrate; and as a re,.. minder for all now alive, I write it on every tree, on every rock,
28 and with it your beauties great and godlike, and your deeds
that are enough to make famous any man who speaks or writes of you.
31 Heaven was striving to show its virtue when it gave us a man so surpassing, to make us partake its beauties.
34 Hence every light before this one grows dim, as soon as we behold those looks deserving every crown and every diadem.
37 Then from the splendor that reigns in that face, and from every part examined for itself, we learn how great is the force of nature.
40 See then the rest in harmony with her; hear, then, the sound of his pleasing words, such as to make a marble…stone, a rock show life.
43 So that earth smiles where you set foot, and the air grows happy wherever the welcome sounds of your voice are heard.
46 When you depart, the little plant that was flowering withers
and is left in misery, and the air deprived of you shows grief. 49 And by no means as something less excellent appears your natural desire for gaining fame that will make your glory
evident.
52 Hence it is my prayer that I, even I, 0 Jove divine, among so many trumpets exalting him, may be permitted to make my rude horn resound.
55 All the shepherds who live in this forest, without regarding your youth, have submitted to you their quarrels.
l. 13 Lorenzo de’Medici the Younger was in 1514 about twenty..-two years old. Cf also line 57.
l.31 The delivering prince of PRINCE 26 is ordained by God.
I. 49 The honor and renown of the ruler is emphasized in PRINCE 26.
I. 57 The pastoral mode of speaking of a good lawgiver (PRINCE 24).
All the Talents 99
58 You with your accomplished and lordly genius, with varied ways and diverse inventions make them return to their fold in happiness.
61 Full of pity you are; if you see a shepherd wretched through adverse fortune or through love, with your pleasing speech you gladden him.
64 Not merely are you the glory of every shepherd; as all can see, you enrich the forests like every god who inhabits them.
67 No longer is it a grief to you, 0 forests! that Diana lives in Heaven, nor do you long for Phoebus to return to tend Admetus’ herds,
70 nor do you any more call for Hecuba’s son, nor Cephalus, nor Atlanta, because with this youth you are more happy, more glad.
73 In you I see all the virtues brought together; nor does it seem a marvel, because in shaping you not one god only took part in so great a work.
76 When at the beginning Jove resolved to create you, the first charge he gave to Vulcan, in order more fair, more lively or joyous to make you.
79 Now when Jove sees you created, he shows himself so happy, so joyous in countenance that Ganymede is jealous for his office,
82 for in that earth mingled with water such a spirit Minerva
put as time or labor never produces.
85 Your head Venus then surrounded with her immortal graces, and “To shepherds you will always be pleasant and gracious,” she said.
88 The white Hours gladly after that plucked violets and fresh flowers and with their juices sprinkled you well, and with various odors.
91 Fierce Mars, that you might shine the more, within your noble breast enclosed a heart like that of Caesar the general, like those of all the generals.
94 A shrewd discernment Mercury instilled, whereby you dis”
play or keep hidden your happy fortune and your afflictions and hardships.
I. 91 The military leader (PRINCE 14).
l. 94 The prince can adapt himself to all circumstances (PRINCE 25).
100 A PASTORAL
97 Juno put in citizen’s clothing a soul fit to rule empire and kingdoms, and Saturn gave to you Nestor’s years.
Loo O gift of so many gods, condescend to accept me among your faithful subjects, if to have such a servant you do not scorn.
1 03 And if I see that my song will delight you, these valleys and these little hills will echo in your praise verses splendid and measureless;
1 06 for my thoughts are so strained to please you that my desire is only that I shall think of obeying, you of commanding.
1 09
And though I have been reared in the throng of these rough shepherds, when I speak of you, much higher than my wont
I fly.
113
Yet still higher up you will see me mounting if I know that
115
you accept my gift when I recite your praises.
Other than this, what I have I give you; yours is the flock you
see; even these poor sheep as well are yours.
118
But because the hour has almost come when the animals go
to rest, and only the bat is seen at large,
121
I shall keep concealed the love I cherish, and home I shall go
with my herd, hoping one day to return more famous
124
to sing your praises, and more happy.
I. 97 Apparently a reference to the Medici as citizens.
I. 115 Cf. the dedication of THE PRINCE.
A DISCOUR._SE ON R._EMODEL ING THE GOVERNMENT OF FLOR._ENCE
[Written on the request of Pope Leo X, Giovanni de’Medici]
[Written about 1520, after the death of Lorenzo de’Medici, Duke of Urbino, and before that of Pope Leo X.
This work is valuable chiefly as showing the .flexibility and yet the firmness of Machiavelli’s conceptions. On the one hand he realizes, as THE PRINCE had already indicated, that conditions exist in which absolutism cannot be avoided; on the other, he is sure that for Florence the best form of government is the republican. Even his belief in such a possibility-some,,. times called an illusion-is not doctrinaire; Florence can be prepared for it by a process of education that admits the fallibility of human material. Though Machiavelli abhorred Medici tyranny, he could accept it when no better possibility was offered; though he estimated Savonarola as dangerously am,,. bitious and as inadequate in practical affairs, yet he could accept parts of his theory, notably the approval of a Great Council, as fundamental to Floren,,, tine government.]
THE REASON WHY FLORENCE THROUGHOUT HER
history has frequently varied her methods of government is that she has never been either a republic or a princedom having the qualities each requires, because we cannot call that republic well..-established in which things are done according to the will of one man yet are decided with the approval of many;r nor can we believe a republic fitted to last, in which there is no content for those elements that must be contented if republics are not to fall. And that this is the truth, we can learn from the governments Florence has had from I 39 3 until now.
Beginning with the alteration made at that date by Messer Maso
degli Albizzi, we see that then the lawmakers intended to give her
1. A description of the government of Cosimo and Lorenzo de’Medici, in which the real
authority had to get the consent of the nominal authority.
the form of a republic governed by aristocrats, but their form had so many defects that it did not last longer than forty years; and it would have been less permanent if the Visconti wars had not ensued, which kept it united. Its defects were, among others, that it prepared the list of those eligible to office far ahead of time; because of this, fraud was easy, and the choice could be not good; for, since men change easily and turn from good to bad and, on the other hand, places were given to citizens much ahead of time, it could easily happen that the choice was good and the drawing bad.2 Besides this, nothing was established to cause fear in great men, so that they would not set up factions, which are the ruin of a government. The Signoria,3 moreover, had slight prestige and too much power, being able to dispose without appeal of the life and property of the citizens, and being able to call the populace to a parliament. Hence it came to be not the defender of the state but a means for causing its ruin, when, ever an influential citizen could either control or befuddle it. On the other hand, as has been said, it had little prestige, because, since often it included men oflow station, young men, and had a short term, and did not carry on important business, it could not have prestige. That constitution also suffered from a failing not of slight im, portance: that men in private station took part in deliberations on public business. This kept up the prestige of the men in private stations and took it away from those in official ones, and it had the effect of taking away power and prestige from the magistrates-a thing opposed to every sort of well,ordered government. To these failings of that constitution was added another, which amounted to as much as all the rest: the people did not have their share. These conditions, altogether, caused countless injustices, and if, as I have said, external wars had not kept that government solid, it would have
fallen sooner than it did.
Next, after this, Cosimo’s government was established, tending more toward the princedom than toward the republic. If yet it lasted longer than the other, the cause lay in two things: one, that it was established with the people’s aid; the other, that it was controlled
2. A citizen might be fit for an office when his name was put in the pouch containing the names of those eligible, but might be unfit when, much later, on the drawing out of his name, he assumed office.
3. The head of the Florentine government, consisting of the Gonfalonier and (usually) eight Priors.
Defective Governments 103
by the prudence of two such men as Cosimo and Lorenzo his grandson. Nevertheless, such weakness resulted from its having to decide through a large number what Cosimo planned to carry out,4 that many times he risked the failure of a plan. From this came the frequent parliaments and the frequent exiles that took place during his control, and then at last, at the critical time of King Charles’s expedition, the Medici government fell.
After that, the city decided to resume the form of a republic, but did not apply herself to adopting it in a form that would be lasting, because the ordinances then made did not satisfy all the parties among the citizens; and on the other hand, the government could not inflict punishment. And it was so defective and remote from a true republic that a Gonfalonier for life, if he was intelligent and wicked, easily could make himself prince; if he was good and weak,5 he could easily be driven out, with the ruin of the whole government. Since it would be a long matter to set forth all the reasons, I will tell just one: the Gonfalonier did not have those around him who could protect him, ifhe were good; nor anyone who, ifhe were bad, could restrain him or set him right.
The reason why all these governments have been defective is that the alterations in them have been made not for the fulfilment of the common good, but for the strengthening and security of the party.6 Such security has not yet been attained, because there has always been in the city a party that was discontented, which has been a very powerful tool for anybody who wished to make a change.
The only government now left to consider is that from I 5 I 2 to the present, and what its weaknesses and strong qualities have been, but because it is a recent affair and everybody knows it, I shall not speak of it. To be sure, the Duke’s death has brought things to a point where new types of government must be considered.7 So I believe that, to show my loyalty to Your Holiness, I cannot err in saying what occurs to me. First I shall give the opinions of many others as I have heard them stated, next adding my own opinion; if I err, Your Holiness must excuse me as more loving than wise.
I say, then, that some judge no government can be established
4. His plans became law only through republican channels.
5. Virtually a reference to Piero Soderini, such a Gonfalonier for life, driven out in 1512.
The party making them.
Lorenzo de’Medici, Duke of Urbino, was in charge of Florence until his death in 1519.
firmer than that existing in the times of Cosimo and of Lorenzo. Some others wish one more inclusive.8 They say, indeed-those who would like a government like Cosimo’s-that things easily go back to what is natural. For this reason, since naturally Florentine citizens honor your house, enjoy those favors that come from it, and love what it loves, and since they have followed this habit for sixty years, nothing else can happen but that when they see the same ways,9 the same frame of mind will return to them. Moreover they believe few could continue in an opposing frame of mind-and those few would do so through a habit of opposition, easily got rid 0£ To these reasons they add necessity, showing that Florence cannot con… tinue without a director; and since she has to have one, it is much better that he be of the house the people are accustomed to bow down to than that either, not having a director, they should live in con… fusion or, having one, should get him elsewhere-which would bring less prestige and less satisfaction to everybody.
Against this opinion we answer that a government of that sort is risky if for no other reason than that it is weak. If the government of
Cosimo had in those times so many weaknesses as are adduced above, in these times such a government would redouble them, because the city, the citizens, the times are different from what they were then, so that by no possibility can anyone devise a government in Florence that can last and be like that one. In the first place, Cosimo’s government had the approval of the people generally, and the present one has their disapproval. The citizens of Cosimo’s time
had never experienced in Florence a government that gave greater power to the people; the present citizens have experienced one that they think more just and that pleases them better. In Italy at that time there was neither army nor power that the Florentines, even though standing alone, could not with their armies resist; but now, since Spain and France are here, the Florentines must ally themselves with one of the two; yet if the ally they select loses, at once they are left as the booty of the victor-a thing that in Cosimo’s day would not have happened. Formerly, the citizens were accustomed to paying many taxes; now, through either inability or change in custom, they are out of the habit; and to try to get them back into it is a matter hateful and dangerous. The Medici who were governing
Taking in a larger number of citizens.
The ways they had been accustomed to under Medici rule.
then, since they had been educated and brought up among the citizens, conducted themselves with such friendliness that they gained favor. Now, they have grown so great that, since they have gone beyond all the habits of citizens, there cannot be such intimacy and consequently such favor. Hence, considering this unlikeness in times and in men, there cannot be a greater deception than to believe that upon such differently shaped matter one can stamp the same form. And if in that day, as I said above,10 every ten years the Medici were in danger of losing control, now they would actually lose it. Nor should anyone believe that men easily return to a way of life that is old and habitual, because in truth they do so when the old way ofliving is more pleasing than the new one, but when it pleases less, they do not return to the old way unless forced to, and they live in it only as long as that force lasts.
Besides this, though it is true that Florence cannot exist without
a director, and that if she should have to decide between one un, official director and another, she would like better a director from the house of Medici than one from any other house, nevertheless, if it is a decision between an official and an unofficial director, II the official director would always be more pleasing-no matter where taken from-than the unofficial director.
Some hold the opinion that you cannot lose control of the govern, ment without an attack from outside, and believe you will always have time enough to make a friendly arrangement with any invader. In this they deceive themselves seriously, because, usually, alliance is not made with the strongest power but with the power which just then has the best opportunity for injuring you or which your spirit and your fancy most dispose you to love. Your ally may chance to be defeated (and if defeated he is left in the power of the victor) and his conqueror may not decide on a treaty with you, either because you are too late in asking for it or because he has grown to hate you as a result of your connection with his enemies. For example, Lodovico the Duke of Milan would, if he could, have made a treaty with King Louis XII of France. King Frederick would have made
10. P. 103, “the frequent parliaments.” Cf DISCOURSES 3. 1; HISTORY OF FLOR.
ENCE 6. 7; 7. 1 end.
11. An official director would be one constitutionally chosen, as opposed to Cosimo de’ Medici as a prince without legal recognition.
a treaty with the same ruler if he could have secured one.12 Both of these princes lost their states through not being able to make treaties; at such times a thousand accidents spring up to hold you back. Hence, everything considered, we cannot call a government modeled on Cosimo’s either safe or firm, since it has so many causes for lack of firmness. Therefore, it should not be acceptable to Your Holiness and your friends.
As to those who prefer a government more inclusive than Cosimo’s, I say that unless it is inclusive in such a way that it will become a well,,ordered republic, its inclusiveness is likely to make it fall more rapidly. And if they will explicitly tell how they would like it organized, I shall give an explicit answer, but since they continue in generalities, I am not able to answer other than generally. I believe the following answer alone is enough; so to confute the government of Cosimo, I say this: No firm government can be devised if it is not either a true princedom or a true republic, because all the constitutions between these two are defective. The reason is entirely evident, because the princedom has just one path to dis… solution, that is, to descend toward the republic. And similarly the republic has just one path toward being dissolved, that is, to rise toward the princedom. Governments of a middle sort have two ways: they can rise toward the princedom and descend toward the republic. From this comes their lack of firmness. It is therefore not possible, Your Holiness, if you wish to give Florence a firm govern,, ment for your own glory and the security of your friends, to set up there other than a true princedom or a republic having its distinctive parts. Any other form would be useless and very short…lived.
Now as to the princedom, I shall not discuss it in detail, both because of the difficulty of establishing one here and because there are no facilities for doing it. Moreover Your Holiness needs to understand that in all cities where the citizens are accustomed to equality, a princedom cannot be set up except with the utmost difficulty, and in those cities where the citizens are accustomed to inequality, a republic cannot be set up except with the utmost difficulty. In order to form a republic in Milan, where inequality among the citizens is great, necessarily all the nobility must be destroyed and brought to an equality with the others, because among
12. King Frederick of the Kingdom of Southern Italy.
them are men so above all rules that the laws are not enough to hold them down, but there must be a living voice and a kingly power to hold them down. On the contrary, in order to have a princedom in Florence, where equality is great, the establishment of inequality would be necessary; noble lords of walled towns and boroughs would have to be set up, who in support of the prince would with their arms and their followers stifle the city and the whole province. A prince alone, lacking a nobility, cannot support the weight of a princedom; for that reason it is necessary that between him and the generality of the people there should be a middle group that will help him support it. This can be seen in all the states with a prince, and especially in the kingdom of France, where the gentlemen rule the people, the princes the gentlemen, and the king the princes. But because to form a princedom where a republic would go well is a difficult thing and, through being difficult, inhumane and unworthy of whoever hopes to be considered merciful and good, I shall pass over any further treatment of the princedom and speak of the republic, both because Florence is a subject very suitable for taking this form and because I know that Your Holiness is much inclined toward one; and I believe that you defer establishing it because you hope to find an arrangement by which your power in Florence may continue great and your friends may live in security. Since I believe I have discovered one, I hope Your Highness will give attention to my discovery, so that if there is anything good in it, you can make use of it and also learn from it how great is my wish to serve you. And you will see that in this republic of mine your power is not only preserved but is increased, your friends continue to be honored and safe, and the whole body of citizens has evident reasons for being satisfied. With the utmost respect, I beg Your Holiness not to condemn and not to praise this discourse of mine without first reading it through. And likewise I beg you not to be disturbed by some changes in the magistrates, because when things are not well organized, the less there is left of the old, the less there is left of the bad. Those who organize a republic ought to provide for the three different sorts of men who exist in all cities, namely, the most im,, portant, those in the middle, and the lowest. And though in Florence the citizens possess the equality mentioned above, nonethe,, less some of her citizens have ambitious spirits and think they
deserve to outrank the others; these must be satisfied in organizing a republic; the last government, indeed, fell for no other cause than that such a group was not satisfied. To men of this sort it is not possible to give satisfaction unless dignity is given to the highest offices in the republic-which dignity is to be maintained in their persons.
By no possibility can this dignity be given to the highest offices in the government of Florence if the Signoria and the members of the College remain in the same condition as in the past. On ac,, count of the way in which these groups are chosen-since important and influential men now sit in them only rarely-either this govern, mental dignity must be lowered and be put in unsuitable places (which is contrary to all political order), or must be abandoned to private individuals. 13 Therefore this method is necessarily to be corrected, and in its correction the loftiest ambition in the city is to be satisfied. This is the way to correct it. Abolish the Signoria, the Eight of Pratica, and the Twelve Good Men;14 and in exchange for them, in order to give dignity to the government, ordain sixty,five citizens of forty,five years and more, fifty,three for the major guilds and twelve for the minor guilds, who should remain for life in the government, in the following manner: Choose from the said number a Gonfalonier of Justice for two or three years, if it should not seem proper to set him up for life; the sixty,four citizens who are left are to be divided into two groups, thirty,two for each. One group is to govern along with the Gonfalonier for one year, the other group the next year; and so in succession they are to exchange, keeping the arrangement indicated below. All together are to be called the Signoria.
The thirty,two are to be divided into four groups, eight to a group; and each group is to reside with the Gonfalonier three months in the Palace, and to assume the magistracy with the ceremonies that are customary, and to carry on all the business that the Signoria alone carries on today. And after that, with its other companions of the thirty,two, it should have all the authority and carry on all the business that today the Signoria, the Eight of Pratica, and the
To allow the government to be controlled by political bosses, not in office, as in Cosimo’s time.
The Eight of Pratica dealt with foreign and military affairs; the Twelve Good Men with finance and trade.
members of the College carry on; these are abolished above. So this, as I have said, would be the chief head and chief arm of the govern…. ment. This arrangement, if it is carefully considered, will be recognized as giving dignity and influence to the head of the govern…. ment, for, evidently, weighty men, who have prestige, will always occupy the highest places. It will not be necessary to consult private individuals-which I said above is pernicious in a republic because the thirty,two who are not that year in the magistracy can serve for advice and consultation. It will also be possible for your Holiness to put in this first selection, as I shall explain below, all your friends and trusted followers. But let us come to the second rank in the government.
I believe it is necessary, since there are three sorts of men, as I said above, that there be also three ranks in a republic, and not more. Therefore I believe it good to get rid of the jumble of councils that have existed for some time in your city. These have been formed not because they were necessary to good government but to feed through them the vanity of more of the citizens, and to feed it with a thing that in truth is of no consequence for the well,being of the city, because all of these councils can by means of parties be demoralized. If I am trying, then, to design a republic with three components,
it seems to me necessary to abolish the Seventy, the Hundred, and the Council of the People and of the Community; and in exchange for all these to set up a Council of Two Hundred, composed of men at least forty years old, forty of them chosen from the minor guilds and a hundred and sixty from the major guilds; not one of them would be permitted to belong to the Sixty…five. They should hold office for life and be called the Council of the Selected. This Coun,. cil, along with the Sixty,five named, should do all the things and have all the power that today is held by the above mentioned councils abolished to make way for it. And this would be the second rank in the government; all of its members would be chosen by Your Holiness. In order to make these changes and to support and regulate the above,mentioned groups and those that will be described below, and for greater security to Your Holiness’ authority and friends, Your Holiness and the Most Honorable Cardinal of the Medici must have, by means of the Balia,15as much authority during
Bali; means, in general, power. Specifically, here and usually in Machiavelli, it is a committee with arbitrary power to remodel the Florentine government.
11 o REMODELING FLORENTINE GOVERNMENT
the lives of both as is held by the entire people of Florence. The magistracy of the Eight of Defence and Balfa is to be appointed by the authority of Your Holiness, from time to time. Also, for greater security of the government and of Your Holiness’ friends, the levy of infantry is to be divided into two brigades, to which Your Holiness, on your own authority, should provide annually two commissioners, one commissioner for each brigade.
We see that by the things mentioned above we satisfy two sorts of men, and give firmness to your authority in the city and to that of your friends, since you have the military and criminal justice in your hand, the laws in your bosom, and all the heads of the govern, ment as your supporters.
It is now left to satisfy the third and final class of men, which is the whole general body of citizens, who will never be satisfied (and he who believes differently is not wise) if their power is not restored or if they do not have a promise that it will be restored. And because to restore it all at one time would not be for the security of your friends, nor for the upholding of the power of Your Holiness, it is necessary in part to restore it and in part to promise to restore it in such a way that they will be altogether certain of having it again. And therefore I judge that you are under the necessity of reopening the Hall of the Council of One Thousand, or at least of the Six Hundred Citizens, who would allot, just as they formerly did, all the offices and magistracies except the aforenamed Sixty,five, the Two Hundred, and the Eight of Bafia; all of these during the life of Your Holiness and of the Cardinal you would appoint. Moreover, in order that your friends may be certain, when there is a choice in the Council, that they have been put in the pouches, Your Holiness is to select eight couplers, who, remaining in secrecy, can declare elected whom they wish, and can deny election to anybody.16 And in order that the citizens generally may believe that the names of those elected were taken from the pouches, 17 the Council must be permitted to send in security two citizens chosen by it to witness the pouching.
Without satisfying the generality of the citizens, to set up a stable government is always impossible. Never will the generality of the
Texts read: “will not be able to deny election,” but considering that the function of the couplers was to see that the right men held office, I assume that the negative should be omitted.
The word for be elected, gain the office, is singular but its meaning seems plural.
Florentine citizens be satisfied if the Hall is not re pened.18 There.. fore, if one is to set up a republic in Florence, this Hall must be reopened and this allotment made to the generality of the citizens. Your Holiness should realize that whoever plans to take the govern., ment from you will plan before everything else on reopening it; therefore it is a good scheme to open it with conditions and methods that are secure, and to take away from anybody who may be your enemy opportunity for reopening it to your indignation and with the destruction and ruin of your friends. If once the government were so arranged, it would not be necessary, if Your Holiness and the Most Reverend Monsignor19 were going to live forever, to provide for anything else, but you must cease to be, and you wish to leave behind a perfect republic made strong with all needed parts, which every., body will see and realize needs to be just as it is. Therefore, in order that the generality of the people (both because of what is given to them and of what is promised to them) may be contented, it is neo essary, in addition, to arrange as follows: The sixteen Gonfaloniers of the Companies of the People are to be chosen in the way and for the time for which they have been chosen up to now; they may be appointed on the authority of Your Holiness or chosen by the Council, as you please; you would merely make a second term less usual, so that the office will be distributed more widely through the city; and it should be specified that none of them could be taken from the Sixty.,five. When they have been selected, four Provosts should be among them by lot, to hold office a month; hence at the end of their term all will have been Provosts. Among these four, one should be chosen, to reside a week in the Palace with the nine Signors in residence, so that at the end of the month all four of them will have been in residence. The said Signors resident in the Palace are not to do anything in a Provost’s absence; he would not have to give his vote, but merely be a witness of their proceedings. He could indeed veto their decision in a case,2° and appeal it to all the Thirty…two in a body. So in the same way the Thirty…two could not decide anything without the presence of two of the said Provosts; yet
The Hall of the Grand Council, now called the Hall of the Five Hundred, in the Palace of the Signory (Palazzo Vecchio). The Grand Council was part of Savonarola’s governmen formed in 1495.
Cardinal Giuliano de’Medici, later Pope Clement VII.
20. What follows makes this evident as the meaning, though the text does not warrant it.
the two would not have there other authority than to delay a decision considered among the Thirty;two and appeal it to the Council of the Selected. Neither could the Council of the Two Hundred decide anything, if there were not present at least six of the sixteen with two Provosts; yet the latter could not do anything other than take a case away from that Council and appeal it to the Grand Council, when three of them were in agreement to do it. It would not be possible to assemble the Great Council without twelve of the said Gonfaloniers, among them at least three Provosts; there they would be allowed to give a vote like the other citizens.
The establishment of such colleges is necessary after the lifetime of Your Holiness and of the Most Reverend Monsignor for two reasons. One is that if the Signoria or one of the councils21 does not decide a matter as the result of discord, or does things opposed to the common good through wickedness, somebody may be at hand to take from them that power and appeal their decision to another body, because it is not good that one kind of magistrate or council should be able to retard public business without someone’s being there who can arrange for action. It is also not good that office; holders should not have somebody to observe them and make them abstain from actions that are not good. The other reason is that on taking from the generality of the citizens (by removing the present Signoria) the possibility of becoming a Signor, it is necessary to restore to them an office resembling that taken away, and this pro; vostship is greater, more useful to the republic, and more honorable than the earlier office. For the present, it would be well to choose these Gonfaloniers, in order to get the city into proper procedures, but not to allow them to exercise their powers without the permission of Your Holiness; and you might make use of them to get a review of the actions of those groups with respect to your authority and your government.
Besides this, in order to give perfection to the republic after the lifetime of Your Holiness and of the Most Reverend Monsignor, in order that it may not want any part, it is necessary to arrange for a Court of Appeal from the Eight of Defence and Balia, made up of thirty citizens, to be taken from the pouches of the Two Hundred and of the Sixty together. This Court of Appeal would be able to
21. This meaning is required by what follows but is not derived from either of the usual readings.
summon the accuser and the accused within a certain time. This appeal, during your lifetime, you would not allow to be used without your permission. This appeal is essential in a republic because a few citizens do not have the courage to punish important men, and therefore it is necessary that for such a result many citizens should join, that their judgment may be secret, and since it is secret, each man may excuse himself. Such an appeal will also be useful during your lifetime in causing the Eight to expedite cases and do justice, because, for fear lest you permit the appeal, they will judge more justly. To keep everything from being appealed, appeal can be forbidden· in cases of fraud that do not involve at least fifty ducats, and in cases of violence in which there has been neither breaking of bones nor shedding of blood, unless the damage rises to the sum of fifty ducats.
I believe, considering all this organization as a republic, and without your authority, that it lacks nothing necessary to a free government according to what is above debated and presented at length. But if it is considered while Your Holiness and the Most Reverend Monsignor are still living, it is a monarchy, because you have authority over the armed forces, you have authority over the criminal judges, you keep the laws in your bosom. I do not know anything more to be wished for in a city. Also there is nothing that your friends, such as are good men and intend to live on their own property, need to fear, since Your Holiness has so much power and they sit in the highest seats of the government. We do not see also how the generality of the citizens can be other than satisfied, seeing that part of the allotments have already been made and the others seem as though little by little they would fall into their hands. Because Your Holiness could now and then let the Council choose one of the Sixty,,five who is lacking, and also one of the Two Hundred; and some of them you yourself would choose according to the times. And I am certain that in a short time, by means of the power of Your Holiness, who will steer everything, this present government will change in such a way into the other one, and the other into this, that they will become one and the same, and all one body, with peace for the city and everlasting fame for Your Holiness, because always your power can take care of such defects as arise. I believe the greatest honor possible for men to have is that willingly given them by their native cities; I believe the greatest good
to be done and the most pleasing to God is that which one does to one’s native city. Besides this, no man is so much exalted by any act of his as are those men who have with laws and with institutions remodeled republics and kingdoms; these are, after those who have been gods, the first to be praised. And because they have been few who have had opportunity to do it, and very few those who have understood how to do it, small is the number who have done it. And so much has this glory been esteemed by men seeking for nothing other than glory that when unable to form a republic in reality, they have done it in writing, as Aristotle, Plato, and many others, who have wished to show the world that if they have not founded a free government, as did Solon and Lycurgus, they have failed not through their ignorance but through their impotence for putting it into practice.
No greater gift, then, does Heaven give to a man, nor can Heaven show him a more glorious road than this. So of all the many blessings God has given to your houst; and to Your Holiness in person, this is the greatest: that of giving you power and material for making yourself immortal, and for surpassing by far in this way your father’s and your grandfather’s glory.22 Consider, then, Your Holiness, first of all, that by holding the city of Florence under these present conditions you risk, on the coming of accidents, a thousand dangers; and before they come, Your Holiness has to endure a thousand vexations unbearable by any man. (Of these vexations you will be assured by the Most Reverend Lord Cardinal, since he has been for these past months in Florence.) They come partly from many citizens who in asking are arrogant and unbearable; partly from many who-since they believe that at present they do not live in security-do nothing else than declare that order should be brought into the government; one says it should be extended and one that it should be retracted, and nobody comes to particulars about the way for retracting or extending, because they are all confused. Though they suspect they are not secure in their present way of life, they do not know how they would like to adjust it; any man who might know how, they do not trust. Thus with their confusion they are enough to upset the most orderly brain.
If you wish, then, to escape these vexations, there are but two ways: either be more sparing with audiences and do not give the
22. Including Pope Leo’s great,grandfather, Cosimo.
people courage to ask, even in an ordinary way, or to speak when they are not asked, as did the Duke of illustrious memory; or organize the government in such a way that it will administer itself and that Your Holiness will need only to keep half an eye turned on it. Of these methods, this last frees you from dangers and from vexations; the first frees you from vexations only.
But to return to the dangers you run if affairs remain as they are, I wish to make a prediction. I say that if an emergency comes when the city is not at all reorganized, one of two things will be done, or both of them at once: either in riot and haste a head will be set up who with arms and violence will defend the government; or one party will run to open the Hall of the Council and plunder the other party. And whichever of these two things comes about (which God forbid), Your Holiness can imagine how many deaths, how many exiles, how many acts of extortion will result, enough to make the cruelest man-much more Your Holiness, who is most merci… ful-die of sorrow. There is no other way for escaping these ills than to give the city institutions that can by themselves stand firm. And they will always stand firm when everybody has a hand in them, and when everybody knows what he needs to do and in whom he can trust, and no class of citizen, either through fear for itself or through ambition, will need to desire revolution.
ADVICE TO RAFFAELLO GIRO LAMI WHEN HE WENT AS AM BASSADOR TO THE EMPEROR
[October 1522.
This letter is in reality autobiographical, showing what Machiavelli himself attempted to do as Florentine agent abroad ( the rank of ambassador he never held). Any page of his letters to Florentine authorities exempl!fies parts of his advice, as do his REPORT ON THE AFFAIRS OF GERMANY and his SUMMARY OF THE GOVERNMENT OF THE CITY OFLuccA.)
HONORABLE RAFFAELLO: TO BE AN AMBASSADOR
is one of those civic functions which bring honor to a citizen; he cannot be called fit for government who is not fit to hold this rank. You are going as official representative into Spain, a country different in her ways and customs from Italy and unknown to you. Further, more, it is your first commission. Hence if you make a good showing in this office, as everybody hopes and believes, you will gain high honor; and so much the higher, the greater the difficulties. Having had some experience in such affairs, I shall tell you, not in presumption but in affection, what I have learned about them.
How to carry out a commission faithfully is known to everybody who is good, but to carry it out adequately is the difficulty. He carries it out adequately who knows well the nature of the prince and of those who control him, and knows how to adapt himself to what makes easiest and clearest the way to a hearing, inasmuch as any difficult business, if one has the ear of the prince, becomes easy. And above all, a representative must strive to get reputation, which he does by striking actions which show him an able man and by being thought liberal and honest, not stingy and two,faced, and by not appearing to believe one thing and say another. This matter is very important; I know men who, through being clever and two,.. faced, have so completely lost the trust of a prince that they have never afterward been able to negotiate with him. And if, to be sure, sometimes you need to conceal a fact with words, do it in such a
way that it does not become known or, if it does become known, that you have a ready and quick defense. Alessandro Nasi gained great honor in France because he was thought a man of integrity; being thought the opposite brought great shame upon a certain other man. This behavior I believe will be easy for you because your nature commands you to act thus.
Great honor also comes to an ambassador from the reports he writes to those who send him. These reports are of three kinds: about things being negotiated; about things decided and finished; about things to be done; he must attempt to predict well the outcome of the last. Of these three, two are hard and one very easy; as to knowing things that have been done, most of the time they can easily be known-unless indeed two princes, for the injury of a third, make a league that must be kept secret until the right time for revealing it comes. This happened when France, the Pope, the Emperor and Spain formed the league of Cambrai, by which the Venetians were overthrown. Such decisions as this are very hard to learn about, and you have to use judgment and inference. To know well the dealings that are going on and to infer their outcome is also hard, because you can be helped merely with inference and judgment. Because courts always include different kinds of busybodies, alert to find out what is going on, you will profit by making all of them your friends, so that from each one you can learn something. The friendship of such men can be gained by pleasing them with banquets and entertainments; I have seen entertainments given in the houses of very serious men, who thus offer such fellows a reason for visiting them, so that they can talk with them, because what one of them doesn’t know another does, and much of the time they all
together know everything.
A man who wants others to tell him what they know must tell them what he knows, because the best means for getting information is to give it. Hence a city which wants her ambassador to be honored can do nothing better than to provide him abundantly with reports, because men who see that they can get something are eager to tell him what they know. Hence I urge you to urge the Eight, the Arch,. bishop and the secretaries to keep you informed on events in Italy even the slightest; if at Bologna, Siena or Perugia something strange happens, they are to inform you about it; and so much the more about the Pope, Rome, Lombardy or the Kingdom. To know these
ADVICE TO GIROLAMI
things, though they are remote from your business, is necessary and useful, for the reason I have given. Hence you should learn in this way the dealings that are going on. But since some of the things you pick up may be true and some false but probable, you need to weigh them in your judgment; from those that have most likeness to the truth you can profit, and the others you can neglect.
These things, then, well learned and better examined, will enable you to examine and consider the outcome of anything and to give your judgment on it as you write about it. And because to put your judgment in your own mouth would be offensive, you can use in such letters this method: first, tell about the affairs that are going on, the men who manage them, and the feelings by which they are moved; then use such words as these: ‘Considering, then, everything about which I have written, prudent men here judge that the out, come will be such and such.’1 This method, well handled, has in my days brought great honor to many ambassadors; also, badly handled, it has dishonored many. And I have seen some who, in order to make their letters richer in information, keep a daily record of what they learn; after eight or ten days they form it into a letter, selecting from the whole mass the part that seems most reasonable. I have seen also men prudent and experienced in embassies using this method: they put, at least once every two months, before the eyes of him who sends them the exact condition and situation of the city or the kingdom where they are representatives. When well handled, this device brings great honor to the writers and is of great value to the man receiving their letters, because he can more easily make plans when understanding matters in detail than when not under,,
standing them.
And that you may understand this matter exactly, I shall explain it better. You arrive in Spain, show your commission, your business; you write at once giving early notice of your arrival and of what you have laid before the Emperor and of his answer; you put off until later detailed letters on the affairs of the kingdom and the qualities of the prince, waiting until, after being there for some days, you have fuller knowledge of them. Further, you observe with great care the affairs of the Emperor and of the kingdom of Spain, and give a full account of them. Coming to details, I say that you are to observe
1. For Machiavelli’s own use of this method, many years before, see LEGATIONS 11. 40
below.
the nature of the man: whether he rules for himself or lets himself be ruled; whether he is stingy or liberal; whether he loves war or peace; whether fame or any other passion influences him; whether the people love him; whether he prefers to live in Spain or Flanders; what men he has about him who advise him and their leanings (that is, if they are inclined to get him into new enterprises or if they seek to enjoy the fortune of the present time) and how much control they have over him; whether he changes them or keeps them fixed; whether the King of France has friends among them; whether they can be bribed.
Then, too, it is well to consider the lords and barons who are most with him. How powerful are they? How well satisfied with him are they? If they should grow dissatisfied, how could they injure him if France bribed some of them? Learn also about his brother:2 How does the Emperor treat him? Is he popular there? Is he satisfied? Could he cause any dissension in that kingdom or in the Emperor’s other states? After that, learn the nature of the people, and whether that league which took up arms is entirely quieted or whether there is fear that it may rise up again, and whether France could build a fire under it. You should consider also the Emperor’s purpose: how well he understands Italian affairs; whether he covets the territory of Lombardy or intends to let the Sforzas enjoy it; whether he wants to come to Rome and when; how he feels about the Church; how much he trusts the Pope; how satisfied he is with him; if he comes into Italy, what good or what ill the Florentines can hope or fear.
All these things, well considered and well written up, will bring
you very great honor; but it is necessary to write about them not once only; every two or three months you must present them afresh with such skill (adding the latest events) that it may seem prudence and necessity, not presumption.
2. Ferdinand, who succeeded Charles Vas Emperor.
THE LEGATIONS
or
Official Missions for the Florentine Government
[Parts of dispatches dealing with Cesare Borgia]
[ The dispatches that Machiavelli wrote to his superiors at home when representing Florence abroad are greater in bulk than the HISTORY OF FLORENCE and the DISCOURSES together; they can hardly appear except in an exhaustive edition of his writings; moreover, they should be combined with the official letters from Florence to him and with other state papers of the age. Their value here is in showing the Secretary in the practical work that gave a basis to much in THE PRINCE, the DISCOURSES, and the HISTORY OF FLORENCE. But since those writings were produced after most of his public work had been done, they give what Milton calls its “efficacy and extraction.” Hence the official letters do not add to our knowledge of Machiavellian thought, though they reinforce it by supplying background. For example, Machiavelli’s acceptance of artillery as important in an army evident in the DISCOURSES and THE ART OF WAR-is emphasized by references to cannon in his official dispatches. Readers of Niccolo the thinker and dramatist should not forget Machiavelli the servitor and secretary of the Florentine state, representing her before dukes and princes.
I have selected,Jrom two of the LEGATIONS, matter on Cesare Borgia.
None of the dispatches is complete. Especially in the Roman letters, numer,, ous other topics appear, such as reports on the news from the disastrous French campaign on the Garigliano in the winter of 1503–1504. There is much of interest also in the reports on his missions to France and to the Emperor, as well as in those written near the end of Machiavelli’s life, when under the Medici he again took up his old pursuits. Quotations from some of these, in the notes to other writings, can be found through the index.
The dispatches are numbered as in the edition by Passerini and Milanesi, 1875; there are, therefore, many gaps in numbering.]
LEGATION 11. AN OFFICIAL MISSION TO DUKE VALENTINO [CESARE BORGIA] IN ROMAGNA
[All the dispatches are directed to the Ten of Liberty and Bal.fa]
11.5
7 October I 502 [8 Oct.] IO a.m.,1 from Imola.
. . . His Excellency Cesare Borgia said he had always wished alliance with Your Lordships, and that he had not attained it more through the malice of others than through cause of his own, saying that he was going to tell me in detail what he never had told anybody about his coming with his army to Florence. And he said that having taken Faenza and made an attempt on Bologna, the Orsini and Vitelli were at him, urging him to decide to return to Rome by way of Florence. This he refused because the Pope, by a Brief, in,. structed him otherwise. Vitellozzo,2 weeping, threw himself at his feet to beg him to take that road, promising him that he would not do any violence to the country or to the city. When he would not consent to this, they nevertheless kept at him with similar prayers, so that he yielded as to the coming, but under the condition that the country should not be injured and that the Medici should not be considered.
But still wishing to get some profit from his approach to Florence,
he determined within himself to try to make an alliance with Your Lordships, and to avail himself of that opportunity. This is proved by his saying little or nothing of the Medici in any of the parleys that were held-as the commissioners who dealt with him know and by his never allowing Piero to come into his camp. And many times, when he was at Campi, the Orsini and the Vitelli asked him for permission to attack either Florence or Pistoia, showing him possibilities for success. But he never consented; on the contrary, with a thousand declarations he made them understand that he would oppose them. After the truce was made, the Orsini and Vitelli felt that he had gained his own wish and not theirs, and that their march had been to his profit and their loss. As a result, they
1. I put in brackets information given in the dispatch on the date and hour of sending.
2. One of the Vitelli.
set about destroying the truce with lies and did all that damage in order to vex Your Lordships and upset the agreement. And never has he been able to make atonement to you, both because he cannot be everywhere and because Your Lordships have not made him the loan which had been arranged, or rather indicated. So the affair stood still up to last June, the time of the rebellion of Arezzo; about that he said he had never earlier heard anything, as he once told the Bishop of Volterra . . . . But he would have been glad if he had, because he would have thought it a good opportunity for winning your gratitude. At that time also nothing was done, either through the bad luck of both, or because your city was not in a position to treat and to decide on what would be for the good of each. This he said gave him much distress.3 Yet being inclined to benefit you, since he knew the King’s desire, he wrote and sent men speedily to Vitellozzo, so that he would withdraw from Arezzo. And not content with that, he went toward Citta. di Castello with his soldiers; and he could have taken Vitellozzo’s territory away from him, be,. cause the chief men of the city came to offer themselves to him. From this, he says, came the first anger of Vitellozzo and his re,. sentment. About the Orsini, he said he did not know the origin of their indignation ….
He added then that it was now time, if Your Lordships wished to be his allies, to make pledges, because without regard to the Orsini he could make alliance with you He does not see how
Your Lordships can turn away from a plan on which there is agreement by His Majesty the King and His Holiness Our Lord the Pope. He added that it would greatly please him, if Vitellozzo or any other should move toward his states, for you to have your soldiers appear near Bargo or on those frontiers, in order to give repute to his affairs . . . .
Although His Excellency, as you see, appears to wish that a treaty between you and him should be made quickly, he nonetheless, notwithstanding that I so dealt with him as to get from him some particulars, always kept his distance, and I never could get from him more than I have written.
Having heard on my arrival that in the territory of U rhino there had been some attempt at revolt, and His Excellency in the course of
3. I have omitted a negative that seems contrary to the meaning.
his talk having said that he was not worrying over the rebellion of that dukedom against him, I thought it a good thing in replying to ask him how those things were going. To which His Excellency answered: “My having been lenient and having paid little attention to those affairs has done me harm. As you know, in three days I conquered that dukedom, without pulling a hair from anybody’s head, except Messer Dolce and two others, who had acted against His Holiness Our Lord the Pope. On the contrary, what is more, I had many of those chief men put in high positions in that state. One of them received authority over certain walls I was having built in the castle of San Leo. Yet two days ago, under cover of bringing up a beam,4 he plotted a conspiracy with certain farmers of the country. Thus he has taken the castle and it is lost. Some say that in it they shout ‘Marco,'” some ‘Vitelli,’ some ‘Orsini,’ though as yet none of these has revealed himsel( Still I count that dukedom lost, being a state flabby and weak, and those men are discontented, since I have vexed them greatly with the soldiers; but I expect to provide for everything. And you can write to your Signors that they should consider their affairs carefully, and inform us quickly, because if the Duke of Urhino returns, and comes from Venice, it is not to their advantage, and less to ours; which means that we can have more faith in each other.” …
II.6
9 October 1502 [10 Oct.] 4 p.m., from Imola.
. . . His Excellency the Duke sent for me . . . and showed me a letter from Monseigneur d’ Arles, the Pope’s ambassador in France
… in which he wrote how much the King and Rauen incline to please him; and as soon as they understood his wish to have soldiers for the expedition against Bologna, they ordered Monsieur de Chau., mont at Milano to send the Duke, without making any objection, Monsieur de Lanques with three hundred lances, and if he were asked by the Duke, to go in person toward Parma with three hundred more lances …. AnHdis Excellency had me look at Arles’s signature . . . which I recognized on account of my experi… ence in France and in Florence …. AnHdis Excellency said:
For a fuller account, see A DESCRIPTION OF THE MErnoo USED BY DuKE VALENTINO.
That is, Saint Mark, as supporters of Venice against Duke Valentino.
“Now you see, Secretary, that this letter is written in answer to the question I asked about attacking Bologna, and you see how vigorous it is; imagine what I can get to defend myself from those men, the greater part of whom His Majesty the King believes are his violent enemies, because they have always tried to move chessmen in Italy for his injury. Believe me that this thing is to my advantage, and the Vitelli cannot reveal themselves at an hour when it will damage me less, nor can I, to strengthen my states, wish for a thing that will be more useful to me; because I shall know this time against whom I have to protect myself, and I shall recognize my friends. And if the Venetians reveal themselves in this matter, which I do not expect, I shall be the better pleased; nor could the King of France be more eager for it. I tell you this, and shall tell it to you on the day when it happens, so that you can write it to those Signors of yours, and they can see that I am not about to give up or to be without friends, among whom I wish to number Their Lordships, if they let me know soon; but if they do not do it now, I shall put them aside; if the water were up to my neck, I should not talk any more about friendship, even though it would always pain me to have a neighbor and not be able to do him good and receive it from him.” . . . And again he reminded me when I left him to remind Your Lordships that, if you remain neutral, you will lose under any conditions, but if you join with him you can win.
I cannot express with pen with how much show of love for you he spoke, and with how much justification of things past ….
Five days ago he reviewed six thousand infantry selected from his cities, which in two days he can get together He has as much
artillery, and in good order, as almost all the rest ofltaly On
the other side, we see his enemies armed and in a position to make a sudden conflagration, and these people are still all Romagnoles, and have not been very well treated because this lord has always shown more favor to his soldiers than to them ….
II.9
I 2 October I 502, from lmola.
. . . When I came into the presence of His Excellency, he said to me: “From all sides we have good news.” And he related to me how much had been offered him by the Venetians, … saying happily that this year there is a planet hostile to anyone who rebels ….
II.IO
I 3 October I 502, IO p.m., from Imola.
I have postponed sending my letters until this evening … in order better to satisfy Your Lordships about things here, and espe.. cially about the wish you express to know where this Lord is with his purpose, and what he is planning about you; but I have not been able to get out of His Excellency more than I have written …. Valentino’s secretary says that he does not know what agree.. ments can be made at present with Your Lordships, since this Lord is highly reputed, very fortunate, and accustomed to winning, and his prestige has increased since his employment as general,1 and yours has decreased; hence it is reasonable that the honor and position you give him should increase rather than decrease. And talking about his good fortune, he came, after his successive undertakings, to this last event, saying that His Excellency could not desire anything more to his advantage than that these movements should occur; the Orsini probably hoped that they could make every man rise up against His Excellency, but every man has changed and revealed that he is on the Duke’s side: Your Lordships have sent him an embassy, the Venetians have written to him, His Majesty the King has sent him soldiers. He added that a fortune as green as this was still worth reckoning on. I got nothing else out of him except the knowl..
edge that this Lord has his eyes turned on that employment as general.
I do not wish to neglect telling Your Lordships that that secre.. tary from Ferrara already mentioned, discussing with me the reason that makes the Duke go slowly, says he believes he has written about it to the Pope, and wishes in this matter to go forward in step with him. And I imagine that there can be two other reasons: either that he in no way wishes, until things are cleared up here, to cancel this engagement as general, and therefore he wishes to delay; or that he wishes to wait, before things go farther, until the future Gonfalonier is in the Palace-a law which has given so high a reputation to our city that nobody would believe it.2
I cannot and should not, Magnificent Signors, judge these things further; I shall merely continue to give you notice of them
1. By Florence.
2. Fiero Soderini was elected Gonfalonier for life on 20 Sept. 1502, and was to take office on 1 Nov. 1502.
126 LEGATIONS 11. 10, 13, 14, 19, 22, 24
from time to time, as they come about; and up to now, from the fourth day of the month, they have made this change that you know of; and the longer fair weather lasts, the harder it will be to work this ground . . . .
II.13
15 October I 502, from Imola.
. . . As to the postscript that Your Lordships write to me about temporizing, not committing you, and seeking to learn his purpose, I believe that up to now I have done the first two things, and on the third I have used my wits. About that, in mine of the thirteenth I wrote in full; not having got anything further since then, it seems to me useless to take the business up again. I do believe, however, that in addition to the other reasons that can make His Excellency stand waiting, there can be one other, and that is his wish to have you directed in this matter by France, since you appear to be waiting for that King’s approval ….
11.14
I 6 October I 502, from Imola.
. . . His Excellency this Lord, on receiving a letter … which reported the movement of the artillery and the soldiers of Vitellozzo, said to me, if I remember correctly: “Your Signors have had two reasons for hesitating about having those soldiers of theirs approach the frontiers of Vitellozzo: one is that they have awaited the decision of the King on their procedure about movements on this side of Tuscany; the other, the few soldiers they have and the many places they have to garrison. And because I greatly desire that time be saved and that those Signors of yours show me some favor, I am dealing in this way with their two reasons for hesitating. First, about the King, you can be sure that I am more certain than I am of death that His Majesty would like the whole Florentine populace to come in person to aid my cause; and about that they will see very soon a definite reply. As to the other, that they have few soldiers, write to those Signors of yours that if it would cause any inconvenience to take away some of those soldiers from where they are, I am ready to move in person to their assistance and to bear all the weight of the war. I do not ask that they do more than send to those places nearest Citta di Castello fifty or sixty cavalry and three or four
hundred conscripts, have two pieces of artillery taken there, and conscript in that region a man from each house, and have them reviewed, and so on.1 And about this I charge you to ask it from them with all the efficacy you can.”
These were almost his exact words, and I did not fail to show His Excellency the small number of our soldiers and your fears in taking them away. But he nevertheless has insisted that I write to you and ask. I had to promise, and I have done it apart from the ordinary letter, in order that without making this request by the Duke public, if you decide you can well comply, you can do so more cautiously, and send some conscripts toward Borgo and An.. ghiari, order some assemblies of soldiers, and other things that he asks, in whole or in part, under the pretext of being suspicious; and on the other side you can give him satisfaction here; indeed, for two you can say four, since this Lord cannot get sure information on it. I beg that Your Lordships will not impute this to me for advice or for presumption,2 but put it down to a natural affection that every man ought to have for his country ….
11.19
20 October 1502, from Imola.
. . . In this court, things to be kept silent are never mentioned to us, and are carried on with wonderful secrecy . . . .
11.22
21 October 1502, from Imola.
. . . Nothing new has happened here except that yesterday even.. ing there came Antonio da Venafro, the agent of Pandolfo Petrucci, and sent by the Orsini; and then he left today. I do not know what was discussed. I shall try to learn . . . .
11.24
23 October 1502 [24 Oct.], from lmola.
. . . His Excellency … said to me: “I have told you many times and this evening I tell you again that here we shall be in no need of aid. The French lances will be here soon, and likewise the northern
1. This display would impress Vitellozzo, making him think the Florentines were in alliance with the Duke.
2. Of trying to act as adviser without holding a suitable position.
128 LEGATIONS 11. 24, 27, 36, 39
infantry that I spoke of some days ago, and you see that I hire soldiers of my own every day, and likewise the Pope does not lack money for me, nor the King soldiers. I do not intend to be menacing in deeds or in words, except that perchance my enemies will have to repent of their treachery.” And beginning to talk of the Orsini, he said:
“They ha,v, e finally displayed against me the greatest treachery that ever was. . ..
Your Lordships know the words that this Lord uses; … con,.. sider now the person who is speaking, and judge of them with your usual prudence. As to the state of things here, the government of this Lord since I have been here has rested only on his good fortune the cause of which has been the firm opinion commonly held that the King of France would aid him with soldiers, and the Pope with money; then there is another thing that has worked for him no less than this one, namely, the sluggishness of his enemies in pressing him….
11.27
27 October 1502, from Imola.
. . . Anybody who examines the qualities of one side and the other recognizes this Lord as a man courageous, fortunate, and full of hope, favored by a pope and by a king, and injured by the other side [i.e., the Vitelli, etc.], not merely in a state that he hoped to con,.. quer, but in one that he had conquered. Those others are suspicious about their states; they were fearful of his greatness before they injured him, and now they are much more so, having done him this injury. And it does not appear how he can forgive the injury and those can abandon their fear, nor as a result how they can yield one to the other in the expedition against Bologna and in the Dukedom of Urbino. It is reasonable that they can agree only if they can act in union against a third, in such a way that neither the Duke nor the confederates will have to decrease their forces, but rather each of the parties will grow in reputation and profit. And if this should hap… pen, they can turn nowhere except against Your Lordships or against the Venetians. An expedition against Your Lordships is judged easier as to you, but harder as to the King; that against the Venetians easier as to the King, but harder as to them. The first would be more acceptable to this Duke, and the second more pleasing to the confederates. Nevertheless neither one nor the other
is believed in, but they are talked of as things possible. And so I do not meet a person competent to decide on the method of agreement between the parties. And anybody who does decide believes that this Duke will detach from the group some one of these confederates, and when he has defeated the others he will no longer need to fear them and can carry out his designs. I rather believe this, having heard something brief said on it by some of his chief ministers …. Now Your Lordships, knowing what is said here, can decide about it best, as much more prudent and of greater experience. I think it good to write you all I hear.
11.36
3 November I 502, from Imola.
. . . I have not tried to speak with the Duke, not having any… thing to tell him that is new, and the same things would bore him. You must recall that nobody speaks with him except three or four of his ministers and some foreigners who have to deal with him about matters of importance, and he does not come out of an antechamber except at eleven or twelve at night or later; for this reason there is no opportunity to speak with him ever, except through an audience appointed; and when he knows that a man brings him nothing but words, he never gives him an audience. This I have said that Your Lordships may not wonder at this decision of mine not to speak with him, and also may not wonder if in the future I write to you about not getting an audience.
11.39
8 November 1502, from lmola [first letter] .
. . . His Excellency said … : “What employment as general will those Signors give me ?” To this I answered that I did not know the intention of Your Lordships, but that up to now I was persuaded that His Excellency was turned rather to the idea of employing others. He answered: “What honor will your Signors give me, who make a profession of being a soldier, and am a friend of that government, and do not get employment from it? I do not believe that I deceive myself in this, when I believe I could serve it as well as any other.” Then he asked me how many men…at…arms Your Lordships reek., oned on keeping. I said I did not know your intention, but I believed you would expect to keep five hundred of them at least.
He asked me how many of them the Marquis had, and how many we had. I gave him the facts, and he on these words rose up, saying: “Then there is no place for me.” …
11.40
8 November 1502, from Imola [second letter].
It occurs to me … to report toYour Lordships a conversation I had with that friend who in past days, as I wrote, said to me that it was not a good thing that Your Lordships should have only a vague relation with this Duke, especially when you could arrange to form closer ties easily, since both of you had wishes and enemies. This same man last evening arranged to speak with me and said: “Secre… tary, at other times I have suggested to you that for your Signors to have only a vague relation with this Duke brings little profit to him and less to them, for this reason: the Duke, seeing himself left in the air by your Signors, will get a footing with others; and I wish to enlarge on this with you this evening, though I speak only for my… self, yet not altogether without foundation.
“This Lord knows very well that the Pope can die any day, and that he needs to think before his death of laying for himself some other foundation, if he intends to preserve the states he now has. His first foundation he is laying on the King of France; his second, on his own armies; and you see that already he has prepared nearly five hundred men…at,..arms and the same number of light cavalry, which in a few days will be ready. And because he judges that in time these two foundations may not suffice him, he is planning to make friends of his neighbors and of those who will be forced by necessity to defend him in order to defend themselves; these are the Florentines, the Bolognese, Mantua, and Ferrara.
“And beginning with the last, you see what friendship he has formed with Ferrara, because, besides the marriage of his sister with so large a dower, he has benefited, and is benefiting every day, her cardinal.1 As to Mantua, he is attempting to do two things: one, to make the brother of the Marquis a cardinal; two, to give the Duke oJ Ferrara’s daughter to the son of the Marquis; for the sake of the hat,2 the Marquis and his brother are to deposit forty thousand ducats, which then are to serve as the dower of the Duke’s daughter; these
1. Cardinal Ippolito d’Este.
2. The Cardinal’s hat.
things will bring results in all cases, and these are ties of nature that will preserve friendship. As to Bologna, he is carrying on some negotiations separate from the allies, which I see prospering; be., cause the Duke of Ferrara urges him; this Duke himself wishes it, and it is for the advantage of the Bentivogli. And indeed this lord was never so eager to possess Bologna as he was to make himself secure as to that state; and whenever this last comes about, he is going to be quiet. And so these four states, if they are united, because they are adjacent to each other and are armed, must be respected, and the King of France is inclined to strengthen them, being able to lay foundations on them.
“As to your Florentine Signors, three days ago I heard the Duke saying about them that he wished they would use his land freely and that he might use theirs, since they are allies of France as he is, and that he is never inclined to act against them in anything, even though not definitely agreed. But if there were a pledge, they would see what difference there is between his friendship and that of others. And to return to our topic, I tell you that keeping your relations vague causes more difficulty to your Signors than to this Duke, because, the Duke having on his side the King and those named earlier, and you having nobody but the King, your Signors will come to have more need for the Duke than the Duke for them. I do not say that for this reason the Duke will not be inclined to do them favors; yet if need comes upon them and he is not pledged, he will be able to do it or not to do it, as seems best to him.
“Now if you say to me, ‘What is to be done? Let us move on a bit to something specific,’ I shall answer that for your part you have two wounds, which, if you do not cure them, will make you gtow sick and perhaps die. One is Pisa, the other is Vitellozzo. And if you retake the first and destroy the second, wouldn’t it greatly benefit you ? And on the Duke’s part I tell you that for His Excellency it would be enough to be honored by you in his old engagement as general; this he values more than money and than anything else; and when you find a way for this, everything will be settled. And if you say, about Vitellozzo, that the Duke has made a bargain with the Orsini and with him, I answer you that their acceptance has not yet come, and the Duke would give the best city he has for it not to come, or for the truce never again to be discussed. Yet when the acceptance does come, where there are men there is a way, and it is
better to hear it and speak it than to write it. And in order that you may understand, this Duke must save part of the Orsini because, when the Pope dies, he will still need to have some friends in Rome. But of Vitellozzo he cannot hear any talk, on account of his being a poisonous serpent and the fire of Tuscany and ofltaly; and about this agreement that the Orsini are going to make, he has done every,, thing and is doing everything to upset it.
“I hope then that you will write to the Gonfalonier or to the Ten all that I have said, as well as another thing that I remind them of: namely, that it easily can happen that the King of France will order your Signors to carry out their agreement to make this Duke their general, and put their soldiers under his command, and they will be forced to do so, and with little good will. And therefore remind Their Lordships that the favor that has to be done, a man had better do of himself and with good will rather than without.” And he begged me that about speaking against Vitellozzo and other im,, portant things, I should manage this affair secretly. The presentation of this friend was long and of the nature that Your Excellencies understand.3
I replied briefly and only to those parts that were of importance.
I said first that this Lord acted prudently in arming himself and in finding allies. Second, I confessed to him that we greatly desired both to recover Pisa and to make sure of Vitellozzo, though we were not much concerned about him. Third, as to this Duke’s employment as general, I said to him, speaking always for myself only, that His Excellency was not to be judged as are some of the other rulers, who have only the carriage,4 in comparison with the state he holds; but one should discuss him as a new potentate in Italy, with whom it is more proper to make a league or an alliance than an agreement as general. And because alliances between rulers are maintained with arms, and those alone are what keep them in force, I said that Your Lordships would not believe that you could be secure when three,,quarters or three,,fifths of your arms were in the hands of the Duke. I did not say this because I did not judge the Duke to be a man of his word, but because I knew Your Lordships
For the .function of this obviously fictitious friend, see ADVICE TO RAFFAELLO GIROLAMI, above.
Seemingly proverbial for the trappings of rule without much beneath them.
were prudent and I realized that Signors should be cautious and never do anything in which they could be deceived.
As to the idea that the King of France could command Your Lordships, I said that there was no doubt that His Majesty could dispose of your city as of his own property; yet neither he nor any other could make you do what for you would be impossible ….
11.44
13 November 1502, from lmola.
. . . Your Lordships … should remember that I am dealing with a prince who manages things for himself; and if one is not going to write phantasies and dreams, one must verify things, and verifying them takes time; and I am trying to spend it and not to throw it away ….
He who waits for time when he has it is hunting for better bread than is made of wheat, and one doesn’t always find an oppor,. tunity prepared . . . .
Knowing the qualities of the Duke and the qualities of the others [the Orsini and Vitelli], I cannot believe that there can be any agree.. ment between them, but I can believe that the Duke may be able to detach some of them. And now things seem to be going along this road, because the Protonotary Bentivoglio is here, as I wrote before, and is negotiating an individual agreement with this Duke, and is about to conclude it; the Bentivogli can excuse themselves for this with the Allies on the ground that the latter have left them in a dangerous position; it will be their security that the King of France pledges to observe such an agreement. And this evening, when I was speaking with the Protonotary, he told me that if Your Lord.. ships would guarantee this agreement for both sides, after the King of France has guaranteed it, Your Lordships would be in condition
to go anywhere. The terms of that agreement I do not tell you, not having heard them so put as to satisfy me. If anybody answers that the Duke will find it hard not to fulfil his desire for Bologna, I reply, as I have written before, that he has learned he had better make a lasting alliance than take a city he cannot hold.
Moreover, the Orsini and Vitelli have made a gesture that is enough to make him wise even ifhe were not, and have shown him that he needs to try to keep what he has conquered rather than to conquer more. And the way to keep it is to continue to be armed
134 LEGATIONS 11. 44, 48, 50
with his own arms, to gain his subjects’ favor, and to make allies of his neighbors. That is his intention….
Atso the articles of agreement with the confederates, who have sent their ratification, as I wrote, this Lord has dispatched one of his men to the Orsini to see about bringing in the party of Messer Giovanni Bentivoglio; in this way he keeps them waiting. They are in the region of Fano and do not advance or retreat. So this part of the universal peace continues to be ambiguous, and he will come out ahead who knows best how to get support from the others, and he will get support who is strongest in men and in allies ….
The preparations that are being made here … are always con tinued and are hurried up, though they are slower than one might suppose they would need to be. And that Your Lordships may have fuller knowledge of the men on foot and on horseback that are here and that are expected, I am sending a list; but I send it according to what I have learned from many persons; since I cannot speak of what I have seen, I must have recourse to others.
The Duke is here and is not going to leave if Swiss do not come, who were expected this week, together with other French lances; they are expected every day. This Lord welcomes, as I have many times said, all the enemies of Pandolfo Petrucci, Gianpaulo Baglioni, Vitellozzo, and the Orsini….
11.48
16 November 1502, from Imola.
. . . Wheat sells here at the rate of forty soldi per staio by our measure, and a Messer Jacopo dal Borgo, Lieutenant in this city,
tells me that an inventory has been made of the wheat in this Lord’s territory, and the findings are that all these cities are short, some by one month’s supply, others by two, and that, with the addition of these foreign soldiers, there will be none too good living in this country, notwithstanding that this Lord may get supplies from else where. I give Your Lordships notice of this in order that you may see that nothing comes here from your territory.
A Messer Gabriello da Bergamo is now here; he brought money from Venice, and does a great deal of business. He showed me last evening a letter from Venice saying that they have news there of the return to Portugal from Calicut of four caravels laden with spices.
This news had caused a great drop in the price of their spices, which was a very serious loss to that city….
11.50
20 November 1502, 2 p.m., from Imola.
. . . Last evening I had a long talk with His Excellency . . . . In all my speech I was cautious in two ways: one, not to depart in the least from your instructions; the other, to use words that would not offend him . . . . I said to him that vague alliances carry no obligations and that times change; bad fortune and good fortune do not always find lodging in just one place; every day alliances are made where there is no question of employment as general; durable al,. liances are those that advantage both sides …. Finally … he said that if Your Lordships were satisfied with this vague alliance, he is satisfied, speaking here many loving words, etc. “If you wished to make the alliance closer, you knew his disposition.” I could not by any words that I used get out anything further….
OVfitellozzo and Gianpaolo he spoke very damagingly. And I said I had always thought of himself as the winner, and if the first day I had written down what I thought, and now he should read it, it would seem to him a prophecy. I brought up, among the various reasons influencing me, that he was one only and had to do with many, and it was easy to break such chains. He replied that he had broken them in actual fact and had already detached more than four. And speaking of Gianpaolo, he said to me that he bragged of being much in your favor. I answered that he was once our friend through having been our soldier and being a brave man, but that he had in this last business done us a bad turn. He said then: “I am going to tell you what your Signors do not know. Before he left Perugia and went to meet Vitellozzo in Arezzo, he wrote me a letter saying: ‘You know that I am opposed to Vitellozzo, and yet I should like to be with him in putting those Medici back in Florence, but I should not like to give the appearance of doing it for love of Vitellozzo. Therefore I beg you to write me a letter commanding me to enter upon this undertaking.’ I wrote it. Now I do not know
if it will be made a pretext for blaming me.” …
LEGATIONS 11. 52, 53, 56, 59
lI.52
22 November 1502, from Imola.
. . . I have not sought to have any audiences further with the Lord to speak to him again about the reasons that influenced Your Lordships not to discuss his employment as general because, since I think I am acquainted at close quarters with his nature, I do not want to annoy him about what he thinks he understands; which would be rather to put him off than to soften him. And therefore I shall wait until I am addressed about such a thing; and that will be according as time shall control things, which every day are of more import here rather than otherwise. I do not yet know that I can get audience easily, because here they live only to attend to their own profit and to what they think best, without showing any confidence in anybody else. Hence I shall not test the chain, ifl am not obliged to, and after I have done it once or twice, I shall not test further, notwithstanding that as yet I have nothing to complain of; yet I should not like to have to do so. Hence, reckoning everything, I strongly wish to have from Your Lordships permission to leave because, beyond seeing that I can do nothing of use to our city, I am getting into bad physical condition; two days ago I had a good deal of fever, and all the time I feel pretty much upset ….
lI.53
26 November 1502, from Imola.
. . . Two days ago a man came here from Urbino He
reports that certainly there is great terror among the people there even though they are very determined-and that this truce between the Orsini and Duke Valentino has troubled them greatly. And he tells that two days before he left, the Duke of U rhino assembled first the citizens and then the soldiers (and he says there are no soldiers there except Giovanni di Rossetto and two other captains, and they have some four hundred infantry). And he spoke (though to the groups separately) to quite the same effect to both, announcing that the agreement made between the Orsini and Duke Valentino was sure, and that one between the said Duke and Vitellozzo was far along, and he feared that it would be concluded; and on this matter he asked advice. The citizens replied that they intended to die with him. The soldiers, first having considered what force the Duke of
image
San Leo in 1957. (Marchini photograph)
image
U rhino could assemble, said that they could protect U rhino and San Leo for him all winter, if the whole world were against them. And so it was proclaimed that all the towns and cities of the state should be evacuated into these two places. And Giovanni di Rossetto sent into San Leo a brother of his with his wife and children. That man also reported how willingly at the beginning the Vitelleschi came to do damage to Duke Valentino, and how much harm they would have done if Lord Paolo Orsini had not held them back; and that six hundred only of Vitellozzo’s infantry defeated the Duke’s entire army at Fossombrone, where the Duke had one hundred men…at., arms and two hundred light cavalry, who all fled without putting a lance in rest; and in the whole time that they have been in the field there hasn’t been a penny in circulation. Yet this Lord from the calends of October to now has spent better than sixty thousand ducats, as Messer Alessandro his Treasurer declared and asserted to me less than two days ago. I have hastened to write this to Your Lordships, to let you see that when someone else is in an uncom., fortable position he does not spend less than you do, and is not better served by his soldiers than you are, and on the other hand, he who is armed well, and with his own arms, gets the same effects wherever he turns ….
11.56
28 November 1502, noon, from Imola.
. . . Two days ago there came here the President of the Circuit Court that Duke Valentino has set up in this state, who is Messer Antonio da Monte San Savino, a very learned man and of excellent character, and he resides at Cesena….
11.59
2 December 1502, from Imola [first letter of this date].
. . . This evening articles of agreement have been solemnly con., firmed and established between His Excellency this Prince and Messer Giovanni Bentivoglio. This news, because I think Your Lordships wish it, I send you by special messenger. In addition to the other benefits that our city can hope for from it, I perceive this one, not of low value, namely, that this Duke is now teaching him., self to restrain his desires, and perceives that Fortune does not grant
LEGATIONS 11. 59, 62, 72
him all of them. This will make him more receptive to any proposi; tion that Your Lordships may wish to present ….
II.62
6 December I 502, from Imola.
. . . Since I had been ten days without going in to speak with this Lord, and since these articles had been confirmed between His Excellency and the Bentivogli, I decided yesterday that it would not be unfitting to get an opportunity to speak with him; audience was granted me at once. Before I said anything, His Excellency said to me: “I have had a fancy for speaking with you for the last four or six days, because Lord Paolo Orsini, the last time he was here, told me that your Signors sent to him at U rhino two men with the message that if he or his son wished to make an agreement as general, they would give him a contract, if he would do something in your behalf in the affairs of Pisa.” Lord Paolo said he had not accepted because Your Lordships had not refrained from requiring him to act even against his Excellency.
I asked him if the Lord Paolo had told him the names of those
two men, and if he had shown him their letters of appointment, or if the Lord Paolo in the past had ever told him any lies.
He replied that he had not shown him any letters, and still less that he had not said who the men were, and that as to lies, he certainly had told him many. And so he ended the affair laughing, notwithstanding that in the beginning he had spoken of it with agi,. tation, seeming to believe it, and being pained by it . . . .
He said that for the present he would not dismiss any French, but that, when he had settled his affairs, he would not keep more than two hundred or two hundred and fifty lances, because the men were unendurable and destroyers of provinces, adding that whereas he planned to have four hundred and fifty French lances, he had more than six hundred of them, since all those who were with Monsieur de Chaumont at Parma had come a few at a time, having heard that here they could live for the love of God 1
1.The beggar’s formula.
11.72
14 December 1502, from Cesena.
. . . His Excellency the Duke, as I have said, is here with all the French army and his own, except those men who have been all this year at Pesaro, who have not moved from there; the army is quartered in this city and around it, and they live at their discretion-which means in their own way, and not in that of him who lodges them. Your Lordships can imagine how things are going, and how they have gone at Imola (where the Court has been for three months, and for two this entire army), which they have devoured to the stones. Truly that city, and all this country besides, has given proof of its fertility and of what it can bear. I say this to Your Lordships so that you may realize that the French, and all the other soldiers, are not different in Romagna from what they have been in Tuscany; and that there is neither better discipline nor less confusion here than there has been in other places where they have gone ….
There is no advantage in my staying here longer; and-speaking to Your Lordships with the fidelity with which I have always served you-it would, be much more beneficial for the agreement that has to be made with this Duke to send a man of high standing here instead of to Rome. The reason is this: in the agreement that will have to be made, you will have to satisfy the man here, and not the Pope; and therefore the things that are decided upon by the Pope may well be revoked by him; but the things that are decided upon by him will in no way be revoked by the Pope, unless he sees in it some advantage for himself, as happened in the affairs of Bologna. Moreover, since to negotiate the same thing in two places is dangerous, and therefore it has to be negotiated in one place, it would be better to negotiate it here rather than in Rome. Because for this I would not be and am not sufficient, on account of the need for a man with more discretion, more reputation than I have, and who understands the world better, I have all the time believed it would be a good thing to send here an ambassador-which would have gained as much from this Lord in all the things that needed to be dealt with as any other means that could have been used; everybody here thinks the same as I do. It is true that it would be necessary for him to come not lacking in plans, but decided in several matters; and so without doubt things would be settled, and soon.
In this matter I have earlier paid my debt, and I have not now wished to fail in it, because if the time that has gone by is long, it is not yet lost entirely; and Your Lordships will receive these words as I write them; and again I humbly beg you to furnish me with money and with my release ….
11.77
20 December 1502, IO p.m., from Cesena.
. . . Being this evening at court, I saw all the French officers in a body come to the Duke; and before they went in, they talked to,.. gether, and as I observed their gestures and actions, they seemed to me angry; and thinking that there might be something new of im,.. portance, as soon as they came out, in order to clarify my mind, I went to the house of the Baron di Bierra, with the appearance of visiting him on behalf of Your Lordships, saying that I had just had instructions from you to do so. After greeting me, he took me aside and said: “In two days we are going to leave here and return into the state of Milan; for so we have today had letters to do.” When I asked him the cause, he said he did not know, but that all the French were at the same time to leave and go back, and that day after tomorrow they would go away without fail . . . . He said that I could write it for certain to Your Lordships and in addition inform you that money has come to Milan for paying fifteen thousand infantry, who in a month will be assembled.
This thing so unexpected, as I have been able to see by their gestures, has turned the brains of this court upside down; and when it is made public I can write to you more fully how things go. Not being able to understand the cause of such a thing or its basis, I cannot judge it ….
Monsieur di Bierra, in his talk with me, said that he and the other officers had decided never to march any more anywhere with,.. out having with them men on foot, because with their present method they are not at all safe. And this he said because, as they think, they have received some injuries from the country people here, and have not been able to get from them the services they wanted. I have wished not to fail to write this, since it seems to me they are words worth noting.
The artillery has all been brought here, though before this news its dispatch to Fano had been ordered. I do not now know what
Valentino’s Army
will follow, because it seems reasonable on this unexpected event to make new plans . . . .
II.SI
23 December 1502, from Cesena.
. . . This departure of the French, as it has been sudden and unforeseen, has given and gives everybody something to say, and every man makes his castles in the air. From a reliable source nothing can be obtained that seems to anybody reasonable; yet I have not failed, in order to get the truth of it, in that diligence that is my duty …. I have been talking with Montison. He told me they were going because they had pity on that country and on the Duke, since he had no further need and the country was growing hostile to him, being burdened with so many soldiers.
I have talked with men important here. They have all told me that the Duke could no longer support them, and that if he kept them, he would be more distressed by the arms of his friends than by those of his enemies, and that without them the Duke had left enough soldiers for doing everything….
What at present this Lord wishes or is able to do is unknown, but he is not abandoning any plan made up to now. The artillery has gone ahead, and yesterday six hundred infantry came from Val di Lamana, and a thousand Swiss are at Faenza of those who so long have been expected; and fifteen hundred, including Swiss, Germans, and Gascons, he had already. It is said that the Duke is leaving when these holidays are over in the direction of Pesaro, as was said earlier. On the other hand, he has lost more than half of his forces and two.,thirds of his reputation, and it is believed that he will not be able to do many things that he gave signs of earlier and that were thought possible; and San Leo is in the hands of Duke Guidobaldo, and the other fortresses of that state of Urbino are destroyed ….
Messer Rimirro,1 who was the chief man of this Lord, returning yesterday from Pesaro, has been put by this Lord in a dungeon. There are guesses that he will sacrifice him to the people here, who have a very strong desire for it ….
1.Rimirro (or Remirro) de Oreo. See PRINCE 7.
II.82
26 December 1502, 4 p.m., from Cesena.
. . . As I have many times written to Your Lordships, this Lord is very secretive, and I do not believe that what he is going to do is known to anybody but himself. And his chief secretaries have many times asserted to me that he does not tell anything except when he orders it, and he orders it when necessity compels and when it is to be done, and not otherwise. Hence I beg that Your Lordships will excuse me and not impute it to my negligence if I do not satisfy Your Lordships with information, because most of the time I do not satisfy even myself ….
Messer Rimirro this morning was found in two pieces on the public square, where he still is; and all the people have been able to see him. Nobody feels sure of the cause of his death, except that so it has pleased the Prince, who shows that he can make and unmake men as he likes, according to their deserts.
[ For Duke Valentino’s most striking action between the date of the pre,,. ceding and of the following letter, see THE DESCRIPTION OF THE
METHOD USED BY DUKE VALENTINO IN KILLING VITELLOZZO VITELLI, etc.]
11.95
8 January I 502 [ 1503], from Assisi.
Duke Valentino exhibits a fortune unheard of, a courage and a confidence more than human that he can attain all his desires ….
LEGATION 13. AN OFFICIAL MISSION TO THE COURT OF ROME [THEPAPALCOURT]
[All the letters are directed to the Ten of Liberty and Balfa.]
13.10
30 October 1503, 9 p.m., from Rome.
. . . The Cardinals … go tomorrow into conclave; … and the belief that it must be San Piere in Vincula1 has so much increased that there are those who give odds of sixty to a hundred on him; and certainly he has much support among the cardinals, and he knows
1. The cardinal named after that church, later Pope Julius II.
how to gain them with the methods that are used. Yet Duke Valentino is much sought after by those who wish to be Pope, because of the Spanish cardinals who belong to his faction; hence many cardinals have gone to speak with him every day in the Castle. It is believed, therefore, that the Pope who is to be will be pledged to him, and he lives with this expectation that the new Pontiff will be of his faction.
Rauen has worked hard, and the cardinals who come into the palace are for the most part on his side. It is not clearly understood whether he goes in the direction of Vincula; if it should be so, the situation would need no debate . . . .
13.18
4 November 1503, from Rome.
. . . This Pontiff [Julius II] has been elected with very great good will, because, with the exception of three or four cardinals who themselves aspired to the papacy, all the others agreed on him, and Rouen has supported him without any reservation. It is said, as it has been said at other times, that the cause of this support has been that he has promised what has been asked of him; and therefore it is thought that in the fulfilment will lie the difficulty. To Duke Val… entino, of whom he has made more use than of any other, it is said that he has promised to restore all the territory of Romagna, and has granted him Ostia for his safety, where Mottino is under arms for him with two ships. The Duke is living in a palace in a place called Stanze N uove, where he has with him about forty of his chief re.., tainers. It is not known whether he is going to leave or to stay; it is said that he will take the road to Genoa, where he has the larger part of his money, and from there he will go to Lombardy, and raise soldiers, and will take the road to Romagna. And it seems that he may do so, since he still has in money two hundred thousand ducats or more, which are for the most part in the hands of Genoese mer.., chants. Others say he is not intending to leave Rome but to wait for the coronation of the Pope, who will make him Gonfalonier of Holy Church, according to the promises; with the reputation gained from that he can get back his territory. Others, not less prudent, think that this Pontiff, having for his election had need of the Duke, to whom he made big promises, can do nothing else than keep him expectant in this way; yet they fear, if the Duke does not adopt some
144 LEGATIONS 13. 18, 22
other plan than remaining in Rome, that he will be deceived, be. cause they know the natural hatred which His Holiness has always had for him; the Pope cannot so soon have forgotten the exile in which he spent ten years. Yet the Duke lets himself be carried away by that rash confidence of his, and believes that the words of another man are going to be surer than his own have been. He trusts that the pledge given in his marriage alliances is going to be kept, be. cause they say that the marriage between Fabio Orsini and Borgia’s sister has been confirmed, and that the Duke’s daughter is going to marry the son of the Prefect.1 I cannot say anything else about his affairs nor make up my mind about their necessary end. We must wait for Time, who is the father of Truth.
I omit telling Your Lordships about the other truces that have been made and the promises to barons and cardinals, because they all have fitted the desire of the asker. And Romolino has had the Segnatura of Justice, and Borgia the Penitenzieria, but it is not yet known whether they will take possession of them. Moreover, as has been said above, it seems that the Pope will as yet have to keep everybody waiting; but he cannot delay very long without making things plain, and showing to whom he must be and intends to be a friend ….
1.Francesco Maria della Rovere, Pope Julius’ nephew.
13.22
6 November 1503, from Rome.
. . . Because your [the Ten at Florence] letters contained the fall of Romagna and the purpose of the Venetians, and the state of affairs in that region, it seemed wise to the Monsignor ofVolterrar that I should go at once to the Pope and make known to him your advices; and so it seemed to the Cardinal of Rauen, who had heard them. I went to His Holiness and read him your letter. He said he believed that Dionigio di Naldo would favor Duke Valentino and not the Venetians, that the Duke of U rhino would be acting according to his own ideas and not according to those of the Venetians, that these affairs would take another form as soon as his election to the Papacy was known, that affairs are going as they are because it is not yet known, and that he would talk about them with the Cardinal of
1. Francesco Soderini, Cardinal of Volterra. Machiavelli uses the word Monsignor to indicate a cardinal.
Rouen. I left His Holiness and talked with Monsignor Ascanio, with San Giorgio and with San Severino, reminding them that now it is not a matter of the liberty of Tuscany, but of the liberty of the Church, and that the Pope would become the chaplain of the Venetians whenever they became greater than they now are, and that it was their duty to provide against it, because they would have to inherit it. We for our part were bringing it before them in time and offering what little we could. These cardinals seemed to wake up and promised to do everything.
I spoke also with the Duke and communicated to him these advices, since it seemed the thing to do, in order to see better his position and what is to be feared or hoped from him. In short, when he heard the news about the castellan of Imola and the attack of the Venetians near Faenza, he was agitated excessively, and com.. plained bitterly of Your Lordships. He said that you had always been his enemies and that he must complain of you and not of the Venetians-because you with a hundred men could have secured those states and you have not been willing to do it-and that he will try to make you the first to repent of it. Since Imola is lost, he does not intend further to assemble soldiers or to lose the rest in order to get back what he has lost. Moreover he does not intend to let you fool him any longer, but will abandon everything there which now is in the hands of the Venetians. He believes you soon will see your state ruined, and he is going to laugh over it. He said also that the French either will lose in the Kingdom or will be kept so busy that they cannot help you. And here he went on at length with words full of poison and anger.
I did not lack matter for an answer, nor would I have lacked words. Yet I used the method of trying to calm him down, and as skilfully as I could got away from him-which seemed to take a thousand years-and went to the Monsignors of Volterra and of Rouen, who were at table; because they were waiting for me with the answer, I told them everything in detail. Rouen was angry at the words he used and said: “God has not up to now left any sin unpunished, and he won’t leave so those of that fellow.” …
It seems, since the Duke keeps on raising soldiers-and those of his ministers whom I know tell me so-that he plans to go to Romagna in any event with as many men as he can. Now that the fortress of Imola has been lost, and this anger of his has resulted
from it, I do not know whether he will change his intention. At any rate, as to him, I cannot write anything further to Your Lord, ships. And about the affairs of Romagna, the Monsignor of Rouen and these other cardinals who attend to Italian affairs are intent on deciding one of two things, namely that the said cities of Romagna shall go or be put into the hands either of the Pope or of the King. If they will succeed, I do not know, but I believe they will make every effort in every way, and I do not see that they plan other measures.
13.23
7 November 1503, from Rome.
. . . After I spoke yesterday with the Duke, and left him in that anger that I wrote about to Your Excellencies, he sent for the Most Reverend Cardinal of Volterra, and today again sent for him, and on these two occasions when he spoke to him, and especially this last one, he said, in addition to many expected complaints, that he has letters of the fourth saying that the castellan of Imola was not killed but captured, and that the fortress and the town are held for him, and that Lord Ottaviano Fregoso had come against Imola with many people and had been repulsed. He said that Dionigi di Naldo was on his side and that the Venetians did not have soldiers of much account. It seemed to the Monsignor of Volterra that from such news he had gained a little hope of regaining these states. He complains about the French and about everybody; yet he expects the Pope to make him general of Holy Church, and believes that it will be announced at the Congregation in the morning. The Most Rev, erend Monsignor reminded him that to despair is useless; desperation comes back, generally, on the head of him who despairs. On the other side he encouraged his hope, and made good promises about Your Lordships. Now we must wait to see what will be done tomorrow by the Congregation, and if the Duke will succeed in getting that staff of office; and if he doesn’t succeed, what plans he will make. And about everything Your Lordships will be informed, and I should be glad to know how in all conditions I am to conduct myself with the said Duke, and ifhe is to be kept hoping, and how.
13.26
IO November 1503, from Rome.
In my last letters … I told the condition of the Duke’s affairs, and that he was hoping to be announced as general of Holy Church in the first Congregation. A Congregation was held yesterday, at which, as I find out, nothing was said about his business So
this is the Duke’s position, and wise men make the unfavorable guess that at the end he will come out badly, even though this Pontiff has always been considered a man of great fidelity. The said Duke is busy getting together men,at,,arms; and according to what has been said to me by some of his men, he has sent somebody into Lombardy to enlist infantry, so that with the people hired here, with
those infantry, and with the reputatio.n of being Gonfalonier and
general of Holy Church, he could go to retake his territories. Since he did not succeed in being made Gonfalonier in this first Congrega, tion, as he hoped, I do not know whether he will change his plan or will rely further on the belief that he will be chosen at last. I should be very glad to have from Your Lordships directions on how I am to conduct myself with the said Duke, because to bring him to that region by assuring him so that he will come seems here the proper thing; I do not know whether Your Lordships are of such an opm1on.
Recently the Monsignor of Volterra, together with many other cardinals, spoke to His Holiness the Pope about the affairs of Rom,, agna, and he says that he found in His Holiness a strong determina,, tion that they should not fall into the hands of the Venetians. He also says that, after many propositions and replies, His Sanctity said: “I have always been a friend to the Venetians, and I still am when they do not claim more than is proper; but when they try to take what belongs to the Church, I am going to use the utmost of my power to keep them from succeeding; and I shall stir up all the Christian princes against them.” Hence the said Most Reverend Monsignor feels certain that, in whatever concerns His Holiness, affairs will not go farther . . . .
13.28
IO November 1503, from Rome.
. . . The Duke of Romagna is getting people ready to leave, and he has obtained letters from the Most Reverend Cardinal of Volterra, from Rauen and from the Pope in his behalf and directed to Your Lordships. The said Duke has thought it a good thing that I too should write informing you that he is sending one of his own men to you to get a safe.,conduct, in the form that Your Lordships will see in the attached example. I have been asked to recommend this to Your Lordships and to beg you to use great haste. The man who spoke to me for him declares that the Duke feels confident that, if Your Lordships do not entirely give up, he will soon get those cities from the hands of the Venetians and block their intentions-so large is the sum of money that he still possesses.
13.30
11 November 1503, from Rome.
. . . He who considers things in Rome sees that here are trans,, acted the most important of all the affairs now going on. The first, and the most important, is the matter of France and Spain; the second, the affairs of Romagna; then there are the quarrels between the barons and Duke Valentino. Among all these factions the Pope is placed. Though he has been elected with high favor and high reputation, nevertheless, through having been in his position a short time and not yet having soldiers or money, and through having made everybody promises to gain his election, and everybody’s having willingly agreed to it, he can by no means shoulder any big under,, taking. On the contrary, he sees that he must take middle ground until time and the fluctuation of affairs force him to declare himself, after he is so well settled in his seat that he can join parties and under,, take actions as he pleases Atso the affairs of Romagna, on one
side the Venetians are pushing them; on the other you cry out; hence reason demands that they should afflict His Holiness, who is a man of courage and who wants the Church to expand and not to grow less in his time. Nevertheless, Your Lordships will understand from the above how he conducts himself, and you see that on one side he accepts the excuse of the Venetians, appearing to believe that they
are moved by their hatred for the Duke and not by their intention to act against the Church ….
There remains Valentino. Everybody believes that His Holiness does not naturally wish him any good. Nevertheless he continues to deal with him, for two reasons. First, he wishes to keep his own word, about which he is said to be very careful, and he has obliga,. tions to Duke Valentino, having to a great extent to thank him for the papacy. Second, His Holiness thinks that since he himself is without forces, this Duke is more able to resist the Venetians than anybody else. For that reason the Pope has urged the Duke to leave, and has written Briefs to Your Excellencies for passage and safe,.conduct, and given other assistance in his affairs . . . . I believe I have needed to say this in detail at present-since I feel the serious…. ness of what the mind of the Pope may plan, and what he may wish or be able to do, and what he may want you to do-to enable Your Lordships to understand him, and not to have other hope here. But it is necessary for you to think about other methods, such as supporting the Duke or making some other decision when he is there. And you can lay down this presupposition: the Pope is forced to be satisfied, in this situation and for the present, with whatever results in the affairs of Romagna, if only they do not get out of the power of the Church and her vicars.
The Duke sent for me today, and I found him otherwise dis, posed than I did on my other visit, which I reported in my letters of the sixth and seventh. He said many things which, being reduced into one, show that he wishes to stay here: he will not think on the past but merely about the common good; he will act to keep the Venetians from becoming masters of Romagna; the Pope is ready to aid him. He told me of the Briefs that had been written, and that Your Lordships needed to think on the matter too and give him some support; as to him you could rely on everything. I replied in general, and indicated that he could trust in Your Lordships.
I afterward spoke at length with Messer Alessandro Spannocchi
of France, who said to me that perhaps tonight somebody would be sent to you with the Pope’s Brief and with the letters they have had written by the Cardinal and myself in the matter of the safe,.conduct, and that they had no doubt about getting it. He said that the Duke was uncertain what to do, for he did not know whether he should go by land with his people, who are about four hundred cavalry and
the same number of infantry, or whether he should send his people by land and himself go by water to Livorno, and then join his people in your dominion, where he could speak with some citizens and settle his affairs with you; but he is unwilling to waste time, and would hope to find the documents drawn with discretion, and would not like to have to do anything other than sign them. He asks to be advised at Livorno that he would be received, if he should take that road. I answered that I would write to Your Lordships and encouraged him. So Your Lordships can think about it all and make up your minds, and take counsel and prepare to deal with him. Messer Alessandro told me that the Duke, in order to arrange and write a draft of the agreement he is to make with you, would have sent somebody, but he did not like to send a man of small reputation, and one of high reputation he cannot send with security; but when he is in a position to do it, he will send someone ….
13.33
13 November 1503, 7 p.m., from Rome.
. . . From my last letters you have learned the plans of the Duke, who is constantly busy raising soldiers both infantry and cavalry, in order to take the road to Romagna; I believe that to quite an extent he is waiting for your decision, and we here cannot treat or carry on any business, not knowing the purpose or the wish of Your Lord,, ships in this matter; I have many times asked for your judgment on it, but having had no reply, I am left hanging ….
13.35
14 November 1503, from Rome.
. . . The Cardinal of Volterra does not know whether the Duke will leave Rome, because he has found him inconstant, irresolute, and timid, and not standing firm in any decision-whether he is so by nature or because these blows from Fortune have stunned him, and, since he is unaccustomed to receive them, his mind is con,, fused ….
Two evenings ago, when I was in the rooms where Duke Val,, entino lodges, the Bolognese ambassadors came in, and among them was the Protonotary Bentivoglio; and they all went in to speak with the Duke and remained for more than an hour. So thinking that they might have made some agreement, I went today to see the
Protonotary Bentivoglio, with the pretext of visiting him. After some talk, having come to the affairs of the Duke, he told me they had gone to the Duke because summoned by him; and he had given them to understand that he would release them from the pledge made the year before, but when they got there and the notary had been summoned to draw up the contract, the Duke asked in return for such annulment of the pledge certain special assistance in his present affairs in Romagna. Since they would not give it, having no in-, structions for it, he on his side would not annul that pledge; so the affair remained unsettled. The Protonotary added that the Duke has made a false move, because he should have showed himself liberal in such an annulment and not have wished to take his stand on the agreement drawn up, because in any case they are not intending ever to give him a soldo. He told me also that, when he talked about such a thing with the Cardinal Euna, the Cardinal had said that he believed the Duke out of his mind: not knowing what he wanted to do, he was confused and irresolute. I asked him if they were going to aid him in anything. He replied that the entrance of the Venetians into Romagna was so important that, if to aid the Duke was the means for checking them, he believed his father1 and that state would be for helping him ….
1.Giovanni Bentivoglio, ruler of Bologna.
13.42
18 November 1503, 4 p.m., from Rome.
. . . It seemed good to the Most Reverend Monsignor of Vol-, terra that I should again be at the feet of the Pope and read him your letters, to see what further His Holiness might say, and also to tell him your opinion about the affairs of the Duke, and altogether to learn his intention about it . . . . I went into the business of the Duke and gave the reason why you had not granted him the safe., conduct. He said that was well enough and that he agreed with you about it; and he raised up his head.1 You can see from this-some., thing you were in doubt of before-that it seems to him a thousand years until he can get him out of his presence, and still the Duke is leaving, satisfied to such an extent with the Pope that he cannot complain about the keeping of his word; and yet if it happens that the Pope can employ him in the affairs of Romagna to his advantage,
1. His spirits seemed to improve.
he has not entirely closed the road to using him. But what you or any third person does against the Duke, he doesn’t care … and perhaps he believes that the Duke, when he sees himself abandoned by you, will have to yield to him the territory still in his hands, and he believes that if he succeeds in getting hold of some of those towns, he can get hold of the others easily ….
ThDeuke having had letters indicating that Your Lordships had not granted him the safe..-conduct, summoned me; hence, as soon as I had spoken with the Pope, I proceeded to him. His Lordship complained that his safo,conduct had been denied, saying that he had already sent on his cavalry, supposing they would be received in Your Lordships’ domain, and he himself wished to leave with the hope that the safe.-conduct would reach him after all, and he was not expecting this, and he cannot understand you, having on one side fear that those cities will get into the hands of the Venetians and on the other fear of closing the road to helpers, and by chance he might still be able to make a decision through which Your Lordships would be ruined. And though he knows that making peace with the Venetians would be dangerous, yet constraint might bring him to it, and he would get from them ex. cellent offers, which he might wish to accept, thus getting into such a position that he will injure you to the heart.
I answered that his safe.-conduct had not been refused, but that he had been given to understand that Your Lordships wished to know how they were going to live with His Lordship, and to come to an agreement with him and define the alliance, as is proper for two who wish to live with a good understanding and to have con. sideration for one another; and that Your Lordships were not in the habit of going rashly or hastily into any of your affairs, and would not begin now. And therefore it would be well for him to send an experienced person and one who understood his intention, and that he must believe that Your Lordships would not fail to do what would be of advantage to you and be good for your friends.
He replied that he was about to leave; he had sent on his soldiers and was planning to go by water, and he would be glad to be clear before leaving on what he could hope from you.
I replied that I would write this morning to Your Lordships by
the speediest way, and would give notice to Your Lordships that His Lordship had sent his soldiers and was dispatching a man, and
that he begged Your Lordships to be hospitable to the said soldiers. Meanwhile his man would appear and would talk with Your Lord…. ships; and I did not at all doubt that something of value could be decided, which his agent could make known to him wherever he was. He was in part satisfied, and answered that if Your Lordships should keep limping under him2-which would be clear in four or five days, as soon as this man of his could go and write-then he would come to an agreement with the Venetians and with the devil, and he would go to Pisa, and all the money and forces and friends
he had left he would employ in doing you harm.
The man he has decided shall come is a Messer Vanni, one of his favorites, and he should have left this morning; but it is noon, and I have not heard of his leaving; I do not know whether he has changed deliberately. The Duke too, as was agreed yesterday with Rouen, was to leave this morning and go by way of La Spezia, according to the first arrangement, and he plans to take with him in the ship and in his boats five hundred men in all, gentlemen3 and infantry; but up to this hour I have not heard that he has left. I do not know whether he will decide to wait until he assures himself to some extent of you.
I have assured the Duke in the way you see, only to give him a bit of hope, that he may not have to delay, and that the Pope will not therefore have to urge you to give him the safe,..conduct. Your Lord,. ships, when the Duke’s man comes, can treat him negligently, and conduct yourselves as you think best, considering the results both of cutting off the negotiation and of completing it. The cavalry have gone in your direction under Carlo Baglioni; there are a hundred men.1at…arms and two hundred and fifty light horsemen; Your Lord.1 ships will find out their nature; and if it seems good to Your Lord…. ships to act in such a way that they will turn back, you can do so. When I know Your Lordships’ mind, I shall proceed with the Duke according to your intention. Your Lordships will not fail to write if anything else is required ….
2.Figurative or semi–proverbial for vacillating.
3. CJ. PRINCE 7 for the Roman gentlemen who abandoned the Orsini for the Duke.
154
LEGATIONS 13. 44, 46, 49
13.44
19 November 1503, from Rome.
. . . Duke Valentino, to the pleasure of all this city, … has lefi for Ostia, and two or three days ago he sent his people by land in your direction; he says there are about seven hundred cavalry. When the weather is right, he will embark with four or five hundred per…. sons, to go by way of La Spezia, as he has agreed here, and then to go by that road I mentioned in mine of the fourteenth. Yet there is reason to fear that he has been vexed by the actions of Your Lord…. ships and that he intends to disembark at Pisa, as he hinted to me the last time I talked with him, in the way I explained to Your Lord…. ships in yesterday’s letter. What makes me suspect it is that he has not said a word to me about the man we agreed he should send there, as we engaged he should, because he needed to have letters and documents for his security; hence I suspect that he does not intend to have any more dealings with you ….
13.46
20 November 1503, from Rome [second letter] .
. . . All the favors that the Pope, Rouen, and those here have done Valentino have been in order that he may go away, the sooner, the better. And therefore Your Lordships have the field clear for deciding without any hesitation what is for your advantage. And again I say that if because of some recent happening Your Lordships think you should aid him, you can change, though the Pope will like it better if he can give him a shove, as soon as his situation is such as I have mentioned The Duke himself is at Ostia, and
is waiting for weather to go to La Spezia. He will occupy five vessels, and will have with him five hundred persons; nobody knows whether he has left yet. Perhaps he will leave tonight, if the weather is favorable. He has sent his men….at arms by land in your direction,
though from the Sienese and Gianpaolo Baglioni he has had no other pledge than from Your Lordships. Hence, everybody here laughs about his affairs. We shall see where the wind will carry him and how his soldiers will come out, and in the same way what Your Lordships decide ….
13.49
21 November 1503, from Rome.
. . . The Pope . . . sent again for the Monsignor of Volterra and told him that last night he had not been able to sleep on account of these affairs ofFaenza and Romagna, and that he had considered whether it would be a good thing to test Duke Valentino again, to see whether he would put in His Holiness’ hands the castle of ForB and the other strongholds and places that he still holds in Romagna, with the promise that they would be restored-thinking it would be better to have the Duke rather than the Venetians in them; then he asked the said Monsignor of Volterra whether he would undertake the business of going to Ostia to see the Duke, to make this agree… ment. The Most Reverend Monsignor consented to do everything that His Holiness wished; but the Pope hesitated about saying he had decided on this, and charged him meanwhile to talk with Rouen, and see in what direction he had turned, and how he was inclined in these affairs. This plan-that Valentino should put these towns in the Pope’s hands, with the promise that he should have them again-was considered many days ago, and the Duke acqui.., esced; but the Pope would not consent to it, saying he was not going to break his word to anybody; not being satisfied that Valentino should be lord there, he would not consider the plan. Now he has gone over to it, if he does not change his purpose, forced by those necessities you know of, for he believes this defense the strongest there is and the most easily excused to the Venetians, since he does not think it to his advantage to reveal himself as their enemy.
Still again the Most Reverend Monsignor of Volterra was sum… moned by His Holiness at the dinner hour, was kept to dine, remained with His Blessedness until nearly midnight. And the aforesaid Monsignor told me that the Pope had sent a messenger to Ostia to see whether Duke Valentino had left, and if he had not left to have him wait, and tomorrow early the Monsignor will go to see him; on his return we shall know the agreement he has made. But if he has left, we shall have to stop thinking about this expedient ….
r3.56
23 November 1503, from Rome.
. . . It is six p.m., and since the Most Reverend Monsignor has not yet returned, I believe he will delay until tomorrow. But I do not want to miss telling Your Lordships what is said publicly; and I write it because I have heard it from a responsible man, one who easily can know the truth. This is that early this morning a mes, senger came to the Pope, sent by those cardinals who went to the Duke, who announced to him that the Duke would not put the castle1 in the Pope’s hands. His Holiness, angered at their report, sent to arrest the said Duke, to have him held as his prisoner, and wrote at once to Perugia and to Siena, giving instructions in both places that those soldiers of the Duke who had gone in your direction should be plundered. I do not know whether this is true; we shall find out on the coming of the Most Reverend Monsignor, and Your Lordships will be fully informed.
1. Apparently that of Forli.
r3.57
24 November 1503, from Rome.
. . . Since the Duke did not wish to agree to give up those cities, the Pope has had him arrested; … it appears that the Pope is determined to have those towns and to make sure of the Duke’s person. This Duke now is in the Pope’s power, because he is on the King’s galleys commanded by Mottino. Nobody thinks that any harm will be done him at present, and it is not known for certain that the Pope has sent to plunder his soldiers who have gone by land, but it is believed that nature will act for itself, since they have gone into that region without safe,conducts . . . .
13.6r
26 November r503, from Rome.
. . . It is not yet known whether the Duke is still on the ships at Ostia or whether he has been made to come here. It was talked of today in various ways. True it is that one man has told me that when last night at eight o’clock he was in the Pope’s chamber, two men came from Ostia; at once everybody was excused from the chamber, but when he was in the other room he overheard that they
carried news that the Duke had been thrown into the Tiber as the Pope had commanded. I do not confirm it and I do not deny it. I do believe, if it has not happened, it will. So we see that this Pope is already paying his debts very honorably, and that he cancels them with the cotton of the inkstand.1 Nonetheless, everybody invokes blessings on his hands, and will so much the more, the further he goes onward. Now that Valentino is arrested, whether he is alive or dead, one can act without thinking further about his affair.
1. Apparently proverbial; the meaning is to be inferred from the context.
13.62
27 November 1503, from Rome.
. . . Of the Duke … I know only that he is at Ostia in the Pope’s power. I am told that last night Messer Gabriello returned from Fano and Messer Michele Romolino from Ostia. And they had settled things with the said Duke, that is, that he should give the fortress into the Pope’s hands by treaty, and that the Pope should give him some recompense ….
13.64
28 November 1503, from Rome [ first letter].
. . . Last night the Pope’s entire guard went to Ostia to bring Duke Valentino here, as some say; according to others they went not merely to bring him but to make surer of him, because the night before word came to the Pope that he had retired to some galleons with his people, and if forces were not sent there, he would leave. That was the reason why he had the guard ride off; … it is 6 p.m., and they have not yet returned. It was said in Rome today that he escaped; yet this evening it is said that they have him in their hands. However it may be, we shall know better tomorrow; and at any rate we see that this Pope is dealing with him a Jerri puliti 1 Wsee
that his sins have little by little brought him to penitence. May God grant that it come out the better! …
Yesterday one of those men returned whom in the beginning the Pope sent into Romagna; he reports that the Church has a very small party in lmola and in Forli, because they fear to be put back
1. Apparently proverbial. With polished tools, deftly and vigorously.
under Madonna;2 in Imola the people want the Duke, and the castellan of Forli is going to fortify himself, and will keep his fidelity to the Duke as long as he lives. This account angered the Pope ….
2.The Lady of Forlt, Caterina Sforza. See the Index.
13.67
29 November 1503, from Rome.
. . . The guard returned from Ostia today at 4 p.m.; Duke Val.. entino was brought at that hour on a galleon to San Paolo two miles from here, and it is believed that tonight he will be brought back to Rome. What then will be done will be learned day by day. At least, Your Lordships will no longer need to imagine where he is going to disembark; the infantry he led away have returned to Rome a few at a time; the gentlemen he took with him will have to go back to their homes; and Don Michele and the other people who went in your direction cannot accomplish much ….
13.68
30 November 1503, from Rome.
. . . It seems that the Pope does not yet treat Duke Valentino as a prisoner for life, and he has had him go to Magliano, where he is under guard; it is a place seven miles from here. So the Pope con.. tinues to soften him, and attempts to get the countersigns from him through agreement, so that it will not be learned that he has been forced to give them up, lest the castellans, in the belief that the Duke had been forced, make some trouble about turning over the castles to anybody except the Pope;1 and therefore he wishes to have the countersigns by agreement, as I have said. And such an agreement will be under the condition that the Pope will have those fortresses, and the Duke then can go free. Certainly this condition will be laid down, and perhaps there will be discussion of some compen.. sation, or a promise of restitution after a time. What will happen I do not know, and I cannot form a good judgment, because these affairs of the Duke, since I have been here, have gone through a thousand changes. True it is that they have always gone down ….
1.The texts give Pope. The sense seems to require Duke.
13.70
I December 1503, from Rome [a postscript].
I forgot to tell Your Lordships that Duke Valentino is in the Palace, where he was brought this morning, and he has been put in the chamber of the Treasurer ….
13.72
2 December 1503, 9 p.m., from Rome [second letter].
. . . I found that the Most Reverend Monsignor of Volterra and the Pope … had got the countersigns of the fortresses of Romagna from Duke Valentino, and ordered that this evening or early to,. morrow morning Messer Pietro d’Oviedo, as a man for the Duke, and another man for the Pope should go with the said countersigns to Romagna, by way of Florence ….
Duke Valentino has been taken from the chamber of the Treas,. urer and is in the chamber of Rouen, and wants to go through Florence with the said Rauen Rouen has taken him into his
chamber unwillingly, and more unwillingly will take him with him; as to receiving him, he has consented in order to satisfy the Pope. But as to taking him with him, perhaps they will not agree. And then if the Pope wishes, before the Duke leaves, to have those fortresses in his hands, and Rauen is ready to leave, they cannot be turned over in time. And so one doesn’t know how to predict what end it will have ….
13.74
3 December 1503, from Rome.
I wrote yesterday . . . that Pietro d’ Oviedo, with the agent of the Pope, was going to leave this morning to pass through Florence with the countersigns of the fortresses. Your Lordships should know that he has not yet gone. The reason is that, because the Pope has treated with the Duke about this surrender of the fortresses in a friendly way, the said Duke stands firm and wants to have securities and to look at it minutely; and the Pope does not want to compel him as yet. The securities he asks are that Rouen promise him, and subscribe with his hand, all that the Pope says he is going to do, in short, act as the Pope’s bondsman for his promise. This Rouen up to now refuses, and nobody believes that he will promise in any way, or on any
LEGATIONS 13. 74, 84, 88
account; and so this thing has been debated all today, and in short it is thought that tomorrow, without other promise by Rouen, Messer Pietro will be on the way with the countersigns. So it seems that this Duke little by little is slipping into his grave ….
13.84
9 December 1503, from Rome.
. . . Duke Valentino remains in part of those rooms that were occupied in the Palace by the said Rauen, and last night he was guarded by the Pope’s men. It is believed that to avoid this an,, noyance the Pope will put him in the Castle, although many rumors are spread, as that the Pope has promised Rouen to let the Duke go as soon as he gets possession of those fortresses . . . .
13.88
14 December 1503, from Rome [postscript] .
. . . Duke Valentino is where I have ear1ier said he is. Let me remind Your Excellencies that if you wish to proceed against him, you should send an order to whomever you wish, with authority to substitute lawyers, etc.
ON THE METHOD OF DEALING WITH THE REBELLIOUS PEQ.., PLES OF THE VALDICHIANA
[A selection]
[ This fragment is usually assigned to the year 1503 because of its subject. But what Florentine body could Niccolo have addressed in such terms? Because of its affinities with the fictitious speeches of the HISTORY OF FLORENCE, this address may be considered as written for the book planned to deal with the events in Valdichiana in 1503; in connection with these, Machiavelli wrote official letters {Canestrini, SCRITTI INEDITI DI MACHIAVELLI, 1857,
pp. 29.,39). Some twenty years later, looking back on the mistakes of Florentine government, Machiavelli as historian put in the mouth of some prominent citizen a fictitious speech urging a wiser policy. The fragment is, then, dated in the 152o’s.
Much of the material had already been more briefly used in the Dis., COURSES 2. 23. The section on Cesare, which has some air of composition after the fact, is, then, among Machiavelli’s last formal references to that adventurer.]
… Anybody who has observed the Duke [Cesare Borgia, Duke Valentino] sees that, in maintaining the states he holds, never has he planned to lay his foundation on Italian friendships, always having put a low value on the Venetians, and on you a lower one. If this is true, it follows that he thinks of building himself so large a state in Italy that it will make him safe by himself and that it will make his friendship desirable to any other ruler. And if this is his purpose, we may suppose that he looks forward to the rule of Tuscany as closest by the other states he possesses and fit to form a kingdom along with them; that he has made this plan we conclude necessarily both from the things already said, and from his ambition, and from his having played along with you about the agreement and never having been willing to settle anything with you. We have left only to see if the time is suited for giving effect to these plans of his. I remember
Valdichiana
having heard the Cardinal de’Soderini say that among the reasons for praise permitting anyone to call the Pope and the Duke great was this: they are men who recognize the right time and know how to use it very well. This opinion is confirmed by our experience of the things they have carried through when they had an opportunity. And if you are to debate whether this is a time opportune and safe for them to put pressure on you, I should say not. But considering that the Duke cannot wait for a sure thing, little time being left him by the short span of life remaining to the Pope, he must use the first opportunity that offers itself, and entrust a good part of his cause to Fortune. At present in two ways opportunity can come to the Duke for hoping to conquer you, etc.1
1. For this sentence, with which the manuscript breaks off, see Tommasini, VITA DI
MACHIAVELLI, 1. 66z.
A DESCRIPTION OF THE METH; OD USED BY DUKE VALENTI; NO IN KILLING VITELLOZZO VITELLI, OLIVER.OTTO DA FER.; MO, AND OTHERS
[The last event mentioned in this work, the execution of Pagolo Orsini and the Duke of Gravina Orsini, took place on 18 January 1503. Since Machiavelli was at the court of Duke Valentino from 7 October to 18 Tanuary, he may be called an eyewitness of the events he narrates. He wrote almost daily reports to the Florentine government; a selection from them is given above. The present description is generally supposed later than the reports. Its literary quality (noticed by Roberto Ridolfi in his VITA DI NICCOLO MACHIAVELLI, Rome, 1954, second edition, p. 98) suggests that it was intended for the HISTORY OF FLORENCE; if so,its composition
{alls in the 152o’s.]
BY THIS TIME DUKE VALENTINO HAD RETURNED FROM
Lombardy, where he had gone to clear himself with Louis the King of France from many charges laid against him by the Florentines as the result of the rebellion of Arezzo and the other towns of V aldi,.. chiana,1 and had reached Imola. There he was intending to halt with his army and carry out his design against Messer Giovanni Bentivoglio, despot in Bologna, because he planned to bring that city into his power and to make her head of his dukedom of Romag,.. na. When the Vitelli and the Orsini and their followers learned this, they felt that the Duke was getting too powerful and that they might well fear, when he had conquered Bologna, that he would try to destroy them in order to be the only armed man in Italy.
And on this subject they held a council at Magione, in the ter,..
ritory of Perugia, at which appeared the Cardinal, Pagolo, and the
1. On 9 August 1502, Machiavelli wrote to Antonio Giacomini: “Valentino has comt to court and is trying to justify himself with the King and put blame on Vitellozzo.” On 11 September, he alludes to the return of Valentino ( Canestrini, ScRITII INEDITI DI MAcHW VELLI, 1857, pp. 2J, 36).
CESARE BORGIA AT SINIGAGLIA
Duke of Gravina Orsini, Vitellozzo Vitelli, Oliverotto da Fermo, Gianpagolo BagUoni the ruler of Perugia, and Messer Antonio da Venafro, sent by Pandolfo Petrucci lord of Siena; there they dis… cussed the greatness of the Duke and his purpose, and their need to bridle his ambition; otherwise there was danger that with others they would be destroyed. So they determined not to desert the Bentivogli and to try to win over the Florentines; hence to the two cities they sent their agents, promising aid to one and encouraging the other to unite with them against the common enemy.
This council was at once reported throughout Italy, so that the peoples who were unhappy under the Duke’s rule, among them the citizens of U rhino, formed hopes of making a change in affairs. While their intentions were thus uncertain, some men from U rhino made a plan for seizing the fortress of San Leo, held by the Duke’s forces. They took the following opportunity.2 The castellan was strengthening the fortress and had brought there some carpenters. So the conspirators arranged that some beams that were being dragged into the castle should be left on the bridge, which, being thus encumbered, could not be raised by the garrison. On this opportunity, the conspirators, fully armed, rushed over the bridge into the castle. As a result of this capture, as soon as it was known, all that state rebelled and summoned back the old Duke, taking hope not so much from the seizure of the castle as from the council at Magione, which gave them hope of assistance.
Those who had taken part in the council, learning of the rebellion at Urbino, decided that they should not lose the opportunity. So gathering their soldiers, they moved forward to assail any city in that territory which had been left in the Duke’s power. And again they sent to Florence to urge that republic to decide to join them in putting out this general fire, demonstrating the plan that had been carried out, and that they had an opportunity such that they could not expect another. But the Florentines, because of their hatred against the Vitelli and the Orsini for various reasons, not merely did not join them but sent Niccolo Machiavelli, their secretary, to offer the Duke asylum and aid against these new enemies of his.
The Duke was then in Imola, in great fear, because suddenly and against all his expectations, since his soldiers had become hostile to him, war was upon him and he was unarmed. But regaining
2. Machiavelli learned of this from Cesare himself {LEGATION 11, 8 Oct. 1502).
A Treaty with the Vitelli and Orsini
courage on the offer of the Florentines, he decided to protract the war with the few soldiers he had and with negotiations for truce, and meanwhile to obtain help. That he obtained in two ways, partly by sending to the King of France for soldiers, and partly by hiring some men.1at,,arms and anybody else who in any way could serve on horse,, back; and to all he gave money.
In spite of this, his enemies advanced and came toward Fossom,, brone, where some of the Duke’s soldiers had gathered; these were defeated by the Vitelli and the Orsini. This news caused the Duke to turn entirely to seeing if he could settle this rebellion with negotia, tions for an agreement. And being a very skilful dissembler, he did not fail in any effort to make them think that they had moved their troops against a man who intended what he took to become theirs, and that it was enough for him to have the title of prince, but that he intended the princedom to be theirs. And he so far convinced them that they sent Lord Pagolo to him to negotiate an agreement, and halted their:army. But the Duke did not at all halt his own prepara,, tions, and with the utmost haste kept increasing the number of his cavalry and infantry; and in order that his preparations might not be evident, he scattered his soldiers through all the towns of Romagna. Meanwhile fiv(hundred French lances came to him.3 Although he was now so strong that he could in open war revenge himself on his enemies, nevertheless he decided that to deceive them would be a more secure and profitable method and that he therefore would not stop the negotiations for an agreement. And he so labored at the matter that he did make a peace treaty with them, in which he con,, firmed their old military contracts; he gave them four thousand ducats at that time; he promised not to injure the Bentivogli and formed a marriage alliance with Messer Giovanni; and in addition he relin.1 quished all right to require them to come into his presence more than they wished to. On their side, they promised to restore to him the dukedom of Urbino and all the other regions they had occupied, to aid him in all his expeditions, and not to engage in any war or take any military employment without his permission.
After this agreement was made, Guidobaldo Duke of U rhino again Aed and returned to Venice, first securing the destruction of all the fortresses in his state because, trusting in the people, he did not
A lance consisted of a heavy,.armed horseman and several other men, some of them light,. armed cavalry. The French sent perhaps twenty,1ive hundred men.
wish the enemy to possess fortresses which he knew he could not defend, and through them to hold his friends in check. But Duke Valentino, after making this treaty and scattering his soldiers through,, out the Romagna with the French men,-at,,arms, at the beginning of November left Imola and went to Cesena. There he remained many days to negotiate with men sent by the Vitelli and Orsini, who were with their soldiers in the dukedom of U rhino, where a campaign was again to be carried on. When the negotiations produced nothing, Liverotto da Fermo was sent to make him an offer: if he wished to carry on a campaign in Tuscany, they were ready for it; if not, they would besiege Sinigaglia. The Duke replied that he would not begin war in Tuscany because the Florentines were his friends, but that he would be much pleased if they went to Sinigaglia. As a result, not many days later he received a dispatch that Sinigaglia had surrendered to them but that the castle had not con,, sented to surrender, because the castellan was determined to give it to the Duke in person and to no one else; hence they urged him to come to the city. To the Duke the opportunity seemed good and not such as to rouse suspicion, since he was invited by them and was not going of himsel( To reassure them further, he dismissed all his French soldiers, who returned to Lombardy, except a hundred lances under Monsignor di Ciandales his brother,-in,-law. So leaving Cesena about the middle of December, he went to Fano, where with all the crafty and prudent words he could use, he persuaded the Vitelli and the Orsini to wait for him in Sinigaglia, showing them that such timidity could not make their agreement either reliable or lasting, and that he was a man who wished to avail himself of the weapons and the counsels of his friends. And though Vitellozzo was very reluctant, and the death of his brother had taught him that one ought not to injure a prince and then trust him,4 nonetheless, persuaded by Paulo Orsini, whom the Duke had bribed with gifts
and promises, he agreed to wait for him.
So the Duke, on the evening (which was the thirtieth day of December, 1502) before he was going to leave Fano, revealed his intention to eight of his most trusted followers, among whom were
4. Evidently the word prince here refers to the city of Florence. In the FIRST DECENNALE 229, Machiavelli speaks of Pagolo Vitelli’s deceit, and in an official letter to the Commissioners in charge of the war against Pisa, of his perfidy ( 27 Oct. 1499, in Canestrini, SCRITTI lNEDITI DI MACHIAVELLI 119). Pagolo was executed by the Florentines.
Don Michele and Monsignor d’Euna, who was later Cardinal, and charged them that as soon as Vitellozzo, Pagolo Orsini, the Duke of Gravina, and Oliverotto met him, that each two of them should put between them one of the others (giving in charge a certain man to certain men), and should take care of them until they were inside Sinigaglia, and should not let them go until they had come to his quarters and were arrested. He ordered also that all his soldiers, both mounted and on foot, who were more than two thousand cavalry and ten thousand infantry, should be at daybreak the next morning at the Metaurus, a river five miles from Fano, where they were to wait for him in person. Being then on the last day ofDecem, ber on the Metaurus with these soldiers, he sent riding ahead about five hundred cavalry; next he set in motion all the infantry, and after them he went in person with all the rest of the men,at,arms.
Fano and Sinigaglia are two cities of the Marches situated on the shore of the Adriatic Sea, fifteen miles apart, so that he who goes toward Sinigaglia has on his right hand the mountains, the bases of which sometimes are so close to the sea that between them and the water there is very little space, and where they give most room, the distance does not reach two miles. The city of Sinigaglia stands little farther than a bowshot from the bases of these mountains, and from the sea is distant less than a mile.5 Close to this city runs a little river, which washes that part of its walls that looks toward Fano. The road, until it gets close to Sinigaglia, runs for a large part of the journey alongside the mountains, and when it gets to the river that flows by Sinigaglia, it turns to the left along the bank until, having covered a bowshot, it comes to a bridge that crosses the river and almost connects with the gate that leads into Sinigaglia, not by a straight line but diagonally. In front of the gate, outside the wall, is a group of houses with a public square which on one side is bounded by the embankment’·’of the river.
The Vitelli and Orsini, having thus determined to await the Duke and in person to do him honor, in order to make room for his soldiers, withdrew theirs into certain towns six miles distant from Sinigaglia, and left in Sinigaglia only Liverotto with his force, amounting to a thousand infantry and a hundred and fifty cavalry, who were lodged in those houses outside the wall of which I spoke
Sinigaglia at present {as apparently in Machiavelli’s time) is much less than a mile from the sea; in fact, it is on the sea.
above. The state of things being thus, Duke Valentino came toward Sinigaglia, and when the cavalry reached the bridge, they did not pass, but, halting, turned the croups of the horses, half of them toward the river, the other half toward the country, and left a passage in the middle by which the infantry marched, who without halting entered the town. Vitellozzo, Pagolo, and the Duke of Gravina, riding mules, went to meet the Duke, accompanied by a few cavalry. And Vitellozzo, unarmed, in a cloak lined with green, very dis,, consolate, as though he were aware of his coming death, caused (to those who knew the valor of the man and his past fortune) some astonishment. Moreover, it is said that when he left his soldiers to come to Sinigaglia to meet the Duke, he took as it were his final leave from them; and from his officers he asked aid for his house and its fortune, and exhorted his nephews that not the fortune of their house but the capacity of their fathers and their uncles should be present in their minds.
When these three, then, came into the presence of the Duke and saluted him courteously, he welcomed them with a pleasant face, and being immediately greeted by those to whom they were committed, they were placed between them. But when the Duke saw that Liverotto was missing (he had remained with his soldiers at Sini,, gaglia and was waiting by the front of the public square at his quarters near the river to keep them to the arrangement and to instruct them in it), he winked at Don Michele, to whom the charge of Liverotto was entrusted, as a sign that he should take such meas,, ures that Liverotto would not escape. So Don Michele rode on ahead, and when he reached Liverotto, told him that it was not the right time to keep his soldiers in their ranks outside of their quarters because the space would be taken from them by the Duke’s men; and therefore he advised him to send them to their quarters and to come with him to meet the Duke. And as soon as Liverotto had carried out this order, the Duke came up and on seeing him spoke to him. Liverotto, having paid his respects, joined the others. And having entered Sinigaglia, all of them dismounted at the quarters of the Duke and went with him into a private room, where the Duke made them prisoners.
He at once mounted his horse and ordered the soldiers of Liverot,, to and of the Orsini to be plundered. Those of Liverotto were all pillaged, because they were near. Those of the Orsini and Vitelli,
being at a distance and having foreseen the ruin of their leaders, had time to assemble; and remembering the courage and discipline of the house of Vitelli, in firm order, against the will of the country and of their enemies, they saved themselves. But the soldiers of the Duke, not being satisfied with the plunder of the followers of Liverotto, began to sack Sinigaglia; and if the Duke had not with the death of many restrained their excesses, they would have sacked it entirely. And when night came on and the disturbances had been stopped,
the Duke decided to have Vitellozzo and Liverotto killed; and taking them into a place together, he had them strangled. At that time neither of them used words worthy of their past lives: Vitellozzo begged that the Pope be petitioned to give him plenary indulgence for his sins; Liverotto, weeping, put on Vitellozzo all the blame for the injuries done to the Duke. Pagolo and the Duke of Gravina Orsini were left alive until the Duke learned that at Rome the Pope had arrested the Cardinal Orsini, the Archbishop of Florence, and Messer J acopo da Santa Croce; after that news, on the eight,. eenth of January at Castel della Pieve they too were in the same fashion strangled.
AN EXHOR._TATION TO PENI; TENCE
[There is an autograph manuscript of undetermined date.
Orations of this sort, before religious companies, were common in Flor,,, ence.1 In 1495 Machiavelli became a member of the Company of Piety.2 To the Company of Charity, Pope Clement VII in 1523 directed a Brief;3 for that fraternity Machiavelli’s oration, in its praise of charity, would have been especially suitable.
Part of the oration is conventional in lauding the outward signs of penitence, even in taking as models the saints who inflicted on themselves bodily pain. Machiavelli may have accepted these things as normal without much consideration, or he may have been ironical in a way apparent to few hearers or later readers. At least, he characteristically declares weeping not enough,· action is necessary. Similarly he said in THE PRINCE that the sins of the Italians were not those charged by the preachers, but such ones as reliance on mercenary soldiers. Even the instruments of self chastisement used by the saints immediately become allegories for good deeds directed against conduct injurious to one’s fellows. Machiavelli’s friend Vettori stated thus his view of religion:
The theologians are the chief ones of our religion who have made and continue making so many books, so many debates, so many syllogisms, so many clever doctrines that they fill not merely the libraries but the shops of the booksellers. Nevertheless, our Savior Jesus Christ says in the Gospel: “You shall love God your Lord with all your heart, with all your mind, with all your spirit, and your neighbor as yourself; in these two precepts are summed up all the laws and the prophets.” What need is there then for debates about the Incarnation, the Trinity, the Resur,,, rection, the Eucharist?
This or an even simpler religion is that of Machiavelli. In his letters espe,,, cially there are frequent and apparently spontaneous references to God. But always he considers what religion will do for one’s neighbors, as when in THE
1. Tommasini, VITA DI MACHIAVELLI, 2. 734.
2. Ibid., 386.
3. Ibid., 734.
ART OF WAR he attributes much of the wickedness of mercenary troops to lack of religion, and makes the soldier who serves society a religious man. In the HISTORY OF FLORENCE, in his account of a violent storm as a divine warning, occurs the harmonious reverse of his suggestion in this little work that the goodness of God is shown in providing the world for the happiness of man.]
“From the depths I have called upon you, 0 Lord;
0 Lord, hear my voice” (Psalm I 3o).
SINCE THIS EVENING, HONORED FATHERS AND SUPERIOR
Brothers, I am to speak to Your Charities, in order to obey my superiors, and am to say something on penitence, it has seemed to me good to begin my exhortation with words of that teacher of the Holy Spirit, David the Prophet, so that those who have sinned with him may, according to his words, hope they can receive mercy from God aU,powerful and all,merciful. And that they can obtain it, since David obtained it, they should not fear, because neither greater transgression nor greater penitence for a man than in his instance can be conceived, nor in God can greater generosity to pardon be found. And therefore with the words of the Prophet we shall say: “O Lord, I, imprisoned in the depths of sin, with a voice humble and full of tears have called upon you,0 Lord, for mercy; and I pray you that in your infinite goodness you may be willing to grant it to me.” There should be no one, then, who should despair of obtaining it, if only with eyes full of tears, with distressed heart, with sad voice he asks for it. 0 immense pity of God! 0 boundless goodness! It was known to the most high God how easy it was for man to rush into sin; he saw that, if he had to endure the harshness of vengeance, it was impossible that any man should be saved; he could not with a more merciful remedy provide against human frailty than by ad, monishing the human race that not sin but persistence in sin could make him unforgiving; and therefore he opened to men the way of penitence so that, having lost the other way, they could by it rise to heaven.
Penitence therefore is the only means for annulling all the ills, all the sins of men, which, though they are many and in many and various ways are committed, nonetheless for the most part can be
EXHORTATION TO PENITENCE
divided into two groups: one is to be ungrateful to God, the second is to be unfriendly to one’s neighbor.
But in order to realize our ingratitude, it is necessary to consider how many and of what sort are the benefits we have received from God. Consider, then, how all things made and created are made and created for the benefit of man. You see first of all the huge extent of the land, which, in order that it could be inhabited by men, he did not allow to be wholly covered over with water but left in part exposed for their use. Then he made to grow on it so many animals, so many plants, so many grasses, and whatever upon it is produced, for their benefit; and not merely did he wish that the earth should provide for their living, but commanded the waters also to support countless animals for their food.
But let us leave these earthly things; let us raise our eyes to the sky; let us consider the beauty of the things we see. Of these, part he has made for our use, part in order that, as we observe the glory and the marvelous workmanship of these things, upon us may come a thirst and a longing to possess those other things that are hidden from us. Do you not see how much toil the sun undertakes, to cause us to share in his light, to cause to live, through his energy, both ourselves and those things that have been created by God for us? So every object is created for the glory and good of man, and man is alone in being created for the good and glory of God, who gave him speech that he might praise him, gave him sight, turned not to the ground as for the other animals but turned to the sky, in order that he might always see it, gave him hands in order that he ‘might build temples, offer sacrifices in His honor, gave him reason and intellect in order that he might consider and understand the greatness of God. See, then, with how much ingratitude man rises against such a great benefactor! And how much punishment he deserves when he per.., verts the use of these things and turns them toward evil! That tongue made to glorify God blasphemes him; that mouth, through which he must be fed, he makes into a sewer and a way for satisfying the appetite and the belly with luxurious and excessive food; those thoughts about God he changes into thoughts about the world; that desire to preserve the human species turns into lust and many other dissipations. Thus with these brutish deeds man changes himself from a rational animal into a brute animal. Man changes, therefore,
Charity
by practicing this ingratitude to God, from angel to devil, from master to servant, from man to beast.
These who are ungrateful to God-it is impossible that they are not unfriendly to their neighbors. Those are unfriendly to their neighbors who are without charity. This, my Fathers and Brothers, is the only thing that takes our souls to Heaven; this is the only thing that has more worth than all the other virtues of men; this is that of which the Church says at such length that he who does not have charity does not have anything. Of this Saint Paul says: “If I speak with all the tongues of men and of angels, and do not have charity, I am just like a worthless musical instrument.”4 On this is based the Christian faith. He cannot be full of charity who is not full of religion, because charity is patient, is kindly, is not envious, is not perverse, does not show pride, is not ambitious/ does not seek her own profit, does not get angry, meditates on the wicked man, does not delight in him, does not take pleasure in vanity, suffers every,, thing, believes everything, hopes everything. Oh divine virtue! Oh, happy are those that possess you! This is that heavenly garment in which we must be clad if we are to be admitted to the celestial marriage feast of our Emperor Jesus Christ in the heavenly kingdom! This is that in which we must be dressed if we are not to be driven from the banquet and put in the everlasting fire! Whoever, then, lacks it must necessarily be unfriendly to his neighbor: he does not aid him, he does not endure his faults, he does not console him in tribulation, he does not teach the ignorant, he does not advise him who errs, he does not help the good, he does not punish the evil. These offenses against one’s neighbor are grave; ingratitude against God is very grave.
Because into these two vices we often fall, God the gracious creator has showed us the way for raising ourselves up, which is penitence. The might of this he has shown with his works and his words: with words when he commanded Saint Peter to forgive seventy times seven in one day the man who asked forgiveness from him; with his works when he forgave David for his adultery and murder, and Saint Peter for the offense of having denied him not once but three times. What sin will God not forgive you, my
A translation of Machiavelli’s Italian rendering of the Latin Bible, I Corinthians 13:1.
I Corinthians 13:4,7. The word ambitious does not occur in the English version. For its imvortance to Machiavelli, see his TERCETS ON AMBITION.
174 EXHORTATION TO PENITENCE
brothers, if you sincerely resort to penitence, since he forgave these to them And not merely did he forgive them, but he honored them among the highest of those chosen in heaven; merely because David, prostrate on the earth, full of affliction and of tears, cried out: “Pity me, God”; merely because Saint Peter without ceasing wept bitterly for his sin. David wept for his. They deserved, both of them, forgiveness.
But, because it is not enough to repent and to weep (for it is necessary to prepare oneself by means of the actions opposed to the sin), in order not to sin further, to take away opportunity for evil, one must imitate Saint Francis and Saint Jerome; they, in order to re,. strain the flesh and take from it means for forcing them into sinful deeds, would, one of them, roll himself in thorns, the other with a stone would tear his breast. But with what stones or what thorns shall we keep down our appetite for usury, for slander, for deceptions practiced against our neighbor, if not with alms and with honoring him and doing good to him But we are deceived by lust, involved in transgressions, and enmeshed by the snares of sin; and we fall into the power of the Devil. Hence, to get out of it, we must resort to penitence and cry out with David: “Have mercy upon me, oh God!” and with Saint Peter weep bitterly, and for all the misdeeds we have committed feel shame
And repent and understand clearly 6
that as much as pleases the world is a short dream.
Petrarch) SONNET 1.
DISCOURSES ON THE FIRST DECADE OF TITUS LIVIUS
List of Discourses
[DEDICATION] 188
Book I
[PREFACE: THE VALUE OF HISTORY] 190
1 OF WHAT SORT THE BEGINNINGS OF ALL CITIES EVERY. WHERE HAVE BEEN, AND OF WHAT SORT THAT OF ROME WAS 192
2 HOW MANY KINDS OF REPUBLICS THERE ARE, AND THE KIND OF THE ROMAN REPUBLIC 195
WHAT EVENTS CAUSED TRIBUNES OF THE PEOPLE TO BE ESTABLISHED IN ROME-A THING THAT MADE THE STATE MORE PERFECT 201
THE DISCORD BETWEEN THE PEOPLE AND THE ROMAN SENATE MADE THAT REPUBLIC FREE AND POWER.. FUL 202
WHERE IS THE GUARDIANSHIP OF LIBERTY MOST SECURE.. LY PLACED, IN THE PEOPLE OR IN THE GREAT: AND WHICH HAS MORE CAUSE TO RAISE A RIOT, HE WHO WISHES TO GAIN OR HE WHO WISHES TO KEEP: 204
6 WHETHER IT WAS POSSIBLE TO SET UP IN ROME A GOVERN. MENT THAT COULD TAKEAWAY THE ENMITY BETWEEN THE PEOPLE AND THE SENATE 207
IN A REPUBLIC THE RIGHT TO BRING CHARGES IS ESSEN. TIAL TO KEEPING HER FREE 211
SLANDERS ARE AS DAMAGING TO A REPUBLIC AS THE BRINGING OF CHARGES IS VALUABLE 214
A MAN MUST BE ALONEJF HE IS TO ORGANIZE A REPUBLIC AFRESH OR REMODEL HER WITH COMPLETE ANNULMENT OF HER OLD LAWS 217
10 THE FOUNDERS OF A TYRANNY ARE AS DESERVING OF CENSURE AS THOSE OF A REPUBLIC OR A KINGDOM ARE DESERVING OF FAME 220
11 ROMAN RELIGION 223
12 HOW IMPORTANT IT IS TO TAKE ACCOUNT OF RELIGION, AND HOW ITALY, HAVING BEEN WITHOUT IT BECAUSE OF THE ROMAN CHURCH, IS RUINED 226
Contents, Book 1 177
HOW THE ROMANS MADE USE OF RELIGION IN REORGAN…
!ZING THEIR CITY AND CARRYING ON THEIR ENTER… PRISES AND STOPPING RIOTS 229
THE ROMANS INTERPRETED THE AUSPICES ACCORDING TO NECESSITY, AND PRUDENTLY MADE A SHOW OF OB.., SERVING RELIGION EVEN WHEN THEY WERE FORCED NOT ITO OBSERVE IT; AND IF ANYONE RASHLY BELIT… TLED IT THEY PUNISHED HIM 231
THE SAMNITES, AS A LAST REMEDY FOR THEIR DISTRESSES, TURNED TO RELIGION 233
A PEOPLE ACCUSTOMED TO LIVING UNDER A PRINCE, IF BY SOME ACCIDENT IT BECOMES FREE, WITH DIFFICULTY KEEPS ITS FREEDOM 235
A CORRUPT PEOPLE, IF IT ATTAINS FREEDOM, HAS THE GREATEST DIFFICULTY IN KEEPING ITSELF FREE 238
HOW FREE GOVERNMENT CAN BE MAINTAINED IN CQR.., RUPT CITIES, IF IT IS ALREADY THERE; AND IF IT IS NOT THERE, HOW IT CAN BE SET UP 240
AFTER AN EXCELLENT PRINCE A WEAK PRINCE CAN MAINTAIN HIMSELF, BUT AFTER A WEAK ONE NO KING.., DOM CAN BE MAINTAINED BY ANOTHER WEAK ONE 244
20 TWO ABLE PRINCES IN SUCCESSION PRODUCE GREAT Ef.., FECTS; WELL…ORGANIZED REPUBLICS OF NECESSITY HAVE A SERIES OF ABLE RULERS, AND THEREFORE THEIR GAINS AND INCREASES ARE GREAT 246
21 WHAT GREAT BLAME IS DESERVED BY PRINCES AND RE.. PUBLICS THAT LACK THEIR OWN ARMIES 246
22 WHAT IS NOTEWORTHY IN THE AFFAIR OF THE THREE ROMAN HORATII AND THE THREE ALBAN CURIATII 248
A GENERAL OUGHT NOT TO PUT IN JEOPARDY ALL HIS FORTUNE AND NOT ALL HIS FORCES; FOR THIS REASON THE GUARDING OF PASSES IS OFTEN HARMFUL 249
WELL…QRGANIZED REPUBLICS ESTABLISH REWARDS AND PENALTIES FOR THEIR CITIZENS AND DO NOT CANCEL ONE WITH THE OTHER 251
HE WHO WISHES TO REMODEL A GOVERNMENT THAT HAS GROWN OLD IN A FREE CITY SHOULD KEEP AT LEAST THE SHADOW OF THE OLD METHODS 252
A NEW PRINCE OUGHT TO MAKE EVERYTHING NEW IN A CITY OR PROVINCE HE CONQUERS 253
VERY RARELY DO MEN UNDERSTAND HOW TO BE ALTO… GETHER BAD OR ALTOGETHER GOOD 254
WHY THE ROMANS WERE LESS UNGRATEFUL TO THEIR CITIZENS THAN THE ATHENIANS 255
WHICH rs MORE UNGRATEFUL: A PEOPLE OR A PRINCE? 257
30 BY WHAT METHODS A PRINCE OR A REPUBLIC CAN AVOID THE VICE OF INGRATITUDE, AND BY WHAT METHODS AN ABLE GENERAL OR CITIZEN CAN ESCAPE BEING CRUSHED BY IT 260
31 THE ROMAN GENERALS WERE NEVER EXCESSIVELY PUN., ISHED FOR ANY MISDEEDS; NOR WERE THEY EVER PUN., ISHED WHEN THEIR INCAP ACITY OR BAD PLANNING RESULTED IN INJURY TO THE REPUBLIC 261
32 A REPUBLIC OR A PRINCE SHOULD NOT PUT OFF BENE., FITING MEN UNTIL TIMES OF NECESSITY 263
WHEN A DANGER WITHIN A STATE OR FROM WITHOUT HAS GROWN GREAT, THE SAFER POLICY rs TO PUT OFF DEALING WITH IT RATHER THAN TO ATTACK IT 264
THE AUTHORITY OF THE DICTATOR DID GOOD AND NOT HARM TO THE ROMAN REPUBLIC; AND THE POWERS CITIZENS TAKE FOR THEMSELVES, NOT THOSE GIVEN THEM BY FREE VOTES, DESTROY CIVIL GOVERNMENT 267
WHY THE CREATION OF THE DECEMVIRATE IN ROME WAS INJURIOUS TO THE LIBERTY OF THAT REPUBLIC, NOT., WITHSTANDING THAT IT WAS SET UP BY FREE AND GENERAL VOTE 269
CITIZENS WHO HA VE HELD HIGH OFFICES OUGHT NOT TO DESPISE THE LOWER ONES 271
WHAT DISCORDS THE AGRARIAN LAW CAUSED IN ROME; AND FOR A REPUBLIC TO MAKE A LAW THAT LOOKS FAR BACKWARD AND rs OPPOSED TO AN ANCIENT cus.,
TOM OF THE CITY rs PRODUCTIVE OF DISCORD 272
WEAK REPUBLICS ARE IRRESOLUTE AND CANNOT MAKE DECISIONS; IF EVER THEY ADOPT ANY PLAN, IT COMES MORE FROM NECESSITY THAN FROM CHOICE 275
AMONG DIFFERENT PEOPLES THE SAME EVENTS OFTEN OCCUR 278
40 THE ESTABLISHMENT OF THE DECEMVIRATE IN ROME AND WHAT rs TO BE LEARNED FROM IT; WHEREIN I CON. SIDER, AMONG OTHER THINGS, HOW THROUGH SUCH
AN EVENT A REPUBLIC CAN BE SAVED OR SUBJECTED TO TYRANNY 279
TO LEAP FROM HUMILITY TO PRIDE, FROM MERCY TO CRUELTY, WITHOUT PROPER PAUSES MIDWAY, rs IMPRUDENT AND UNPROFITABLE 284
Contents, Book 1 179
HOW EASILY MEN CAN BE BRIBED 285
THOSE WHO FIGHT FOR THEIR OWN GLORY ARE GOOD AND FAITHFUL SOLDIERS 286
A MULTITUDE WITHOUT A HEAD IS HELPLESS; ONE SHOULD NOT FIRST MAKE THREATS AND THEN ASK AUTHORITY 287
NOT TO KEEP A LAW THAT HAS BEEN MADE SETS A BAD EXAMPLE, ESPECIALLY FOR ITS AUTHOR. TO DO EVERY DAY NEW AND FRESH INJURIES IN A CITY IS VERY IN,, JURIOUS TO A RULER 288
MEN CLIMB FROM ONE AMBITION TO ANOTHER; FIRST THEY TRY NOT TO GET HURT, THEN THEY HURT OTHERS 290
HOWEVER MUCH MEN ARE DECEIVED IN GENERALITIES, THEY ARE NOT DECEIVED IN PARTICULARS 291
HE WHO WISHES THAT A MAGISTRACY SHOULD NOT BE GIVEN TO A MAN OF LOW RANK OR TO A WICKED MAN, SHOULD HAVE IT ASKED FOR EITHER BY ONE OF TOO LOW RANK AND TOO WICKED OR BY ONE OF TOO HIGH RANK AND TOO GOOD 295
IF CITIES OF FREE ORIGIN, SUCH AS ROME, WITH DIFFICUL,, TY FIND LAWS THAT WILL PRESERVE THEM, CITIES OF ORIGIN IMMEDIATELY SERVILE HAVE SLIGHT POSSIBILJ,, TY FOR DOING SO 295
ONE COUNCIL OR ONE MAGISTRACY OUGHT NOT TO BE ABLE TO BRING CITY BUSINESS TO A STANDSTILL 298
A PRINCE OR A REPUBLIC OUGHT TO APPEAR TO DO THROUGH LIBERALITY ANY ACTION COMPELLED BY NECESSITY 299
TO REPRESS THE ARROGANCE OF ONE WHO IS TRYING TO RISE TO SUPREME POWER IN A REPUBLIC, THERE IS NO MORE SECURE AND LESS DANGEROUS METHOD THAN TO GET AHEAD OF HIM ON THOSE ROADS BY WHICH HE IS MOVING TOWARD THAT POWER 300
THE POPULACE, DECEIVED BY A FALSE APPEARANCE OF GOOD THINGS, MANY TIMES DECREES ITS OWN RUIN, AND CREAT HOPES AND MIGHTY PROMISES EASILY MOVE IT 302
THE GREAT POWER OF AN INFLUENTIAL MAN TO CHECK AN INCENSED MULTITUDE 305
PUBLIC AFFAIRS ARE EASILY MANAGED IN A CITY WHERE THE POPULACE IS NOT CORRUPT. WHERE THERE IS
EQUALITY A PRINCEDOM CANNOT BE ESTABLISHED; WHERE THERE IS NONE, A REPUBLIC CANNOT BE £STAB., LISHED 306
BEFORE GREAT EVENTS OCCUR IN A CITY OR A REGION, THERE ARE SIGNS THAT PRESAGE THEM OR MEN WHO PREDICT THEM 311
THE POPULACE UNITED IS STRONG; EACH MAN BY HIM, SELF IS WEAK 312
THE MULTITUDE IS WISER AND MORE CONSTANT THAN A PRINCE 313
WHICH ALLIANCE OR LEAGUE IS MORE TRUSTWORTHY, ONE MADE WITH A REPUBLIC OR ONE MADE WITH A PRINCE? 318
60 THE CONSULATE AND EVERY OTHER MAGISTRACY IN ROME WERE GIVEN WITHOUT REGARD TO AGE 320
Book 2
[PREFACE] 321
1 WHETHER THE ROMANS CONQUERED THEIR EMPIRE MORE THROUGH ABILITY OR THROUGH FORTUNE 324
2 WITH WHAT KINDS OF PEOPLE THE ROMANS HAD TO FIGHT, AND HOW STUBBORNLY THOSE PEOPLE DEFEND.. ED THEIR FREEDOM [WITH DISCUSSION OF THE EFFECTS OF CHRISTIANITY] 328
ROME BECAME A GREAT CITY BY DESTROYING THE CITIES ROUND ABOUT AND BY EASILY ADMITTING FOREIGNERS TO HER OWN HIGH OFFICES 334
REPUBLICS HA VE USED THREE METHODS FOR INCREASING THEIR SIZE 335
CHANGE IN RELIGIOUS SECTS AND LANGUAGES ALONG WITH THE COMING OF FLOODS AND PLAGUES WIPES OUT RECORDS 339
6 HOW THE ROMANS WENT ABOUT MAKING WAR 341
HOW MUCH LAND THE ROMANS GA VE TO EACH COLONIST 343
WHY PEOPLES LEAVE THEIR NATIVE PLACES AND FLOOD THE COUNTRIES OF OTHERS 344
WHAT CAUSES COMMONLY GIVE RISE TO WARS BETWEEN POWERS 347
Contents Books 1, 2 181
rn RICHES ARE NOT THE SINEWS OF WAR, THOUGH COMMON OPINION HOLDS THEM SO 348
11 IT IS NOT WISE TO FORM AN ALLIANCE WITH A PRINCE WHO HAS MORE REPUTATION THAN FORCES 352
12 IF IT IS BETTER, WHEN FEARING ATTACK, TO BEGIN OR TO AWAIT WAR 353
MEN GO FROM LOW TO HIGH FORTUNE MORE OFTEN THROUGH FRAUD THAN THROUGH FORCE 357
MEN MANY TIMES DECEIVE THEMSELVES, BELIEVING THEY WILL OVERCOME PRIDE WITH HUMILITY 359
WEAK STATES ARE ALWAYS UNCERTAIN IN COMING TO A DECISION, AND SLOW DECISIONS ARE ALWAYS INJURI. OUS 360
HOW FAR THE SOLDIERS OF OUR TIMES HAVE TURNED AW AY FROM ANCIENT DISCIPLINE 363
HOW ARMIES AT THE PRESENT TIME SHOULD ESTEEM ARTILLERY AND IF THE OPINION UNIVERSALLY HELD OF IT IS TRUE 367
ON THE AUTHORITY OF THE ROMANS AND BY THE EX,. AMPLE OF THE ANCIENT SOLDIERY, INFANTRY OUGHT TO BEVALUED HIGHER THAN CAVALRY 373
CONQUESTS BY REPUBLICS NOT WELL ORGANIZED AND NOT PROCEEDING IN ACCORD WITH ROMAN ABILITY BRING THEM RUIN, NOT PROSPERITY 377
20 THE SORT OF DANGER RISKED BY A PRINCE OR A REPUBLIC MAKING USE OF AUXILIARY OR MERCENARY SOL,. DIERS 381
21 THE FIRST PRAETOR THAT THE ROMANS SENT OUT THEY SENT TO CAPUA, AFTER THEY HAD BEEN MAKING WAR FOUR HUNDRED YEARS 383
22 HOW FAR WRONG IN JUDGING GREAT THINGS MEN’S OPINIONS OFTEN ARE 385
HOW FAR THE ROMANS IN PUNISHING SUBJECTS FOR SOME AFFAIR REQUIRING PUNISHMENT DEPARTED FROM A MIDDLE COURSE 388
FORTRESSES GENERALLY ARE MUCH MORE HARMFUL THAN USEFUL 392
TO ATTACK A DISUNITED CITY, HOPING TO TAKE HER THROUGH HER DISUNION, IS FOOLISH 398
CONTEMPT AND INSULT ROUSE HATRED AGAINST THOSE
WHO EMPLOY THEM, WITHOUT ANY PROFIT TO THEM… SELVES 400
27 FOR PRUDENT PRINCES AND REPUBLICS, TO CONQUER IS ALWAYS ENOUGH; GENERALLY, WHEN THAT IS NOT ENOUGH, LOSS RESULTS 401
28 IT IS DANGEROUS FOR A REPUBLIC OR A PRINCE NOT TO AVENGE AN INJURY DONE TO THE PUBLIC OR TO AN INDIVIDUAL 404
29 FORTUNE BLINDS THE INTELLECTS OF MEN WHEN SHE DOES NOT WISH THEM TO OPPOSE HER PLANS 406
30 REPUBLICS AND PRINCES TRULY POWERFUL DO NOT BUY FRIENDSHIP WITH MONEY BUT WITH THE MIGHT AND REPUTATION OF THEIR FORCES 409
31 IT IS DANGEROUS TO BELIEVE BANISHED MEN 412
32 IN HOW MANY WAYS THE ROMANS TOOK CITIES 413
33 THE ROMANS GA VE THE GENERALS OF THEIR ARMIES PLENARY POWER 417
Book 3
1 IF A RELIGION OR A REPUBLIC IS TO LIVE LONG, IT MUST OFTEN BE BROUGHT BACK TOW ARD ITS BEGINNINGS 419
2 IT IS VERY WISE TO PRETEND MADNESS AT THE RIGHT TIME 423
IN ORDER TO MAINTAIN NEWLY GAINED UBERTY, BRUTUS’ SONS MUST BE KILLED 424
A PRINCE IS NOT SECURE IN A PRINCEDOM WHILE THOSE WHO HA VE BEEN DEPRIVED OF IT ARE ALIVE 426
WHAT CAUSES A KINGDOM TO BE LOST BY A KING WHO HAS INHERITED IT 427
CONSPIRACIES 428
WHY CHANGES FROM FREEDOM TO SLAVERY AND FROM SLAVERY TO FREEDOM ARE SOMETIMES WITHOUT BLOODSHED, SOMETIMES ABOUND IN IT 448
HE WHO WISHES TO CHANGE THE GOVERNMENT OF A STATE MUST CONSIDER ITS MATTER 449
HE WHO EXPECTS ALWAYS TO HAVE GOOD FORTUNE MUST CHANGE WITH THE TIMES 452
10 A GENERAL CANNOT ESCAPE BATTLE WHEN HIS op,.
PONENT IS DETERMINED TO FIGHT IN ANY CASE 454
Contents, Book 2, 3 183
u HE WHO HAS TO STRIVE WITH MANY, EVEN WHEN HE IS INFERIOR, IF ONLY HE CAN REPEL THEIR FIRST ATTACKS, WINS 457
12 A PRUDENT GENERAL LAYS EVERY NECESSITY FOR FIGHTING ON HIS OWN SOLDIERS AND TAKES IT AWAY FROM THOSE OF THE ENEMY 459
IS A GOOD GENERAL WITH A WEAK ARMY OR A GOOD ARMY WITH A WEAK GENERAL MORE TO BE TRUSTED? 462
THE EFFECTS OF NEW DEVICES THAT APPEAR AND NEW WORDS THAT ARE HEARD IN THE MIDST OF A BAT, TLE 464
ONE GENERAL AND NOT MANY SHOULD BE PUT IN COM, MAND OF AN ARMY; HOW SEVERAL COMMANDERS DO HARM 467
IN DIFFICULT TIMES TRUE ABILITY IS SOUGHT FOR; IN EASY TIMES ABLE MEN DO NOT HOLD OFFICE, BUT THOSE WHO THROUGH RICHES OR FAMILY ARE MOST POPU, LAR 468
A MAN SHOULD NOT BE INJURED AND THEN ASSIGNED TO IMPORTANT ADMINISTRATION AND CONTROL 471
NOTHING IS MORE MERITORIOUS IN A GENERAL THAN TO FORESEE THE ENEMY’S PLANS 472
WHETHER IN CONTROLLING A MULTITUDE INDULGENCE IS MORE NECESSARY THAN PUNISHMENT 474
20 AN INSTANCE OF KINDNESS WAS MORE EFFECTIVE WITH THE FALISCI THAN ALL THE ROMAN POWER 475
21 WHY HANNIBAL, WHOSE PROCEDURE WAS UNLIKE SCIPIO’S, PRODUCED IN ITALY EFFECTS SIMILAR TO THOSE OF SCIPIO IN SPAIN 477
22 THE HARSHNESS OF MANLIUS TORQUATUS AND THE KINDNESS OF VALERIUS CORVINUS GAINED FOR EACH ONETHESAMEGLORY 4
WHY CAMILLUS WAS DRIVEN OUT OF ROME 484
THE PROLONGATION OF THE HIGHEST MILITARY AUTHORITY MADE ROME A SLAVE 485
THE POVERTY OF CINCINNATUS AND OF MANY ROMAN CITIZENS 486
HOW A STATE FALLS BECAUSE OF WOMEN 488
HOW TO ACT IN UNITING A DIVIDED CITY; THERE IS NO TRUTH IN THE OPINION THAT IN ORDER TO HOLD CITIES A RULER MUST KEEP THEM DIVIDED 489
ATTENTION SHOULD BE GIVEN TO CITIZENS’ DEEDS, BE- CAUSEOFTENUNDERA WORKOFMERCYTHEBEGINNING OF TYRANNY IS HIDDEN 492
THE SINS OF THE PEOPLE ARE CA USED BY THEIR PRINCES 493
30 IF A CITIZEN IN A REPUBLIC WISHES TO MAKE SOME GOOD USE OF HIS INFLUENCE, FIRST HE MUST GET RID OF ENVY; AND HOW, WHEN THE ENEMY ARE COMING, THE DEFENSE OF A CITY SHOULD BE ORGANIZED 495
STRONG REPUBLICS AND SUPERIOR MEN KEEP THE SAME SPIRIT AND THE SAME DIGNITY IN ALL FORTUNES 498
METHODS FOR IMPEDING A TREATY 501
IN ORDER TO WIN A BATTLE, TO MAKE AN ARMY CON .. FIDENT BOTH IN ITSELF AND IN ITS GENERAL IS NECESSARY 502
WHAT SORT OF REPUTATION OR REPORT OR OPINION MAKES THE PEOPLE SIDE WITH A CITIZEN; AND WHETHER THEY ASSIGN OFFICES WITH GREATER DISCRETION THAN A PRINCE 504
THE DANGERS ENCOUNTERED IN ACTING AS LEADER IN ADVISING SOMETHING; THE MORE UNUSUAL IT IS, THE CREATER THE DANGERS 508
WHY THE FRENCH HA VE BEEN AND STILL ARE CONSID.. ERED TO BE MORE THAN MEN WHEN BATTLES BEGIN, AND LATER TO BE LESS THAN WOMEN 510
IF LITTLE COMBATS BEFORE BATTLE ARE NECESSARY; AND HOW TO FIND OUT ABOUT A NEW ENEMY AND YET A VOID THESE LITTLE COMBATS 512
THE QUALITIES OF A GENERAL WHOM HIS ARMY CAN TRUST 515
A GENERAL SHOULD UNDERSTAND TOPOGRAPHY 516
40 TO USE FRAUD IN CARRYING ON WAR DESERVES FAME 518
ONE’S COUNTRY SHOULD BE DEFENDED WHETHER WITH DISGRACE OR WITH GLORY; SHE IS PROPERLY DEFENDED IN ANY WAY WHATSOEVER 519
PROMISES MADE UNDER COMPULSION SHOULD NOT BE KEPT 520
THAT MEN BORN IN ANY REGION SHOW IN ALL TIMES ALMOST THE SAME NATURES 521
BY VIOLENCE AND AUDACITY WE MANY TIMES GAIN
Contents, Book 3 185
WHAT WITH ORDINARY METHODS WE NEVER WOULD GAIN 522
WHETHER IN BATTLES THE BETTER PLAN IS TO RECEIVE THE ENEMY’S ATTACK AND, HAVING RECEIVED IT, TO CHARGE HIM, OR AT THE BEGINNING TO ATTACK HIM WITH FURY 524
WHY AT ANY ONE TIME THE HABITS OF A FAMILY IN A CITY ARE UNIFORM 525
A GOOD CITIZEN FOR LOVE OF HIS NATIVE CITY WILL FORGET PRIVATE INJURIES 526
WHEN AN ENEMY SEEMS TO BE MAKING A GREAT MISTAKE, WE SHOULD BELIEVE IT HIDES A TRICK 526
A REPUBLIC, IF SHE IS TO BE KEPT FREE, REQUIRES NEW ACTS OF FORESIGHT EVERY DAY; AND FOR WHAT GOOD QUALITIES QUINTUS FABIUS WAS CALLED MAXIMUS 527
[Probably written in 1513-1517.
In THE PRINCE, chap. 2, Machiavelli says he has elsewhere written on republics. The DISCOURSES do not deal exclusively with republics, and they cannot have been finished in 1513, the only date we have for THE PRINCE, because they refer to events as late as 1517. Yet the years men,., tioned are those when, so far as we know, Machiavelli would have had most leisure for writing, and the close relation of THE PRINCE and the Dis.. couRsEs makes contemporary composition plausible.
The general method of the DISCOURSES is comment on passages of the first ten books of Livy in order, each of Machiavelli’s three books making a fresh beginning with Livy’s first. But there are many exceptions to this rule, including irregular inversions in order, omission of various books, discourses without dependence on Livy, and grouping of discourses according to subject. Other matters than Livian order influenced Machiavelli, though he returned to that order when he had no other determinant. Subjects are assigned for the three books of the DISCOURSES: for Book 1, the decisions of the Romans on internal affairs; for Book 2, their decisions pertaining to the expansion of their empire; for Book 3, the effect on the Roman republic of the actions of indi,., viduals. Yet these topics are not strictly adhered to. It is reasonable, indeed, to suppose with the first Florentine publisher that Machiavelli did not consider the work ready for the press. Readers should beware of treating it as a finished product, in the smallest matters as well as in the largest.
Its irregular and unconstricted method, or almost lack of method, permitting Machiavelli to write on such political and military matters as he chose, and at such length as he chose, was admirably suited to his unpedantic temperament. The DISCOURSES may be considered a group of familiar essays, in which we listen to the informal conversation of the Florentine secretary.
He who is to read but a little of Machiavelli should turn to THE PRINCE and MANDRAGOLA, but he who hopes to understand Machiavelli’s thought and attitude should begin with the DISCOURSES. They are in the atmosphere of THE PRINCE, but being written with more feeling of leisure and at greater length, they can give reasons for what the shorter work leaves unexplained. For example, a reader of the DISCOURSES could never wonder why Machia,., velli, believing in the superiority of republics, could write a book for princes; at times only the kingly hand can master the difficulties of government. The
ethical problem is more fully stated; some of the methods necessary to c; ruler who is to maintain himself are unchristian and inhuman}· a man ought to fly from them and choose to live a private life rather than become or remain a king by means of such cruelty; but choosing to be a king, to abandon the good way, he has no alternative to severity or cruelty itself {1. 26). Machiavelli does not deny what is good, but, as in THE PRINCE, he reveals what the world’s rulers do. Some have been shocked by THE PRINCE, as Bacon knew, because it uncovers the evils normal to governments; they can learn from the DISCOURSES that the evils themselves are inhuman.
Between the topics of THE PRINCE and of the DISCOURSES there is no division. In the first, Machiavelli cannot refrain from treating republics, and in the second are sections addressed directly to the ruler, according to the habit of the shorter work. Whatever in politics Machiavelli wished to discuss has its place in the DISCOURSES.]
DISCOUR.SES ON THE FIR.ST DEC, ADE OF TITUS LIVIUS
NICCOLO MACHIAVELLI TO ZANOBI BUONDELMONTI AND COSIMO RUCELLAI, GREETINGS
[Dedication]
I AM SENDING YOU A GIFT WHICH, IF IT DOES NOT BEFIT
my obligations to you, is such that beyond doubt it is the largest Niccolo Machiavelli is able to send you; in it I have set out all I know and all I have learned in the course of my long experience and steady reading in the affairs of the world. And since it is not possible for you or anyone to ask more from me, you cannot grieve if I have not given you more. You can indeed mourn over the poverty of my talents, if these discussions of mine are poor, and over the fallacy of my judgment, if, as I go along, in many places I deceive mysel£ That being true, I do not know which of us needs to be less under obligation to the other-whether I should be to you, who have forced me to write what I of myself never would have written; or you should be to me if, though I have written, I have not satisfied you. Take this, then, in the way in which everything is taken from friends, where one always considers rather the intention of him who sends than the quality of the thing that is sent. And be assured that in this affair I have just one reason for satisfaction: namely, when I reflect that though I may have deceived myself in many of its particulars, in one thing I know that I have made no error, that is, in choosing you as those to whom, before all others, I should dedicate these Discourses of mine, both because in doing so I think I have shown some gratitude for the benefits I have received, and because I believe I have got away from the common custom of those who write, who always address their works to some prince and, blinded by ambition and avarice, praise him for all the worthy traits, when they ought to blame him for every quality that can be censured. So in order not to run into this error, I have chosen not those who are princes, but
those who because of their countless good qualities deserve to be; not those able to load me with offices, honors, and riches, but those who, though unable, would like to do so. If men wish to judge justly, they must esteem those who are liberal, not those who merely have the power to be so, and likewise those who know how to rule a kingdom, not those who, without knowing how, have the power to do it. Thus historians praise Hiero of Syracuse more when he was in private life than Perseus of Macedon when he was king, because Hiero lacked nothing of being a prince except a princedom; the other had no attribute of a king except his kingdom. Enjoy, then, that good or that ill that you yourselves have asked; and if you con,.. tinue in the error of being pleased by these opinions of mine, I shall not fail to go through the rest of the History, as in the beginning I promised you. Farewell.
BOOK ONE
[PREFACE: THE VALUE OF HISTORY]
[A new path]
On account of the envious nature of men, it has always been no less dangerous to find ways and methods that are new than it has been to hunt for seas and lands unknown, since men are more prone to blame than to praise the doings of others. Nevertheless, driven by the natural eagerness I have always felt for doing without any hesitation the things that I believe will bring benefit common to everybody, I have determined to enter upon a path not yet trodden by anyone; though it may bring me trouble and difficulty, it can also bring me reward, by means of those who kindly consider the purpose of these my labors. And if my poor talents, my slight experience of present affairs, and my feeble knowledge of ancient ones make this my attempt defective and not of much use, they will at least show the way to someone who, with more vigor, more prudence and judg… ment, can carry out this intention of mine, which, though it may not gain me praise, ought not to bring me blame.
[The value of ancient example]
When I consider, then, how much respect is given to antiquity and how many times (to pass over countless other examples) a fragment of an antique statue has been bought at a high price in order that the buyer may have it near him,1 to bring reputation to his house with it, and to have it imitated by those who take pleasure in that art, and when I know that the latter then with their utmost skill attempt in all their works to imitate it, and when I see, on the other hand, that the most worthy activities which histories show us, which have been carried on in ancient kingdoms and republics by kings, generals, citizens, lawgivers, and others who have labored for their native land, are sooner admired than imitated (rather they are so much avoided by everyone in every least thing that no sign of that ancient worth remains among us), I can do no other than at the
1. By a construction according to the sense unusual even with him, Machiavelli here begins to talk of the buyer without having mentioned him.
same time marvel and grieve over it. And I marvel so much the more when I see that in the differences that come up between citizens in civil affairs, or in the illnesses that men suffer from, they ever have recourse to the judgments or to the remedies that have been pro,, nounced or prescribed by the ancients; for the civil laws are nothing else than opinions given by the ancient jurists, which, brought into order, teach our present jurists to judge. And medicine too is nothing other than the experiments made by the ancient physicians, on which present physicians base their judgments. Nonetheless, in setting up states, in maintaining governments, in ruling kingdoms, in organizing armies and managing war, in executing laws among subjects, in expanding an empire, not a single prince or republic now resorts to the examples of the ancients.
[ The HISTORY of Titus Livius to be explained]
This I believe comes not from the weakness into which the present religion2 has brought the world, or from the harm done to many Christian provinces and cities by a conceited laziness, as much as from not having a true understanding of books on history, so that as we read we do not draw from them that sense or taste that flavor which they really have. From this it comes that great numbers who read take pleasure in hearing of the various events they contain, with,, out thinking at all of imitating them, judging that imitation is not merely difficult but impossible, as if the sky, the sun, the elements, men, were changed in motion, arrangement, and power from what they were in antiquity. Wishing, then, to get men away from this error, I have decided that on all the books by Titus Livius which the malice of the ages has not taken away from us,3 it is necessary that I write what, according to my knowledge of ancient and modern affairs, I judge necessary for the better understanding of them, in order that those who read these explanations of mine may more easily get from them that profit for which they should seek acquaint”‘ ance with books. And though this undertaking may be difficult, all the same, aided by those who have encouraged me to take up this
2. The Rome edition of 1531 reads educazione.
Machiavelli’s intention to deal with all of Livy that was extant appears also in the publisher’s dedication in the first Florentine edition, 1531. The same purpose is asserted at the end of Machiavelli’s Dedication, and is implied at the end of bk. 3, chap. 1, in a reference to the first decade, or ten books, of Livy. Apparently he wrote nothing on the remaining three and a half decades.
DISCOURSES 1. 1
burden, I hope to carry it in such a way that only a short journey will be left for some other who will bring it to its destined place.
CHAPTER 1. OF WHAT SORT THE BEGINNINGS OF ALL CITIES EVERYWHERE HAVE BEEN, AND OF WHAT SORT THAT OF ROME WAS
[Why cities are founded]
Those who read in what way the city of Rome began, and by what lawgivers and how she was organized, will not marvel that so much vigor was kept up in that city for so many centuries, and that finally it made possible the dominant position to which that republic rose. And intending first to consider her origin, I say that all cities are built either by men native to the place where they are built or by foreigners. The first situation comes about when the inhabitants, dispersed in many little places, perceive that they cannot live in safety, since, each one by itself, because of both site and small numbers, cannot resist the attack of those who may assail it, and as to uniting for their defense, when the enemy comes, they are too late. Or if they are not, they have to leave many of their dwelling places deserted, and so these become the ready prey of their enemies. Hence, to escape these perils, either on their own initiative or on that of some one among them who is of greater authority, they unite to dwell together in a place chosen by them, more convenient for living in and easier to defend.
[ Athens and Venice]
Of this sort, among many others, have been Athens and Venice. The first, under the authority of Theseus, was for such reasons built by a scattered population. As to the other, many people gathered in certain little islands at the end of the Adriatic Sea, to escape those wars that every day, because of the coming of new barbarians after the decline of the Roman Empire, sprang up in Italy; without any special ruler to direct them, they began for themselves to live under such laws as they thought most fit to preserve them. This came out happily for them because of the long repose the site gave them, since that sea had no harbor, and the people who were afflicting Italy had no ships with which to molest them. So the least little beginning was enough to allow them to come to such greatness as is now theirs.
[ Alexandria and Florence]
The second case, when a city is built by foreigners, originates either with free men or with those who depend on others, such as the colonies sent by a republic or a prince to disburden their lands of inhabitants or for the defense of territory newly acquired, which they wish to hold securely and without expense. The Roman people built many cities of this sort all through their empire. Or they may be built by a prince, not in order that he may live there, but for the sake of his fame, as the city of Alexandria by Alexander. And because these cities are by origin not free, it rarely happens that they make great progress and can be numbered among the chief cities of kingdoms. Such was the building of Florence, because (built either by the soldiers of Sulla, or perhaps by the inhabitants of the moun,, tains of Fiesole, who, trusting in the long peace that began in the world under Octavian, came to live in the plain by the Arno) she was built under the Roman Empire, and could not at first make other advances than the kindness of the sovereign allowed her.
[ Free cities]
Free men are the builders of cities when any peoples, either under a prince or of themselves, are forced, either by pestilence or by famine or by war, to abandon their native land and to find a new seat. Such as these either inhabit the cities they find in the countries they con,, quer, as did Moses, or they build them anew, as did Aeneas. This is the case where we can observe the wisdom of the builder and the fortune of what he builds, for the latter is more or less astonishing according as he is more or less able who has been its cause. His ability is made known in two ways: the first is the choice of its site, the second the establishment of its laws.
[ A barren or a fertile site]
And because men act either through necessity or through choice, and because ability appears the more where choice has less power, it must be considered whether for the building of cities it would be better to choose barren places, in order that men, forced to keep at work and less possessed by laziness, may live more united, having because of the poverty of the site slighter cause for dissensions, as happened in Ragusa and in many other cities built in like places.
194 DISCOURSES 1. 1, 2
Such a choice would without doubt be most wise and most useful if men were content to live on their own resources and were not in, clined to try to govern others. All the same, since men cannot make themselves safe except with power, it is necessary for them to avoid such barrenness of country and to establish themselves in very fertile places, where, since the richness of the site permits the city to expand, she can both defend herself from those who assail her and crush whoever opposes himself to her greatness. As to that laziness which the site brings on her, she should arrange that the laws will force upon her those necessities which the site does not force upon her; she should imitate wise cities placed in countries very pleasant and fertile and likely to produce men lazy and unfit for all vigorous activity. They, to forestall the losses which the pleasantness of the country would have caused through laziness, have laid such necessity for exercise on those who are to be soldiers that through such an arrange,, ment better soldiers have been produced there than in those countries that naturally are rough and barren. Among these was the kingdom of the Egyptians, in which, notwithstanding that the country was most pleasant, so strong was that necessity laid down by the laws that it produced very excellent men; and if their names had not been destroyed by their antiquity, we should see that they merit more praise than Alexander the Great and many others whose memory is still fresh. And anyone considering the kingdom of the Soldan and the organization of the Mamelukes and of that army of theirs before Selim, the Grand Turk, destroyed it, would see many exercises for the soldiers and would, indeed, learn how much they feared that laziness which the fertility of the land might bring upon them, if with the stongest laws they did not forestall it.
[ A fertile site calls for wise government]
I say, then, that it is the more prudent choice to build in a fertile spot, when by laws that fertility is kept within proper limits.1 When Alexander the Great intended to build a city for his glory, Dinoc, rates, the architect, came to him and showed him that he could build it on Mount Athas, a place which, besides being strong, could be treated in such a way that a human form could be given to a city built there, which would be a thing marvelous and rare and worthy
1. That is, the influence of that fertility.
of his greatness. But on Alexander’s asking him what those inhabit., ants would live on, he answered that he had not thought of that. At which the King laughed and, giving up that mountain, built Alex., andria, where the inhabitants were glad to live because of the richness of the country and the convenience of the sea and of the Nile.
[Rome]
Anyone who examines, then, the building of Rome, if Aeneas is taken as her first founder, will put her among the cities built by foreigners; if Romulus, among those built by the natives of the place; and in any case, he will see that she had a free beginning, without depending on anyone. He will also see, as will be told below, how many necessities the laws made by Romulus, Numa, and the others forced upon her-so that the fertility of the site, the convenience of the sea, her frequent victories, and the greatness of her empire could not for many centuries corrupt her-and they kept her full of vigor as great as that by which any city or republic was ever distinguished.
[ The subject of the First Book]
Because the things she performed, which Titus Livius celebrates, came about either through the wisdom of the public or of an individual, and either inside or outside the city, I shall begin by discoursing on those things happening inside and through public wisdom that I judge most worthy of note, adding to them everything that depended on them; to such Discourses this first book, or this first part, will be limited.
CHAPTER 2. HOW MANY KINDS OF REPUB… LICS THERE ARE, AND THE KIND OF THE ROMAN REPUBLIC
[Free cities; Sparta and Florence]
I intend to omit discussion of those cities that at their beginning have been subject to somebody, and I shall speak of those that at their beginning were far from all external servitude, but at once governed themselves by their own judgment, either as republics or as princedoms. Just as they have had diverse beginnings, they have had diverse laws and institutions. Because to some, either at their be…
ginning or not long afterward, laws have been given by a single man and at once, like those that were given by Lycurgus to the Spartans. Some have had them by chance and at several times and as the result of unforeseen events, as did Rome. Hence, happy is that republic whose lot it is to get a man prudent enough to give her laws so planned that without any need for revision she can live safely under them. And it appears that Sparta observed them more than eight hundred years without debasing them and without any dangerous rebellion. And on the contrary, that city is in a somewhat unhappy position which, not having chanced upon a prudent founder, is obliged to reorganize herself. And of these again, that one is most unhappy that has departed farthest from good order; and that one is farthest from it which in its customs is wholly out of the straight road that might lead it to a perfect and true end, because for those in this class it is almost impossible that through any happening they can set themselves right again. Those others that, if they do not have a perfect constitution, have made a beginning that is good and adapted for getting better, can through the meeting of unexpected circumstances become perfect. But it will certainly be true that they will never put themselves in order without peril, because enough men will never agree to a new law that looks toward a new order in the city, if some necessity does not show them that they need to do it. And since this necessity cannot arise without danger, it is an easy thing for such a state to crash before its organization is made perfect. This is fully confirmed by the republic of Florence, which because of what happened at Arezzo in 1502 was reorganized, and because of what happened at Prato in 1512 was disorganized.
[ Kingdoms, aristocracies, republics]
Since I am, then, to consider the nature of the institutions of the city of Rome, and what events brought them to their perfection, I say that some who have written of states say that they have one of three kinds of government, called princedom, aristocracy, and popu… lar government, and that those who organize a state ought to make use of one of these, according as it seems to them more to the purpose. Some other and, as many think, wiser men hold that there are six kinds of government, of which three are very bad; the three others are good in themselves, but so easily corrupted that even they come
to be pernicious. Those that are good are the three indicated above; those that are bad are three others, which evolve from these three, and each of these is in such a way like the one to which it is nearest that they all easily jump from one form to the other, for the princedom easily becomes tyrannical; the aristocracy with ease becomes a govern.. ment by a few; the popular form without difficulty changes itself into one that abuses liberty. Hence if the founder of a state organizes one of these three governments in a city, he organizes it there for a short time only, because no precaution can be used to make certain that it will not slip into its contrary, on account of the likness, in this case, of the virtue and the vice.
[ The origin of government]
These varieties of government sprang up by chance among men because in the beginning of the world, since the inhabitants were few, they lived for a while scattered in the fashion of the beasts. Then as their numbers increased, they gathered together, and so that they could better defend themselves, deferred to him among them who was strongest and bravest, and made him chief and obeyed him. From this came understanding of things honorable and good, as different from what is pernicious and evil, because if one injured his benefactor, there resulted hate and compassion among men, since they blamed the ungrateful and honored those who were grateful. Moreover, since they thought also that these same injuries could be done to themselves, they undertook, in order to escape such evils, to make laws and to establish punishments for those who broke them. Thence came the understanding of justice. As a result, when after.. ward they had to choose a prince, they did not prefer the strongest, but him who was most prudent and most just.
[The governmental cycle]
But when later they set up princes by inheritance and not by choice, the heirs quickly degenerated from their ancestors and, leaving off actions requiring ability, thought that princes needed to do nothing else than to surpass the others in lavishness and in lust and in every other sort oflicentiousness. Hence, as the prince became hated, and on account of such hate became afraid, and quickly went from fear to violence, the speedy result was tyranny. From this came, next, causes for destruction and for conspiracies and plots against princes,
not made by those who were either timid or weak, but by those who in nobility, greatness of spirit, riches, and rank were superior to the others, such as could not endure the shameful life of their prince. The multitude, then, following the authority of these powerful men, took arms against the prince, and when he was destroyed, obeyed them as its liberators. The latter, hating the name of a single ruler, formed a government of themselves, and at first, taking thought of the past tyranny, conducted themselves according to the laws they had laid down, subordinating all of their own advantage to the common good, and with the greatest diligence cared for and pre, served things private and public. Then when later the control of affairs came to their sons, they, not knowing the variations of fortune, never having experienced evil, and refusing to content themselves with equality among citizens, but turning to avarice, to ambition, to violence against women, caused a government by the best men to become a government by the few, without having regard to any civil rights, so that in a short time it happened to them as to the tyrant, because, wearied out by their conduct, the multitude became the instrument of whoever intended in any way to injure those rulers; and so quickly one rose who, with the aid of the multitude, de, stroyed them.
[ The governmental cycle continued]
And while the memory of the prince and of the injuries received from him was still fresh, those who had overthrown the government of the few, and did not wish to set up again that of the prince, turned to popular control and organized the state in such a manner that neither the few powerful men nor one prince could have any authori, ty. And because all governments get some respect at the beginning, this popular government was kept up for a while, but not long, especially after the death of the generation that had established it, because it rapidly went on to abuse ofliberty, in which there was no fear either of private or of public men, so that since each one lived as he pleased, every day a thousand wrongs were done. Hence, forced by necessity, or according to the suggestion of some good man, or to escape such abuses, they returned once more to the princedom; and from that, step by step, things went on again toward abuse of free, dom, in the ways and for the reasons given.
And this is the circle in which all states revolve as they are governed and govern themselves, but only a few times do they return to the same forms of government, for almost no state can have so much life that it can pass many times through these shifts and con,. tinue on its feet. But it probably happens that, as it struggles, a state that always lacks prudence and strength becomes subject to a neigh,. boring power that is better organized. But, granted that this does not happen, a state might circle about for an infinite time in these forms of government.
[ The superiority of the mixed form of government]
I say, then, that all the said types are pestiferous, by reason of the short life of the three good and the viciousness of the three bad. Hence, since those who have been prudent in establishing laws have recognized this defect, they have avoided each one of these kinds by itself alone and chosen one that partakes of them all, judging it more solid and more stable, because one keeps watch over the other, if in the same city there are princedom, aristocracy, and popular government.
[Lycurgus and Solon]
Among those who have deserved most praise for such a constitu… tion is Lycurgus, who so prepared his laws in Sparta that, giving their shares to the king, to the aristocrats, and to the people, he made a state that lasted more than eight hundred years, with the highest reputation for himself and peace for the city. The opposite happened to Solon, who prepared the laws in Athens, because, organizing there a state governed only by the people, he made it of such short life that before he died he saw arise the tyranny of Pisistratus. And though, after forty years, his heirs were driven out and Athens re,. turned to liberty, yet because she took up again popular government according to Solon’s design, she did not keep it more than a hundred years, although in order to preserve it she enacted many laws that Solon had not thought of, through which she restrained the rich men’s arrogance and the people’s license. Nonetheless, because she did not mix them with the power of the princedom and with that of the aristocrats, Athens, as compared with Sparta, lived a very short time.
200 DISCOURSES 1. 2, 3
[ The mixed government of Rome]
But let us come to Rome. In her case, in spite of her not having a Lycurgus to organize her at the beginning in such a way that she could continue free for a long time, nonetheless so many unexpected events happened, on account of the disunion between the plebeians and the Senate, that what an organizer had not done was done by Chance. Because if Rome did not gain the first fortune, she gained the second; because her first laws, though they were defective, never,, theless did not turn from the straight road leading them to perfection. Romulus and all the other kings made many good laws, adapted also to a free society. But because their purpose was to found a kingdom and not a republic, when that city became free, she lacked many things that had to be enacted for the sake of freedom, which those kings had not enacted. And even though those kings lost their dominion through the causes and means discussed, nonetheless those who drove them out, since they at once decreed two Consuls to take the place of the king, succeeded in driving from Rome the name but not the power of kings. So, since in that state there were the Consuls and the Senate, it had become a mixture of two only of the three elements mentioned above, that is, of princedom and aristoo racy. It remained only to make place for the popular part of the government. As a result, when the Roman nobility became insolent for the reasons that will be given below, the people rose up against it; hence, in order not to lose the whole, the nobility was obliged to grant the people their share, and on the other side the Senate and the Consuls continued to hold so much power that in such a republic they were able to keep their rank. And thus came about the establish,, ment of the Tribunes of the People; after that, the condition of that republic became firmer, since then all of the three types of government had their shares. And so favorable to her was Fortune that even though she passed from the government of the king and the aristocrats to that of the people, through the same steps and for the same reasons that are discussed above, yet never, in order to give authority to the aristocrats, did she take all authority away from the kingly element, nor did she entirely remove the authority of the aristocrats to give it to the people, but continuing her mixed government, she was a perfect state. To this perfection she came through the discord be,,
tween the people and the Senate, as will be shown at length in the next two chapters.
CHAPTER 3. WHAT EVENTS CAUSED TRJB., UNES OF THE PEOPLE TO BE ESTABLI SHED IN ROME-A THING THAT MADE THE STATE MORE PERFECT
[A lawgiver must assume that all men are evil]
As is demonstrated by all those who discuss life in a well.. ordered state-and history is full of examples-it is necessary for him who lays out a state and arranges laws for it to presuppose that all men are evil and that they are always going to act according to the wickedness of their spirits whenever they have free scope; and when any wickedness remains hidden for a time, the reason is some hidden cause which, in the lack of any experience of the contrary, is not recognized, but then its discovery is brought about by Time, which they say is the father of every Truth.
[Tyranny kept the nobility humble]
It seems that in Rome after the Tarquins were driven out the people and the Senate were very closely united, and that the nobles had put away that pride of theirs and become democratic in spirit and could be tolerated by anyone however humble. This falsity was concealed and its cause was not seen as long as the Tarquins lived, for the nobility, fearing them and being afraid that the people, if treated badly, would not take their side, bore themselves kindly toward the people, but as soon as the Tarquins were dead and the fear the nobles felt had departed, they began to spit out against the people the poison they had kept in their breasts, and injured them in any way they could.
[ Necessity makes men good]
This thing bears testimony to what I have said above, that men never do anything good except by necessity, but where there is plenty of choice and excessive freedom is possible, everything is at once filled with confusion and disorder. Hence it is said that hunger and poverty make men industrious, and the laws make them good. And
202 DISCOURSES 1. J, 4
where without law a thing of itself works well, law is not necessary, but when such a good custom is lacking, at once law is necessary. Hence when the Tarquins were gone, who with fear of themselves had kept the nobility in check, Rome needed to think of a new arrangement that would have the same effect as the Tarquins had when they were alive. And therefore, after much confusion, uproar, and danger of civil war from the dissensions between the people and the nobility, they came, for the security of the people/ to the setting,, up of the Tribunes; and they established them with such position and such dignity that always thereafter they were middle…men be,, tween the people and the Senate, able to head off the arrogance of the nobles.
1. Livy 2. 33.
CHAPTER 4. THE DISCORD BETWEEN THE PEOPLE AND THE ROMAN SENA TE MADE THAT REPUBLIC FREE AND POWERFUL
[Good soldiers indicate good government]
I do not intend to omit the dissensions in Rome between the deaths of the Tarquins and the establishment of the Tribunes;1 then I shall bring up some things against the opinion of the many who say that Rome was a disorderly republic and so full of confusion that, if good Fortune and military vigor had not supplied her defects she would have been inferior to all other republics. I cannot deny that Fortune and the military system were sources of the Roman power; but it surely seems that these objectors do not realize that wherever there are good soldiers there must be good government,2 and it seldom happens that such a city does not also have good Fortune.
[ Roman dissensions not injurious]
But let us come to other details about this city. I say that those who condemn the dissensions between the nobility and the people seem to me to be finding fault with what as a first cause kept Rome free, and to be considering the quarrels and the noise that resulted from those dissensions rather than the good effects they brought
1. Livy 2. 7-32.
2. Good government precedes good military organization. See THE PRINCE 12, and n. 1.
about; they are not considering that in every republic there are two opposed factions, that of the people and that of the rich, and that all the laws made in favor ofliberty result from their discord. We easily see that this was true in Rome, because from the Tarquins to the Gracchi, more than three hundred years, the dissensions in Rome rarely caused ·exile and very rarely bloodshed. It is impossible, therefore, to pronounce these dissensions injurious, or a republic divided, which in so long a time sent into exile by reason of its disagreements not more than eight or ten citizens, put to death very few, and levied fines on not many more. Nor can a republic in any way reasonably be called unregulated where there are so many in,, stances of honorable conduct; for these good instances have their origin in good education; good education in good laws; good laws in those dissensions that many thoughtlessly condemn. For anyone who will properly examine their outcome will not find that they produced any exile or violence damaging to the common good, but rather laws and institutions conducive to public liberty.
[ The desires of free people not harmful]
And someone may say: such methods were unlawful and almost inhuman, for the people were shrieking against the Senate, the Senate against the people, there was disorderly running through the streets, locking of the shops, the people all leaving Rome-all which things strike with horror him who merely reads of them. But I reply that every city ought to have methods with which the people can express their ambition, and especially those cities that intend to make use of the people in important affairs. Among such methods, the city of Rome had this one: when the people wished to secure a law, either they did some one of the things I have mentioned or they did not consent to give their names for going to war, so that to soothe them it was necessary in some way to satisfy them. The aspirations of free peoples are seldom harmful to liberty, because they result either from oppression or from fear that there is going to be oppres.., sion. And whenever their beliefs are mistaken, there is the remedy of assemblies, in which some man of influence gets up and makes a speech showing them how they are deceiving themselves. And as Cicero says, the people, though they are ignorant, can grasp the truth, and yield easily when by a man worthy of trust they are told what is true.
DISCOURSES 1. 4, 5
[ Roman dissension protected liberty]
Men ought, then, to be more sparing in their blame for the Roman procedure, and to consider that all the many good effects the republic produced resulted from only the best causes. If these dissensions brought about the installation of the Tribunes, they deserve the greatest praise, for the reason that, besides giving its share to popular control, these officials were designed for the protection of Roman liberty, as will be shown in the following chapter.
CHAPTER 5. WHERE IS THE GUARDIAN., SHIP OF LIBERTY MOST SECURELY PLACED, IN THE PEOPLE OR IN THE GREAT? AND WHICH HAS MORE CAUSE TO RAISE A RIOT, HE WHO WISHES TO GAIN OR HE WHO WISHES TO KEEP l
[Sparta, Rome, Venice]
As to those who have prudently set up a republic, one of the most necessary things they have arranged has been to set up a guardian for liberty, and according as they have placed him well, that free government is more or less lasting. And because in every republic there are rich men and men of the people, there has been doubt in the hands of which of these the said guardianship is better placed. And among the Lacedaemonians and, in our day, among the Venetians, it has been put in the hands of the nobles. But among the Romans, it was put in the hands of the people. Therefore it is necessary to consider which of these republics made the better choice. And if one should follow out the reasons, there is something to be said on either side; but if one should examine their outcome, one would take the side of the nobles, because the liberty of Sparta and of Venice had a longer life than that of Rome. And coming to the reasons, I say, taking first the side of the Romans, that those should be put on guard over a thing who are least greedy to take possession of it. And without doubt, if one will look at the purpose of the nobles and of those who are not noble, there will be seen in the former great longing to rule, and in the latter merely longing not to be ruled, and as a consequence greater eagerness to live in freedom, since they can have less hope of taking possession of it than the great can. Hence,
if the common people are set up to guard liberty, it is reasonable that they will care for it better, and since they cannot seize it themselves, they will not allow others to seize it.
[The nobles in Sparta and Venice]
On the other hand, he who defends the Spartan and Venetian arrangement says that those who put the guardianship in the hands of the powerful do two good things: one is that they satisfy their ambition better, for, having a better share in the republic-since they have this club in their hands1-they have reason to be satisfied better; the other is that they take away from the restless spirits among the people a sort of authority that is the cause of numberless quarrels and troubles in a republic and likely to bring the nobility to a state of desperation that in time will bring forth evil effects. And they give as an example of this Rome herself, in which, because the Tribunes of the People had this authority in their hands, it was not enough for them to have one Consul who was plebeian, but they wanted both of them. After that, they wanted the censorship, the praetorship, and all the other offices in the city government. Nor was this enough for them, because, moved by the same madness, they were in time ready to idolize men whom they saw qualified to beat down the nobility. From this sprang the power of Marius and the ruin of Rome. And truly he who considers well one thing and the other may be in doubt which he would chose for the guardian.. ship of such liberty, not knowing which human tendency is more injurious to a republic, whether that which hopes to keep the position it has already gained or that which hopes to gain what it does not have. And in the end he who will keenly examine the whole will come to this conclusion about it: either you are talking of a republic that wishes to set up an empire, like Rome, or of one to which it is enough to maintain itself. In the first case it is necessary to do everything as Rome did; in the second, Venice and Sparta can be imitated, for the reasons and in the way the following chapter will tell.
[ Hope of gain and fear of loss]
But to turn to discussing what sort of men do more harm in a republic, those who hope to gain or those who fear to lose what they
1. Their club is governmental power.
DISCOURSES 1. 5, 6
have gained, I say that when Marcus Menenius had been made Dictator and Marcus Fulvius Master of the Horse, both of them plebeians, 2 in order that they might look into certain conspiracies that were made in Capua against Rome, the people gave them authority also to seek out anybody in Rome who through ambition and by irregular methods was exerting himself to obtain the con,, sulate and the other city offices. And since the nobility believed that such authority was given to the Dictator against them, they spread through Rome the idea that the nobles were not the ones who were seeking offices through ambition and by unlawful methods, but that men of low rank, not trusting in their blood and in their ability, were those who were seeking by unlawful methods to come to these positions; and especially they accused the Dictator. And so powerful was this accusation that Menenius, calling an assembly and complaining of the calumnies put on him by the nobles, laid down the dictatorship and submitted himself to any decision the people might make about him; and then, after his case had been considered, he was cleared. It was much disputed there who is more ambitious, he who wishes to keep or he who wishes to gain, because easily either passion can be the cause of very great disturbances.
[ The rich fear loss]
At any rate most of the time they are caused by those who already possess, because the fear of loss produces in them the same desires as exist in those who wish to gain, because it is generally held that a man is not in secure possession of what he has if he does not gain something new in addition. And, besides, there is this, that since they have great possessions, they can use greater power and greater force in causing revolutions. And there is still this besides, that their unrestrained and ambitious conduct kindles, in the breasts of those who do not possess, the wish to possess, either in order to get revenge on the rich by plundering them or in order to be able themselves to enter upon those riches and those offices that they see badly used by others.
2. Livy g. 26.
CHAPTER 6. WHETHER IT WAS POSSIBLE TO SET UP IN ROME A GOVERNMENT THAT COULD TAKEAWAY THE ENMITY BETWEEN THEPEOPLEANDTHESENATE
Wehave discussed above the results of the controversies between the people and the Senate. Now since these continued until the time of the Gracchi, when they caused the ruin of free government, one may wish that Rome could have produced the great results she did without there being such enmities within her. Therefore I have thought it useful to consider whether a government could have been organized in Rome able to dispose of those controversies. And if we are going to look into this, it is necessary to turn to those republics that without so many enmities and disturbances have been for a long time free, and to see of what sort their government was and whether it could have been introduced into Rome.
[ The Venetian government]
As an example among the ancients there is Sparta, among the moderns Venice-states I have named above. Sparta set up a king, with a small senate, to govern her. Venice has not divided control according to names,1 but under one appellation all those able to hold office are called gentlemen. This method was given to them by chance rather than by the prudence of those who gave them laws. For the reasons mentioned above, many inhabitants were brought together on those islands where the city now is; hence, when they had increased to such a number that, if they wished to live together, they needed to make themselves laws, they established a form of government. And as they often met in councils to deliberate about the city, when they saw that their numbers were sufficient for political organization, they closed the road to any share in their government against all those who might later come there to live. And in time, when the place had enough inhabitants outside the government to give reputation to those who governed, they called the latter gentle,. men and the others the people. It was possible for this form to originate and to keep going without rebellions because, when it originated, whoever then lived in Venice was included in the
1. There are no distinctions within the ruling class.
government, so that nobody could complain. Those who afterward came there to live, finding the administration solid and limited, had neither reason nor opportunity for rebelling. Reason there was not, because from them nothing had been taken. Opportunity there was not, because those who ruled held them in check and did not employ them in things through which they could seize authority. Besides this, those who later came to live in Venice were not many, nor were they so numerous that there was a disproportion between those who ruled and those who were ruled, for the number of the gentlemen is equal to theirs or is superior. Hence, for these reasons, Venice could organize that government and keep it united.
[ The government of Sparta]
Sparta, as I have said, was ruled by a king and a limited Senate. She maintained herself so long because-since there were few in,, habitants in Sparta and the road had been blocked against those who might have come there to live and the laws of Lycurgus (through which they removed all reasons for disturbances) were received with respect-they were able to live united a long time. For Lycurgus with his laws made in Sparta more equality of property and less equality of rank, so that there was equal poverty there, and the common people were less ambitious because the offices of the city were open to but few citizens and were kept entirely away from the common people; nor did the nobles by treating the people badly ever make them wish to hold the offices. This was the effect of the Spartan kings, who, being set up in that princedom and placed in the midst of that nobility, had no better means to hold their office firm than to keep the people secure from every injury. As a result, the people had no fear and did not desire authority. And not having authority and not being afraid, the strife they might have had with the nobility and the reason for rebellions were taken away; and they could live united for a long time. But there were two chief causes for this union: one was that the inhabitants of Sparta were few, and for this reason they could be governed by a few; the other was that, since they did not receive foreigners into their state, they did not have occasion either to be corrupted or to increase so much that the government was too heavy a weight for the few who ruled her.
[Expansion demands popular participation)· a choice of evils]
So considering all these things, we see that Rome’s lawgivers needed to do one of two things if Rome was to remain quiet like the republics mentioned above: either not to make use of the populace in war, like the Venetians, or not to open the way to foreigners, like the Spartans. Yet they did both of these. This gave the people power and increase in numbers and countless reasons for rioting. But if the Roman state had become quieter, this difficulty would have followed, namely, that it would also have been weaker, be,,
cause the way to come to the greatness it reached would have been cut off from it. Hence, if Rome had planned to take away the causes of riot, it would also have taken away the causes of growth. And in all human affairs he who examines them well will see this: that one difficulty cannot be removed without another’s coming up. So then, if you try to make a people so numerous and so well..armed that it can produce a great empire, you make it such that you cannot manage it as you wish. If you keep it either small or unarmed, so that you can manage it, when you gain territory you cannot hold it, or your state becomes so weak that you are the prey of whoever assails you. Hence in all our thinking we must consider where the fewest inconveniences are and take that for the best decision, because what is entirely clear, entirely without uncertainty, is never found. Rome, then, like Sparta, might have established a prince for life, might have established a small senate. But she could not, like Sparta, prohibit any increase in the number of her citizens, if she were going to build a great empire. In her situation the king for life and the small numbers of the senate would in the matter of union have helped her little.
[The small state]
If anyone sets out, therefore, to organize a state from the be,, ginning, he needs to examine whether he wishes it to expand like Rome, in dominion and power, or whether it is to remain within narrow limits. In the first case, it is necessary to organize it like Rome and to give scope to disturbances and discords among the inhabitants, as well as one can, because without a large number of men, and well armed, a republic never can grow larger, or, if it does grow larger, never can maintain itself. In the second case, you can
organize it like Sparta and like Venice. But because expansion is the poison of such republics, he who organizes them ought in all possible ways to prohibit their making conquests, because such conquests, based on a weak state, are its total ruin. So it happened to Sparta and to Venice. The first of these, having subjugated almost all Greece, revealed upon a very slight occasion her weak foundation, because, when other cities rebelled after the rebellion of Thebes led by Pelopidas, that state completely collapsed. Likewise, Venice, having taken possession of a large part of Italy, for the most part not with war but with money and with craft, when she had to make a test of her forces lost everything in one battle.2 I am sure that the method for making a city that will last a long time is to organize her internally like Sparta or Venice, and to put her in a place naturally strong and so fortified that no one will believe he can quickly conquer her. Yet on the other hand she should not be so large as to give reason for fear to her neighbors. Thus she might enjoy her independence for a long time; for war is made on a city for two reasons: one, to become her master; the second, for fear she may conquer you. The method just mentioned almost entirely removes these two causes. Because this city is hard to attack, as I assume she is, being well prepared for defense, seldom or never will conditions be such that somebody will plan to conquer her. If she remains within her boundaries, and experience shows her without ambition, never will anyone through fear for himself make war on her. And such fear will be the less likely if her constitution or law forbids her to grow greater. Without doubt, I believe, if affairs could be kept balanced in this way, they would produce the true good government and the true calm of a city.
[ Government adapted to change]
But since all human affairs are in motion and cannot remain fixed, they must needs rise up or sink down; to many things to which reason does not bring you, you are brought by necessity. Hence, if a republic is so organized that she is adapted to main,, taining herself provided she does not grow, and necessity then forces her to grow, the process will remove her foundations and make her fall more speedily. Thus, on the other side, if Heaven is so kind to her that she does not have to make war, the effect might be that ease
2. Cf PRINCE 12; HISTORY OF FLORENCE 1. 29.
would make her effeminate or divided; these two things together, or either one alone, would cause her ruin. Therefore, since I believe it impossible to balance these affairs or to keep exactly this middle way, it is essential in organizing cities to think of the most honorable courses, and to organize them in such a way that if necessity causes them to grow, they can keep what they have taken.
[ The Roman method the best]
To return to the beginning of our discussion, then, I believe the Roman method must be followed, and not that of the other states, because to find a course half way between one and the other I believe not possible. Those enmities rising between the people and Senate must be borne, being taken as an evil necessary to the attainment of Roman greatness. Besides the other reasons I brought forward when I showed the authority of the Senate necessary as a guard for liberty, I easily observe the benefit a republic gains from the right to make charges. This among other rights was entrusted to the Trib., unes, as I shall show in the following chapter.
CHAPTER 7. IN A REPUBLIC THE RIGHT TO BRING CHARGES IS ESSENTIAL TO KEEPING HER FREE
Those who are set up in a city to guard her liberty can receive no more useful or necessary authority than the power to bring before the people, or before some magistrate or council, charges against citizens who in any way sin against free government. This arrangement has two effects very valuable to a republic. The first is that the citizens, for fear of being accused, do not attempt things against the state; and if they do attempt them, they are put down instantly and without favor. The other effect is that it provides an outlet for the discharge of those partisan hatreds that develop in cities in various ways against various citizens. When these hatreds do not have an outlet for dis., charging themselves lawfully, they take unlawful ways that make the whole republic fall. Therefore nothing makes a republic so firm and solid as to give her such an organization that the laws provide a way for the discharge of the partisan hatreds that agitate her.
[ The people hated Coriolanus]
This appears in many examples and especially in that of Corio1 lanus, brought up by Titus Livius,1 who says that the Roman nobles were irritated against the plebeians because they thought the people had too much authority as a result of the creation of the Tribunes who were to defend them and that there happened to be a great scarcity of food in Rome, and the Senate had sent to Sicily for grain. Coriolanus, an enemy to the popular party, advised that the time had come when the Senate, keeping the people hungry by with1 holding the grain, could punish the people and take from them the authority they had grasped to the injury of the nobility. When this opinion reached the ears of the people, they became so resentful against Coriolanus that, when he left the Senate, the mob would have killed him if the Tribunes had not cited him to appear to defend his case.
[ Private revenge ruins states]
This happening illustrates what I said above, namely that it is useful and necessary for republics with their laws to provide an outlet by which the masses can discharge the anger they have formed against a single citizen. Because when there are no lawful methods, unlawful ones are resorted to; and without doubt the latter produce much worse effects than do the former. Because if a citizen is op1 pressed by lawful means, even though injury is done to him, little or no disorder in the republic comes of it, because the action is carried on without private forces and without foreign forces, which are the ones that ruin free government. But if they are done with public forces and means, which have their definite limits, they do not go on to something that may destroy the republic. And as to corroborating this opinion with examples, I think this of Coriolanus is enough from the ancients. Each one may observe from it how much ill for the Roman republic would have resulted if he had been killed by a mob, because thereby injury would have been done by individuals to individuals. Such injury produces fear; fear seeks for defense; for defense partisans are obtained; from partisans rise parties in states; from parties their ruin. But since the affair was managed by one
1. Livy 2. 34-35.
who had authority over it, all those ills were avoided that might have arisen if it had been managed with private power.
[Florentine instances: Francesco Valori]
We have seen in our times how much rebellion there has been in the republic of Florence because the multitude could not give vent to its rage against one of the citizens in a lawful way. There was such an event in the time when Francesco V alori was as it were prince of the city. By many he was thought ambitious and a man who with his rashness and his courage would try to rise above lawful govern.. ment, and there was not in the republic any way by which he could be resisted, except by a party opposed to his. The result, since he had fear only of measures that were unlawful, was that he gathered partisans who would defend him. On the other side, since those who opposed him had no lawful way in which to repress him, they turned their attention to ways that were unlawful; thus they resorted to arms. And ifhe could have been opposed lawfully, his authority would have been destroyed with damage to him alone, but when he had to be destroyed unlawfully, the result was damage not merely to him but to many other noble citizens.
[Fiero Soderini]
In support of the conclusion stated above, I further allege what happened also in Florence in the case of Piero Soderini-all of which went on because in that republic there was no method for bringing charges against the ambition of powerful citizens. In any republic to bring a charge against a powerful man before eight judges is not enough. It is essential that the judges be many, because a few always act in the normal method of a few. At any rate, if such methods had existed in Florence, either the citizens would have brought charges against him, ifhe was acting wickedly, and by such means would have vented their rage without bringing in the Spanish army, or ifhe was not acting wickedly, they would not have dared to work against him for fear of being accused themselves. So in either case the impulse2 that caused the dissension would have disappeared.
2. The impulse to express wrath against an ambitious citizen.
[ The danger of foreign arms in domestic quarrels]
At least this conclusion can be drawn: Whenever outside forces are summoned by one party of men that live in a city, her bad constitution is evidently the cause, since inside her wall she has no method by which, without unlawful measures, the malignant hu.. mors that spring up in men can find vent. This is fully provided against by arranging there for the bringing of charges before a large number of judges, and by giving those judges high standing. These methods were so well arranged in Rome that, in the many quarrels between the people and the Senate, neither the Senate nor the people nor any individual citizen planned to avail himself of foreign arms because, having a remedy at home, they were not obliged to go outside for one.
[ A Roman instance]
And though the examples given above are enough to prove it, nonetheless, I wish to add another, related by Titus Livius in his History.3 He tells how in Chiusi, a city in those times very important in Tuscany, a sister of Aruns was violated by a certain Lucumo, and when Aruns could not avenge himself because of the power of the violator, he went to the French, who then were ruling in the region that today is called Lombardy, and he encouraged them to come in arms to Chiusi, showing them that with benefit to themselves they could avenge for him the injury he had received. But if Aruns had seen that he could avenge himself according to the institutions of the city, he would not have sought the forces of the barbarians. But as such bringing of charges is valuable in a republic, so slanders are without value and harmful, as we shall show in the discussion in the following chapter.
3· Livy 5· 33·
CHAPTER 8. SLANDERS ARE AS DAMAG.. ING TO A REPUBLIC AS THE BRING.. ING OF CHARGES IS VALUABLE
[Manlius slanders Camillus]
Notwithstanding that the valor ofFurius Camillus, when he had freed Rome from the oppression of the French, made all the Roman
citizens defer to him without thinking that reputation or rank was taken from them-in spite of this, Manlius Capitolinus could not endure having so much honor and so much glory attributed to him, since it was his own belief that, as to the safety of Rome, he himself had by saving the Capitol deserved as much as Camillus, and that in other soldierly merits he was not inferior to him. Hence, overcome with envy, unable to remain quiet because of the other’s fame and without possibility of sowing discord among the Fathers, he turned to the people and sowed various dangerous ideas among them. And among other things he said that the treasure gathered to give to the French, and then not given to them, had been taken for themselves by individual citizens, and if it could be recovered, it could be turned to the public benefit, relieving the people of taxes or of private debts. These words were very powerful with the people, causing them to hold gatherings and freely to make many disturbances in the city. Since this matter displeased the Senate and seemed to them serious and dangerous, they appointed a Dictator to look into the business and check Manlius’ fury. As a result the Dictator had him at once cited, and the two appeared in public confronting one another-the Dictator in the midst of the nobles and Manlius in the midst of the plebeians. Manlius was asked whom he could mention who had this treasure that he talked of, because the Senate was as eager to know of it as were the people. To this Manlius did not answer specifically, but kept evading them and saying that it was not necessary to tell them what they knew. As a result the Dictator had him put in prison.r
[ Slanders must be dealt with by law]
It can be learned from this passage how detestable slanders are in free cities and in every other kind of community, and how, to repress them, no plan that fits the conditions should be neglected. Nor can there be a better plan for getting rid of them than to give enough openings for bringing charges, because however much lawful charges help republics, so much do slanders hurt them. And from the one side to the other, there is this difference, that slanders have no need of a witness or of any other particular information to prove them, so that anybody can be slandered by anyone; but not everybody can be subjected to legal charges, since such charges need true information
1. Livy 6. 11, 15-16.
and circumstances that show the truth of the accusation. Men are charged with offenses before the magistrates, the people, the councils; they are slandered in the public squares and the arcades. This method of slander is used most where that of lawful charges is used least and where cities are least organized to deal with them. Hence the organizer of a republic ought to arrange that charges can be brought against any citizen in it, without any fear or without any hesitation. And when a charge has been made and well investigated, slanderers should be severely punished. They cannot complain when they are punished, since places are open for hearing com,. plaints against those whom they slander in the public arcades. And where this matter is not well arranged, there always follow great disorders, because slanders irritate but do not punish the citizens. And those who are irritated think of avenging themselves, rather hating than fearing the things that are said against them.
[How slanders injured Florence]
This matter, as has been said, was well arranged in Rome, and has always been badly arranged in our city of Florence. And as in Rome this provision did much good, in Florence this lack of pro,. vision did much harm. And he who reads the history of this city will see how many slanders have at all times been uttered against citizens who have been employed in its important affairs. Of one it has been said that he stole public money; of another that he did not succeed in an undertaking because he was bribed; and that this other because of his ambition committed this or that improper action. From whence it came that on every side hate sprang up; hate went on to divisions; from divisions to parties; from parties to ruin. But if there had been in Florence an arrangement for bringing charges against citizens and punishing slanderers, countless troubles would not have followed that did follow. For those citizens, whether they had been condemned or acquitted, could not have harmed the city and would have been legally accused much less often than they have been slandered, since, as I have said, it is not so easy to accuse formally as to slander someone.
And chief among the things that a citizen is likely to employ in becoming great, are these slanders. TWhen directed against powerful citizens who oppose themselves to his thirst for power, they are much to his advantage, because, by taking the side of the popular party and
confirming its low opinion of its opponents, he makes it friendly to himself.
[Giovanni Guicciardini slandered in Florence]
And though I might bring forward many examples, I intend to be content with only one. The Florentine army was besieging Lucca, commanded by Messer Giovanni Guicciardini, its com,. missioner. As a result either of his bad arrangements or of his bad fortune, the city was not captured. At any rate, however the thing was, Messer Giovanni was blamed, since it was said that he had been bribed by the Lucchese. This slander, being encouraged by his enemies, brought Messer Giovanni almost to complete despair. And though to clear himself he wished to be put in the hands of the Captain, nevertheless he was never able to clear himself because there were no methods in that republic by which he could do it. The affair caused great indignation among Messer Giovanni’s friends, who formed the majority of the rich and were among the number hoping to cause revolution in Florence. For this and similar reasons, the trouble grew so great that it caused the ruin of that republic. Manlius Capitolinus, then, was a slanderer and not a lawful accuser. In this very case the Romans showed how slanderers
should be punished. They must be obliged to make charges ao
cording to law. If a charge turns out true, they must be rewarded, or at least not punished; when it turns out untrue, they must be punished as Manlius was punished.
CHAPTER 9. A MAN MUST BE ALONE IF HE IS TO ORGANIZE A REPUBLIC AFRESH OR REMODEL HER WITH COM… PLETE ANNULMENT OF HER OLD LAWS
[The murder committed by Romulus]
Perhaps some will think I have run too far along in Roman history without making any mention of the founders of that republic or of the ordinances that concern religion or military affairs. There… tore, since I do not wish to hold in suspense the minds of those who want to know something about these matters, I say that many will perhaps think it a bad example that the founder of a state, such as
DISCOURSES 1. 9
Romulus, should first have killed his brother, and then have been a party to the death of Titus Tatius the Sabine,1 who was his partner in authority. From this they infer that the citizens, in ambition and wish to rule, might follow their prince’s example in attacking those who opposed their authority. This opinion would be true if the purpose causing him to commit such a murder were not regarded.
[ A state can be founded by one man only]
This we must take as a general rule: seldom or never is any republic or kingdom organized well from the beginning, or totally made over, without respect for its old laws, except when organized by one man. Still more, it is necessary that one man alone give the method and that from his mind proceed all such organization. Therefore a prudent organizer of a republic and one whose intention is to advance not his own interests but the general good, not his own posterity but the common fatherland, ought to strive to have authority all to himsel( Nor will a prudent intellect ever censure anyone for any unlawful action used in organizing a kingdom or setting up a republic. It is at any rate fitting that though the deed accuses him, the result should excuse him; and when it is good, like that of Romulus, it will always excuse him, because he who is violent to destroy, not he who is violent to restore, ought to be censured.
[ The wise founder prepares for the future]
He ought, moreover, to be so prudent and high,.minded that he will not leave to another as a heritage the authority he has seized, because, since men are more prone to evil than to good, his successor might use ambitiously what he had used nobly. Besides this, though one alone is suited for organizing, the government organized is not going to last long if resting on the shoulders of only one; but it is indeed lasting when it is left to the care of many, and when its maintenance rests upon many. The reason is that just as a large number are not suited to organize a government, because they do not understand what is good for it on account of their diverse opinions, so after they become familiar with it they do not agree to abandon it. And that Romulus was among those, that he deserved excuse for the death of his brother and his companion, and that what he did was done for the common good and not for his own ambition, is
1. Livy 1. 7, 14.
shown by his immediate organization of a Senate, with which he could consult and according to the opinion of which he would decide. And he who will consider well the authority that Romulus reserved for himself will see that nothing was reserved except the command of the armies, when war was decided on, and the power to assemble the Senate. This appeared later, when Rome became free through the expulsion of the Tarquins, when the Romans changed no arrangement from the past except that, in place of a king for life, there were two annual consuls. This testifies that all the first arrangements for that city were more in conformity with a con”‘ stitution free and according to law than with one that was absolute and tyrannical.
[Wise founders: Moses, Solon, Lycurgus, Cleomenes]
In support of what I have written above, I could give countless examples, such as Moses, Lycurgus, Solon, and other founders of kingdoms and republics, who, because they appropriated to them… selves sole power, could form laws adapted to the common good. But I wish to pass them by, as things that are known. I shall bring forward only one, not so celebrated, but worth considering by those who wish to be framers of good laws. This is that when Agis king of Sparta wished to bring the Spartans back within the boundaries that the laws of Lycurgus had marked off (since it appeared to him that because they had deviated from them, his city had lost much of her former energy, and consequently of her power and her authority), almost at his beginning he was killed by the Spartan Ephors, as a man who wished to seize the tyranny. But when Cleomenes came after him in the kingdom, and there grew up in him the same wish (as a result of the memorials and writings of Agis that he found, where it appeared of what sort his mind and intention were), he knew that he could not do this good to his fatherland if he did not become the only one in authority, since he saw that on account of the ambition of men he could not do good to the many against the will of the few. And he took a convenient chance and killed all the Ephors and everyone else who could oppose him; then he wholly restored the laws of Lycurgus. This decision might have been enough to make Sparta rise up again and to give Cleomenes such a reputation as Lycurgus had, if it had not been for the power of the Macedonians and the weakness of the other Greek states. But when
220 DISCOURSES 1. 9, 1 O
after such organizing he was attacked by the Macedonians, being inferior in strength when alone and not having anybody from whom he could get help, he was conquered. So his plan, though suitable and praiseworthy, was not carried out.
Considering all these things, then, I conclude that to found a state it is necessary to be alone; and Romulus deserves excuse and not blame for the death of Remus and of Titus Tatius.
CHAPTER 10. THE FOUNDERS OF A TYRAN. NY ARE AS DESERVING OF CENSURE AS THOSE OF A REPUBLIC OR A KINGDOM ARE DESERVING OF FAME
[The tyrant is deceived by false glory]
Among all famous men those are most famous who have been heads and organizers of religions. Next after them are those who have founded either republics or kingdoms. After these, they are famous who, when set over armies, have enlarged their own domin… ion or that of their native land. Next to these are put men of letters. And because these are of many kinds, they are famed, each one of them, according to his rank. To various other men, the number of whom is countless, is given some measure of praise brought by their profession or their occupation. On the contrary, those men are infamous and detestable who have been destroyers of religions, squanderers of kingdoms and republics, enemies of virtue, ofletters, and of every other art that brings gain and honor to the human race, such as the impious, the violent, the ignorant, the no…account, the lazy, the cowardly. And no one will ever be so foolish or so wise, so bad or so good, that, if there is put before him the choice between the two kinds of men, he will not praise what is to be praised and blame what is to be blamed. Yet in the end, almost all, deceived by a false good and a false glory, allow themselves to go, either willingly or ignorantly, into the positions of those who deserve more blame than praise. And though able, to their perpetual honor, to set up a republic or a kingdom, they turn to a tyranny. Nor do they realize how much fame, how much glory, how much honor, security, quiet, along with satisfaction of mind, they abandon by this decision,
and into what great infamy, censure, blame, peril, and disquiet they run.
[History condemns the tyrant]
And it is impossible that those who live in private stations in a republic or who through fortune or through ability become princes of it, if they read histories and get profit from the records of ancient things, should not wish as private citizens to live in their fatherland as Scipios rather than as Caesars, and those who are princes as Agesilauses, Timoleons, Dions, rather than as Nabises, Phalarises, and Dionysiuses, because they will see that the latter are censured to the utmost and the former exceedingly praised. They will see also that Timoleon and the others did not have in their native cities less authority than did Dionysius and Phalaris, and will see that by far they had more security.
[ Historians did not speak sincerely of Caesar]
Nor should anyone be deceived by the glory of Caesar, on seeing him especially celebrated by the historians, for those who praise him are bribed by his fortune and awed by the long duration of the Empire, which, being ruled under his name, did not allow writers to speak freely of him. But a reader wishing to know what free historians would say of Caesar may see what they say of Catiline, for Caesar is so much the more blameworthy in proportion as one is more to blame who has done evil than one who has intended to do it. Let a reader observe too with what great praises they laud Brutus, as though, unable to blame Caesar because of his power, they laud his enemy.1
[ The good ruler is defended by the love of the people]
Let any man who has become prince in a republic consider also how much more praise those emperors deserved, after Rome had become an empire, who lived according to the laws and as good princes than did those who lived in the opposite way. And he will see how Titus, Nerva, Trajan, Adrian, Antoninus, and Marcus did not need the praetorian soldiers nor the multitude of the legions to defend them, because their qualities, the good will of the people, the
1. Cf. Machiavelli’s own method in writing about the Medici {HISTORY OF FLORENCE,
introductory note).
222 DISCOURSES 1. 1 o, 11
love of the Senate defended them. The prince will see also that for Caligula, Nero, Vitellius, and many other wicked emperors, the eastern and the western armies were not enough to protect them from those enemies which their evil habits, their vile lives had produced for them. And if the history of these emperors is well pondered, it is a sufficient body of instruction for any prince, to show him the way to glory or to censure and to security or to fear. Because, of twenty…six emperors between Caesar and Maximinus, sixteen were killed, ten died normal deaths. And if any one of those who were killed was good, as were Galba and Pertinax, he was killed by the corruption his predecessor had left among the soldiers. And if among those who died normally there was a wicked ruler, like Severus, it can be explained by his very great good fortune and ability-two things that few men have as companions. A prince will see also, through the reading of this history, how he can organize a good kingdom. For all the emperors who succeeded to the empire through heredity, except Titus, were bad; those through adoption were all good, as were those five from Nerva to Marcus; and when the empire was left to heirs, it went back to confusion.
[ The world under good and under bad government]
Let a prince put before himself, then, the times from Nerva to Marcus and compare them with those that went before and those that came later, and then choose in which he would like to be born or over which he would like to be put in charge. In those governed by good emperors, he will see a prince secure in the midst of his secure citizens, the world full of peace and justice; he will see the Senate with its authority, the magistrates with their honors, the rich citizens enjoying their riches, nobility and virtue exalted; he will see the utmost tranquillity and the utmost good, and on the other side all hatred, all license, corruption, and ambition wiped out; he will see golden days, in which every man can hold and defend what opinion he wishes. He will see, in short, the world rejoicing, the prince satisfied with respect and glory, the people with love and security. If then he considers with care the times of the other emperors, he will see them savage through wars, at variance through seditions, cruel in peace and in war, many princes slain with steel, many civil wars, many foreign ones, Italy affiicted and full of hitherto unknown mis… fortunes, the cities of that land destroyed and sacked. He will see
Rome burned, the Capitol laid waste by her own citizens, the ancient temples desolate, their ceremonies corrupted, the city full of adulteries; he will see the waters covered with exiles, the islands full of blood. He will see enacted in Rome countless cruelties, while nobility, riches, past honors, and above all virtue, are counted capital sins. He will see false accusers rewarded, servants bribed against their masters, freedmen against their former owners, and those who have no enemies oppressed by their friends. Then he will understand very well what great obligations Rome, Italy, and the world owe to Caesar.
[ The ruler’s true glory]
Without doubt, if a prince is of human birth, he will be fright,, ened away from any imitation of wicked times and will be fired with an immense eagerness to follow the ways of good ones. Truly if a prince is seeking glory in the world, he should wish to possess a corrupt city, not to ruin it wholly like Caesar but to reform it like Romulus. Truly the heavens cannot give a greater opportunity for glory, nor can men desire a greater. If indeed for the sake of or,, ganizing a city well, the princedom had to be laid down, a man who refused to organize her, to avoid falling from that position, would deserve some excuse; but if he could keep his princedom and or,, ganize her, he would deserve no excuse. In short, then, those to whom the Heavens give such an occasion should observe that two roads are put before them: one makes their lives secure and after death renders them famous; the other makes them live in continual anxieties and after death leave an ill repute that never ends.
CHAPTER 11. ROMAN RELIGION
[Respect for religion]
Though Rome had Romulus as her first lawgiver, and as a daughter must acknowledge that she owed him her birth and her education, nevertheless, since the Heavens judged that the laws of Romulus would not be sufficient for so great an empire, they inspired the Roman Senate to choose Numa Pompilius as Romulus’ succes,, sor, so that Numa might establish the things he had omitted. The latter, finding a very savage people and wishing to bring it to obey
224 DISCOURSES 1. 11
the laws by means of the arts of peace, turned to religion as something altogether necessary if he wished to maintain a well.,ordered state. And he established it in such a way that for many ages there was never so much fear of God as in that republic; this facilitated what,, ever undertaking the Senate or those great men of Rome planned to carry on. And he who will go over countless actions both of the people of Rome altogether and of many of the Romans for them,, selves, will see that these citizens feared much more to break an oath than to break the laws, since they respected the power of God more than that of men.
[Instances of Roman respect for religion]
This is made clear by the examples of Scipio and of Manlius Torquatus.1 After Hannibal defeated the Romans at Cannae, many citizens met together who, despairing of their native land, agreed to abandon Italy and go to Sicily. Scipio, hearing of this, went to them and, with his naked sword in his hand, forced them to swear not to abandon their native land. Lucius Manlius, father of Titus Man,, lius, who was later called Torquatus, was accused of crime by Marcus Pomponius, Tribune of the People; but before the day of the trial came, Titus went to Marcus and, threatening to kill him if he did not swear to withdraw the accusation against his father, forced him to the oath; so he, having sworn through fear, withdrew the accusation. Thus those citizens whom love of their country and its laws did not keep in Italy were kept by an oath that they were forced to take. And that Tribune laid aside his hate for the father, the injury that the son had done him, and his own honor, to obey the oath he had taken. This came from nothing else than the religion Numa had brought into that city.
[ Numa’ s use of religion in government]
Thus he who examines Roman history well sees how helpful religion was in controlling the armies, in inspiring the people, in keeping men good, in making the wicked ashamed. Hence if there should be a debate on the prince to whom Rome was most under obligation, whether Romulus or Numa, I believe that Numa would sooner get the first place. Because where there is religion, it is easy to bring in arms; but where there are arms and not religion, only with
1. Livy 22. 53; 7. 4-5.
difficulty can the latter be brought in. We see that Romulus, in establishing the Senate and making other civil and military pro.., visions, had no need for the authority of God. Yet it was necessary to Numa, who pretended he was intimate with a nymph who advised him about what he was going to advise the people.2 He did so because he planned to introduce new and unwonted laws into the city, but feared that his own authority would not be enough.
[The reformer has recourse to God]
And truly no one who did not have recourse to God ever gave to a people unusual laws, because without that they would not be accepted. Because many good things are known to a prudent man that are not in themselves so plainly rational that others can be persuaded of them. Therefore wise men, who wish to remove this difficulty, have recourse to God. So Lycurgus did, so Solon, so many others who have had the same purpose as they did. Aston… ished, then, at Numa’s goodness and prudence, the Roman people yielded to his every decision. To be sure, it is true that since those times were very religious and those men with whom he had to labor were untaught, he found it very easy to carry out his designs, since he was able easily to stamp on them any new form whatever. And without doubt anyone who at present wishes to build a state will find it easier among mountaineers, where there is no culture, than among those who are used to living in cities, where culture is corrupt. And a sculptor will more easily get a beautiful statue out of a rough piece of marble than from one badly blocked out by someone else.
[ Either a strong prince or religion; a wise prince provides against weak successors]
Having considered everything, then, I conclude that the religion introduced by Numa was among the chief reasons for the prosperity of that city. Because religion caused good laws; good laws make good fortune; and from good fortune came the happy results of the city’s endeavors. And as the observance of religious teaching brings about the greatness of states, so contempt for it brings about their ruin. Because, where fear of God is lacking, it is necessary either that a kingdom fall or that it be sustained by fear of a prince which atones for what is missing in religion. And because princes are
z. Livy 1. 19.
DISCOURSES 1, 11, 12
short…lived, it is probable that a kingdom will quickly fail just as the strength and wisdom of the prince fails. Hence it comes about that kingdoms depending on the vigor of one man alone are not very lasting because that vigor departs with the life of the man, and seldom is it restored in the course of heredity, as Dante prudently says:
Seldom does human probity move out along the branches; and this is the will of Him who gives it, that it may get its name from Him.3
It is not, then, the salvation of a republic or a kingdom to have a prince who will rule prudently while he lives, but to have one who will so organize it that even after he dies it can be maintained. And though rude men are more easily won over to a new order or opinion, it is still not for that reason impossible to win over to it also cultured men and those who assume they are not rude. The people of Florence do not suppose themselves either ignorant or rude; neverthe, less they were persuaded by Brother Girolamo Savonarola that he spoke with God. I do not intend to decide whether it was true or not, because so great a man ought to be spoken of with reverence, but I do say that countless numbers believed him without having seen anything extraordinary to make them believe him, because his life, his teaching, the affairs he dealt with were enough to make them lend him faith. No one therefore should fear that he cannot carry out what has been carried out by others, because, as I said in the preface, men are born, live and die, always, with one and the same nature.
3· PURGATORIO 7· 121-3: not exact.
CHAPTER 12. HOW IMPORTANT IT IS TO TAKE ACCOUNT OF RELIGION, AND HOW ITALY, HAVING BEEN WITHOUT IT BECAUSE OF THE ROMAN CHURCH, IS RUINED
[The pagan oracles]
Those princes or those republics that wish to keep themselves uncorrupted must above everything else keep the ceremonies of their religion uncorrupted and hold them always in respect, because one can have no better indication of the ruin of a country than to see divine worship little valued. This is easy to understand if it is known
on what the religion of a man’s birthplace is founded, because the life of every religion has its foundation in some chief usage of its own. The life of the heathen religion was founded on the responses of the oracles and on the cult of diviners and augurs. All their other ceremonies, sacrifices and rites depended on these, because they easily believed that any god who was able to foretell your future good and your future ill was also able to grant it to you. From these came the temples, from these the sacrifices, from these the supplications and every other ceremony in showing them respect; through these came the oracle of Delphi, the temple of Jupiter Ammon, and other famous oracles, which filled the world with admiration and devo,, tion. Then when these turned to speaking so as to please the powerful, and their falsehood was discovered by the people, men became unbelieving and ready to upset any good custom whatever. It is the duty, then, of the rulers of a republic or of a kingdom to preserve the foundations of the religion they hold. If they do this, it will be an easy thing for them to keep their state religious, and consequently good and united. Also whatever comes up in favor of religion, even though they think it false, they are to accept and magnify. And so much the more they are going to do it as they are more prudent and as they have better understanding of natural things.
[ Pagan miracles]
And because this method has been followed by wise men, there has risen from it the belief in miracles, which are celebrated even in false religions. Because whatever the beginning in which they originate, they are magnified by the prudent, whose authority then gains them credit with everybody. Of these miracles there were at Rome a great many. Among them was this: As the Roman soldiers were sacking the city of the Veientians, some of them went into the temple of Juno, and when they approached her statue and said, “Do you wish to come to Rome?” (Livy 5. 22), one thought he saw her nod and another that she said “Yes.” Because, since these men were full of religion (which Livy makes plain because, on entering the temple, they entered it without disorder, all devout and full of reverence), they believed they heard the reply to their question which perhaps they expected. Camillus and the other chief men of the city in every way favored and magnified this opinion and belie£
DISCOURSES 1. 12, 1J
[ Christianity has degenerated]
If religion of this sort had been kept up among the princes of Christendom, in the form in which its giver founded it, Christian states and republics would be more united, much more happy than they are. Nor can a better estimate of its decline be made than by seeing that those peoples who are nearest to the Roman Church, the head of our religion, have least religion. And he who considers its foundations and sees how different its present habit is from them, will conclude that near at hand, beyond doubt, is its fall or its punishment.
[ The Church has harmed Italy]
And because many are of the opinion that the well,being of the cities of Italy comes from the Roman Church, I am going, in op, position to this, to discuss some reasons that occur to me. And I shall bring forward two very strong ones that, as I think, are not to be refuted. The first is that through the bad examples of that court this land has lost all piety and all religion. This brings about countless evils and countless disorders, because, just as we assume everything good where we find religion, so when it is lacking we assume the contrary.
[ The Church keeps Italy divided]
We Italians, then, have as our first debt to the Church and to the priests that we have become without religion and wicked. But we have one still greater, which is the second reason for our ruin: this is that the Church has kept and still keeps this region divided. And truly no region is ever united or happy if all of it is not under the sway of one republic or one prince, as happened to France and to Spain. The reason why Italy is not in that same condition and why she too does not have one republic or one prince to govern her is the Church alone; because, though she has dwelt there and possessed temporal power, she has not been so strong or of such ability that she could grasp sole authority in Italy and make herself ruler of the country. Yet on the other hand she has not been so weak that, when she feared to lose dominion over her temporal possessions, she could not summon a powerful man to defend her against anyone who in Italy had become too powerful. In ancient times there were many instances of this, as when by means of Charlemagne she drove out
the Lombards, who were then almost masters of all Italy, and when in our times she took away the power of the Venetians with the help of France; then she drove out the French with the aid of the Swiss.
[ The Church brought the barbarians into Italy]
Since, then, the Church has not been powerful enough to take possession ofltaly and has not permitted any other to possess it, she is the cause why the land has been unable to unite under one head. But Italy has been under many princes and lords, who have brought about the great disunion and the great weakness that have made her the prey not merely of powerful barbarians but of whoever assails her. For this we Italians are indebted to the Church and not to any other. And he who would like by sure test to see the truth more plainly would need to be of such power that he could send the Roman court, with all the influence it has in Italy, to live in the cities of the Swiss, who are today the only people who, in respect to both religion and military usages, live as did the ancients. And he would see that in a short time the evil habits of that court would do more to break down law and order in that region than any other event which at any time could occur there.
CHAPTER 13. HOW THE ROMANS MADE USE OF RELIGION IN REORGANIZING THEIR CITY AND CARRYING ON THEIR ENTERPRISES AND STOPPING RIOTS
[Religion used in managing the plebeians]
I think it not beside the point to bring forward some instances in which the Romans made use of religion in reorganizing their city and carrying on their enterprises. And though there are many of them in Titus Livius, still I intend to be satisfied with the following.r After the Roman people had chosen Tribunes of consular power who, with one exception, were all plebeians, that same year there was pestilence and famine, and certain marvelous signs appeared. In the next choice of Tribunes, the nobility used the opportunity afforded by these portents, saying that the gods were angered be.. cause Rome had used badly the majesty of her power, and that
1. Livy 5. 13-16; 3. 10, 15.
there was no other device for placating the gods than to put the selection of Tribunes back where it had been before. The result was that the people, terrified by this resort to religion, chose only nobles as Tribunes.
[ A complacent oracle]
It can also be seen in the conquest of the city of the Veientians how the generals of the armies employed religion to keep the people intent on an undertaking. For when that year Lake Albanus rose greatly, and the Roman soldiers were tired by the long siege and wished to return to Rome, the Romans found that Apollo and certain other responses2 said that the city of the V eientians would be taken in the year when Lake Albanus overflowed its banks. This thing made the soldiers bear the hardships of the siege, caught by this hope of taking the city, and they were willing to continue with the enterprise until Camillus, being made Dictator, captured that city afier it had been besieged for ten years. And so religion, well used, aided both in the taking of that city and in the restoration of the tribunate to the nobility, though without the said means, it would have been difficult to carry out either of them.
[ The Senate uses religion against the Tribunes]
I do not wish to neglect another example on this subject. Many disturbances had arisen in Rome because of Terentillus the Tribune, who wished to propose certain laws, for reasons that will be given below in their place. And one of the first defenses used against him by the nobility was religion, which served them in two ways. As the first, they had the Sibylline Books looked at and the response given that because of civil sedition, the city was that year in danger of losing her liberty. Though exposed by the Tribunes, this prediction still put so much fear into the breasts of the plebeians that their ardor for following the Tribunes was cooled. The other way was this: Appius Erdonius, with a multitude of outlaws and slaves to the number of four thousand men, had occupied the Capitol by night; hence it was easy to fear that the Aequi and the Volsci, perpetual enemies to the Roman state, would come to Rome and capture her. Yet the Tribunes did not for that reason give up their persistence in proposing the Terentillian law, saying that the menace of invasion
2. The oracle of Apollo and other oracles in their responses.
was pretended and not real. Whereupon Publius Ruberius, a grave citizen and a man of authority, came out of the Senate and with words partly friendly, partly threatening, showed the city’s dangers and their unseasonable demand; thus he brought the people to swear not to depart from the wish of the Consul. So the people, obedient, by force recovered the Capitol. But since in that assault Publius Valerius, the Consul, was killed, at once they again chose as Consul Titus Quintius. He, in order not to let the people rest or to give them a chance to think about the Terentillian law, ordered them to go out from Rome against the Volsci, saying that because of the oath they had taken not to abandon the Consul, they were obliged to follow him. The Tribunes opposed this, saying that their oath had been given to the dead Consul and not to him. Nonetheless Titus Livius shows how the people, in their fear of religion, determined rather to obey the Consul than to believe the Tribunes, saying in favor of the ancient religion these words: “Not yet this neglect of the gods, that now possesses the age, had come to pass; nor that each man should make for himself laws suited to interpreting his oath” (3. 20 ). Because of this, the Tribunes, then fearing they would lose all their importance, agreed with the Consul to obey him, and that for a year there should be no discussion of the Terentillian law and the Consuls should not for a year take the people outside the city for war. And so religion enabled the Senate to overcome those difficul, ties that without it could never have been overcome.
CHAPTER 14. THE ROMANS INTERPRET,, ED THE AUSPICES ACCORDING TO NECESSITY, AND PRUDENTLY MADE A SHOW OF OBSERVING RELIGION EVEN WHEN THEY WERE FORCED NOT TO OBSERVE IT; AND IF ANYONE RASHLY BELITTLED IT, THEY PUNISHED HIM
[Divination by Poultry]
Not merely were the auguries, as has been said above, in good part the foundation of the ancient religion of the pagans, but they also caused the well,being of the Roman republic. Hence the Ro, mans had more concern about them than about any other law in the
republic, and they employed them at the elections of Consuls, in beginning enterprises, in leading out their armies, in undertaking battles, and in all their important actions, either civil or military; nor would they ever go on an expedition without convincing the soldiers that the gods promised them victory. And among the other auspices, they had in their armies certain orders of diviners whom they called pullarii; and whenever they decided to fight a battle with the enemy, they required the pullarii to take the auspices; then if the fowls ate, they fought with good augury; when they did not eat, they kept out of battle. Nonetheless, when reason showed them a thing that ought to be done, notwithstanding that the auspices were adverse, they did it just the same, but with expedients and schemes they turned it around so cleverly that they did not seem to do it with any disre” spect to religion.
[ Deception about the oracular poultry]
Such an expedient was used by the Consul Papirius in a very important battle he fought against the Samnites, after which they were in every way very weak and miserable. Because when Papirius was encamped near the Samnites and believed that he was sure of victory in the combat and therefore wished to join battle, he com” manded the pullarii to take the auspices. But though the fowls did not eat, the chief of the pullarii, observing the strong disposition of the army for combat and the belief held by the general and all the soldiers that they would win, told the Consul that the auspices went well, in order not to take from that army an opportunity for a good action. But when Papirius was drawing up his forces, some of the pullarii told certain soldiers that the fowls had not eaten, and they told it to Spurius Papirius, the nephew of the Consul. Yet when he passed it on to the Consul, the latter at once told him that he should try to do his own duty well, because for himself and the army, the auspices were good, and if the pullarius had told lies, they would turn out to his disadvantage. And that the result might correspond to the prophecy, he ordered the legates to put the pullarii in the very front of the combat. Thence it came about that, as they went toward the enemy, a dart that was thrown by a Roman soldier by chance killed the chief of the pullarii. When he heard this, the Consul said every… thing was going well and with the favor of the gods, because by the death of that liar the army was purged of every fault and of all the
wrath that they had conceived against it. And thus, by knowing well how to fit his plans to the auspices, he made his decision to engage in combat without the army’s perceiving that in any respect he had neglected the rules of their religion.
[ Prudent contravention of the auspices]
Appius Pulcer did the opposite in Sicily in the first Punic war, for, wishing to fight with the Carthaginian army, he had the pullarii take the auspices; and when they announced to him that the fowls did not eat, he said: “We will see if they want to drink,” and had them thrown into the sea. Thereupon, joining battle, he lost the day; for this he was sentenced to punishment at Rome, but Papirius was honored, not so much because one had won and the other lost, as because one had acted against the auspices prudently and the other rashly. Nor was this custom of taking auspices directed to any other end than to make the soldiers go confidently to battle; from which confidence almost always issues victory. This was practiced not merely by the Romans but by foreigners; of this I think it well to give an instance in the following chapter.
CHAPTER 15. THE SAMNITES, AS A LAST REMEDY FOR THEIR DISTRESSES, TURNED TO RELIGION
After the Samnites had often been defeated by the Romans and had at last been ruined in Tuscany and their soldiers and their generals killed, and their allies-the Tuscans, the French, and the U mbrians-had been conquered, they could no longer stand”either by their own or by foreign strength; nevertheless they did not refrain from war, since they were not weary even of an unsuccessful defense ofliberty, and preferred to be conquered rather than not to strive for victory” (Livy IO. 31). Hence they determined to make a last effort. So because they knew that if they expected to conquer they must put determination into the minds of their soldiers, and that there was no better means for putting it there than religion, they decided to repeat an ancient sacrifice of theirs, with the aid of Ovius Paccius their
priest. They arranged it as followsr. When the proper sacrifice had
been offered and, between the dead victims and the altar fires, all the
1. Livy 10. 38.
234 DISCOURSES 1. 15, 16
leaders of the army had sworn that they would never abandon the combat, they summoned the soldiers one by one; and among those altars, in the midst of many centurions with naked swords in their hands, they first had them swear not to repeat anything that they saw or heard. Then, with the words of a curse and verses full of terror, they had them vow to the gods to go quickly wherever the generals sent them, and never to Ree from the combat, and to kill anybody they saw fleeing. If this were not observed, it was to come back on the heads of their families and of their tribes. And when some of them were terrified and unwilling to swear, at once their centurions killed them; hence those who came next, horrified by the savage spectacle, all took the oath. And to make their muster of forty thousand men more magnificent, they clad half of them in white garments, with crests and feathers above their helmets; so equipped they placed themselves near Aquilonia.
[ The appeal to religion fails]
Against them came Papirius, who, to encourage his soldiers, said: “Crests do not cause wounds, and painted and gilded shields can be pierced by the Roman pilum” (Livy IO. 39). Moreover, to weaken the opinion his soldiers had of the enemy because of the oath they had taken, he said that it moved them to fear and not to forti,, tude, because they were obliged to be at the same time in terror of citizens, gods and enemies. And having entered the conflict, the Samnites were defeated, because Roman valor and the fear derived from past defeats overcame whatever determination they had been able to form by virtue of their religion and through the oath they had taken. Nonetheless they evidently believed that they had no other resource and could try no other means for gaining some hope for the recovery of their lost valor. This testifies in full how much confidence can be acquired by means of religion well used.
[ The structure of the DISCOURSES]
Though this section rather demands, perhaps, to be put in my discussion of foreign affairs,2 yet since it relates to one of the most important institutions of the republic of Rome, I have decided to bring it all together in this place, in order not to divide the material and have to return to it several times.
2. See D1scoURSES 1. 16; 2. pref., end.
CHAPTER 16. A PEOPLE ACCUSTOMED TO LIVING UNDER A PRINCE, IF BY SOME ACCIDENT IT BECOMES FREE, WITH DIFFICULTY KEEPS ITS FREEDOM
What great difficulty a people accustomed to living under a prince has later in preserving its liberty, if by any accident it gains it, as the Romans gained it after the expulsion of the Tarquins, is shown by countless examples in the records of ancient history. And such difficulty is reasonable, because that people is none other than a brute beast, which, though of a fierce and savage nature, has always been cared for in prison and in slavery. Then, if by chance it is left free in a field, since it is not used to feeding itself and does not know the places where it can take refuge, it becomes the prey of the first one who tries to rechain it.
This same thing happens to a people that, being accustomed to living under the orders of others, not knowing how to think about defense or offense by the state, not understanding monarchs and not being understood by them, returns quickly beneath a yoke that usually is heavier than the one that a little earlier it threw off its neck. And it finds itself in these difficulties even though its matter is not corrupted. Because a people into which corruption has fully entered cannot live free even for a short time, in fact not at all, as will be explained below. Hence we are dealing with those peoples where corruption has not spread much and where there is more of the good than of the spoiled.
[ A state newly freed has zealous enemies but not zealous friends]
There is added to the aforesaid another difficulty, which is that the state that becomes free makes itself partisan enemies and not partisan friends. All those become its partisan enemies who profited from the tyrannical government by feeding on the riches of the prince; and when the possibility of profit is taken away, they cannot live contented but are forced, all of them, to try to get the tyranny back in order to get back into their offices. As I have said, it does not gain partisan friends, because the free community confers honors and rewards for certain honorable and established causes, and except for these does not reward or honor anybody. And when a man has
DISCOURSES 1. 16
those honors and those good things that he believes he deserves, he does not admit that he is obliged to those who recompense him. Besides this, the common benefit gained from a free community is recognized by nobody while he possesses it: namely, the power of enjoying freely his possessions without any anxiety, of feeling no fear for the honor of his women and his children, of not being afraid for himself, because no one will ever admit that he has any obligation to a government which does not harm him. Therefore, as I said above, the state that is free and that is newly established comes to have partisan enemies and not partisan friends.
[ Killing the sons of Brutus]
If a state wishes to provide against these troubles and disorders that the aforesaid difficulties bring with them, there is no more powerful remedy, none more effective nor more certain nor more necessary, than to kill the sons of Brutus. As history shows/ they, along with other Roman youths, were led to conspire against their native city by no other reason than that they could not profit unlaw,, fully under the consuls as they had under the kings. Hence it seemed that the people’s liberty had become their slavery. And he who undertakes to govern a multitude, whether by the method of freedom or by that of a princedom, and does not secure himself against those who are enemies to the new government, establishes a short,,lived state. It is true that I consider those princes unlucky who have to take unlawful methods for securing their positions for them,, selves, when the multitude are his enemies. Because he who has the few as his enemies easily and without many occasions for violence makes himself safe, but he who has the people as his enemies generally never makes himself safe. And the more cruelty he uses, the weaker his princedom becomes. So the strongest resource he has is to try to make the people friendly.
[ Advice to a prince on making his throne secure]
And though this Discourse is out of harmony with its title, since here I am speaking of a prince and there I spoke of a republic, yet, in order not to have to return to this matter afterward, I wish to speak of it briefly. If a prince, then, intends to win over a people that is hostile to him (I am speaking of those princes who have become
t. Livy 2. 1-5.
tyrants of their native lands) I say that he ought first to investigate what the people want, and he will always find that they wish two things: one, to avenge themselves on those who are the cause of their being slaves; the second, to get their liberty again. The first wish the prince can satisfy wholly, the second in part.
As to the first, here is an example to the point. When Clearchus, tyrant of Heraclea, was in exile, a quarrel arose between the people and the aristocrats of Heraclea; the aristocrats, knowing that they were weaker, turned to support Clearchus and, by conspiring with him, brought him into Heraclea against the popular wish and took away the people’s liberty. Then Clearchus, finding himself between the arrogance of the aristocrats, whom he could in no way satisfy or control, and the rage of the citizens, who could not endure the loss of their liberty, determined at one blow to free himself from the annoyance of the rich and to win over the people. And taking a suitable occasion for this, he cut to pieces all the aristocrats-to the utter satisfaction of the people. And so in this way he satisfied one of the wishes of the people, that is, to avenge themselves.
[ The prince must govern according to law]
But as to the second popular wish, that of having their freedom again, since the prince cannot satisfy it, he should investigate what the reasons are that make them wish to be free; and he will find that a small part of them wishes to be free in order to rule; but all the others, who are countless, wish freedom in order to live in security. For in all republics, in whatever way organized, positions of authority cannot be reached by even forty or fifty citizens. And because this is a small number, it is an easy thing to secure oneself against them, either by getting rid of them or by bestowing on them so many honors that according to their stations they are for the most part contented. Those others, for whom it is enough to live secure, are easily satisfied by the making of ordinances and laws which provide for the general security and at the same time for the prince’s own power. When a prince does this and when the people see that under no circumstances will he break those laws, in a short time they feel secure and contented. An example is the kingdom of France, which lives safely for no other reason than that those kings are restrained by countless laws in which is included the security of all her people. And he who organized that state planned that about arms and
238 DISCOURSES 1. 16, 17
money the kings should do as they wished, but that they could deal with nothing else except as the laws prescribe.
[ Liberty secured better late than never]
That prince, then, or that republic that does not make itself secure at the beginning of its rule must make itself secure at the first opportunity, as the Romans did. He who lets that pass repents too late of not having done what he should. Hence, because the Roman people was still not corrupt when it regained its liberty, it could keep it, after killing the sons of Brutus and getting rid of the Tarquins, with all those ways and means that have before been discussed. But if that people had been corrupt, neither in Rome nor elsewhere would there have been expedients strong enough to maintain it, as will be shown in the following chapter.
CHAPTER 17. A CORRUPT PEOPLE, IF IT ATTAINS FREEDOM, HAS THE GREATEST DIFFICULTY IN KEEPING ITSELF FREE
[A corrupt princedom can hardly become free]
I judge it was necessary either for the Roman kings to be abol… ished or for Rome in a very short time to become weak and without energy. Because, in view of the great corruption to which those kings came, if two or three in succession had continued in the same way, and the corruption that was in them had extended through the members, when the members became corrupt, it would have been impossible ever to reform her. But since they lost the head when the body was sound, they easily adapted themselves to a free and well… ordered life. And it should be granted as a thing very true that a corrupt city living under a prince, even though that prince with all his race is destroyed, never can bring itself back to freedom. On the contrary, one prince must destroy another; for without setting up a new lord she is never quiet, unless indeed the goodness of one man, together with his ability, keeps her free. But that freedom lasts only as long as the life of that man lasts. Thus it was in Syracuse with respect to Dion and Timoleon, whose ability at different times, as long as they lived, kept that city free. When they were dead, it went back to its old tyranny.
[The uncorrupted Rome of Brutus; the corrupt Rome of Caesar]
But there is no stronger example than that of Rome. When the Tarquins were driven out, she was at once able to take and keep her freedom. But after Caesar was dead, Caius Caligula dead, Nero dead, all the race of Caesar destroyed, not merely could she never maintain her freedom but she could not even begin it. So great a difference in result in the same city came from nothing other than that in the time of the Tarquins the Roman people were not yet corrupt, but in these later times they were very corrupt. In early times the keeping of the people firm and determined to avoid kings required merely that they be made to swear that they would never agree that anyone should be king in Rome.1 Yet in later times the authority and severity of Brutus, with all the Eastern legions, were not enough to keep them determined to maintain that freedom which he, in the likeness of the first Brutus, had restored to them. This resulted from the corruption spread among the people by the Marian parties; hence Caesar, as the head of these parties, could so blind the multitude that it did not recognize the yoke it was putting on its own neck.
[Freedom impossible for Milan and Naples]
And though this instance of Rome is to be preferred to any other, I shall illustrate the subject also from peoples known in our times. Therefore I say that no chance event, though violent and severe, could restore Milan or Naples to freedom, because their members are wholly corrupt. This was evident after Filippo Vis, conti’s death, because when Milan tried to restore her freedom, she could not, and did not know how to maintain it. Great, therefore, was the good fortune of Rome in that her kings became corrupt early, so that they were driven out before their corruption had passed into the vitals of that city. Because she was not corrupted, the countless uprisings that took place in her-so long as the purpose of the men was good-did not injure but rather benefited the republic.
[ Reform depends on a single able man]
So it can be concluded that where the matter is not corrupt, uprisings and other disturbances do no harm. Where it is corrupt,
Livy 2. 1.
well…planned laws are of no use, unless indeed they are prepared by one who with the utmost power can force their observation, so that the matter will become good. I do not know that this has ever hap,, pened or if it can happen, because, as I said a little above, evidently when a city has declined by corruption of her matter, if ever she rises, she does so through the virtue of one man who is then living, not through the virtue of the masses in supporting good laws. And as soon as such a man is dead, she goes back to her early habits, as did Thebes, which, through the virtue ofEpaminondas, could while he lived keep the form of republic and sovereign state; but when he died, she returned to her earlier misgovernment. The reason is that one man cannot live so long that he has time enough to give good customs to a city that for a long period has had bad ones. Hence if one man of exceedingly long life or two vigorous reigns in succession do not make her reformation thorough, the lack of them, as I have said above, ruins her, unless the reformer before his death has with many perils and much blood caused her to be born again. Such corruption and slight aptitude for free life spring from inequality in a city; and anyone who tries to bring her back to equality must use entirely extralegal means, such as few can or will use, as elsewhere I shall show in more detail.2
z. D1scouRSES 1. 18 end, 26.
CHAPTER 18. HOW FREE GOVERNMENT CAN BE MAINTAINED IN CORRUPT CITIES, IF IT IS ALREADY THERE; AND IF IT IS NOT THERE, HOW IT CAN BE SET UP
[“It is well to reason about everything”]
I believe that it is not out of order or inharmonious with the Discourse above to consider if in a corm pt city free government can be preserved, when it already exists there; or when it does not exist, if it can be established: on this I say that to do either one or the other is very difficult. And although to give rules for it is almost impossi,, ble, because I should need to proceed according to the degree of corruption, nevertheless, since it is well to reason about everything, I do not wish to omit this. And I shall assume a city very corrupt,
Basic Laws Must Be Revised
by which I shall the more increase such a difficulty, because there are no laws or rules sufficient to restrain a universal corruption. Because just as good morals, if they are to be maintained, have need of the laws, so the laws, if they are to be observed, have need of good morals. Besides this, the customs and the laws formed in a republic at its origin, when men were good, are no longer applicable when they have become wicked. Moreover if according to events in a city its laws vary, its customs never, or seldom, vary. This keeps the new laws from being adequate, because the customs, which remain fixed, corrupt them.
[The constitution and the specific laws]
And to make this discussion better understood, I say that in Rome there existed the basic organization of the government or of the state; and after that the laws which, along with the magistrates, restrained the citizens. The basis of the government was the authority of the people, of the Senate, of the Tribunes, of the Consuls, the manner of choosing and setting up magistrates, and the manner of making the laws. This basis changed little or not at all with circum… stances. There were changes in the laws that restrained the citizens, such as the law about adultery, the sumptuary law, that on canvassing for office, and many others, according as the citizens gradually grew corrupt. But since the basis of the government, which in corruption was no longer good, stood fixed, those laws, as they were revised, were not enough to keep men good. But they would have been quite enough if with the revision of the laws the basis had been changed.
[ The corruption of basic methods]
And that it is true that the basis in the corm pt city was not good, is plain in two chief matters, with respect to choosing the magistrates and the laws. The Roman people did not give the consulate and the other chief offices of the city to any except those who asked for them. This habit was in the beginning good, because only those citizens asked for them who judged themselves worthy, and to be refused was ignominious, so that in order to be judged worthy every… body conducted himself well. Later, in the corrupt city, this method became very harmful, because not those who had most ability but those who had most power asked for the magistracies; and those without power, however worthy, abstained from asking for them
through fear. This bad condition came about not all at once but gradually, as happens for all other objectionable things. Because, after the Romans had conquered Africa and Asia and brought almost all Greece under their rule, they felt sure of their freedom, and believed they had no more enemies who could cause them fear. This security and this weakness of their enemies caused the Roman people, in awarding the consulate, no longer to consider ability, but favor, putting in that office those who knew best how to please men, not those who knew best how to conquer enemies. Then from those who had most favor, they descended to giving it to those who had most power, so that the good, because of the weakness of such a procedure, were wholly excluded from office. A Tribune, and any other citizen whatever, had the right to propose a law to the people; on this every citizen was permitted to speak, either for or against, before it was decided. This custom was good when the citizens were good, because it has always been desirable that each one who thinks of something of benefit to the public should have the right to propose it. And it is good that each one should be permitted to state his opinion on it, in order that the people, having heard each, may choose the better. But when the citizens became wicked, such a basic custom became very bad, because only the powerful proposed laws, not for the common liberty but for their own power, and for fear of such men no one dared to speak against those laws. Thus the people were either deceived or forced into decreeing their own ruin.
[A d!flicult reform demands a prince]
It was necessary, therefore, if Rome when corrupt was to keep herself free, that, just as in the course of her life she formed new laws, she should also form new basic methods, because the methods and ways of living suitable for adoption by a bad subject are not like those for a good one, nor can matter of entirely different sorts have the same form. But since these basic methods must be replaced either all at once, when they evidently are no longer good, or little by little, before they generally are recognized as bad, I say that both of these two things are almost impossible. The cause of any attempt to replace them little by little must be a prudent man who can see these evils at a great distance as they originate. Yet it can easily be that no man of that sort will ever appear in a city. And if indeed such a man does appear, never will he succeed in persuading others of what he
himself understands, because when men are used to living in one way, they do not like to change, and so much the more when they do not look the evil in its face but need to have it indicated to them through reasoning. As to reforming these basic methods at one stroke, when everybody knows they are not good, I say that their injurious quality, then easily recognized, is hard to correct because to accomplish it the use of lawful devices is not enough, since lawful methods are futile, but it is necessary to resort to unlawful ones, such as violence and arms, and before anything else to become prince of that city and have power to manage it in one’s own way. To reorganize a city for living under good government assumes a good man, and to become prince of a state by violence assumes an evil man; therefore a good man will seldom attempt to become prince by evil methods, even though his purpose be good; on the other hand a wicked man, when he has become prince, will seldom try to do what is right, for it never will come into his mind to use rightly the authority he has gained wickedly.
[ Kingly power makes reform possible]
From all the things explained above comes the difficulty or impossibility of maintaining a government in a corrupt city or of setting up a new government there. Indeed when in such a city one is to be set up or maintained, necessity demands that it be inclined more toward kingly rule than toward popular rule, in order that those men who, on account of their arrogance, cannot be controlled by law may in some fashion be restrained by a power almost kingly. To try to make them become good in other ways would be either a most cruel undertaking or altogether impossible, as I said above on
what Cleomenes did. If he, in order to stand alone, killed the
Ephors, and if Romulus, for the same reasons, killed his brother and Titus Tatius, the Sabine, and then they used well the power they gained, it is still to be remembered that neither of them had a subject spotted with that corruption of which we are speaking in this chapter, and therefore they had reason to hope and, hoping,1 to justify their design.
1. Having a good subject to work on, they could expect to succeea.
244 DISCOURSES 1. 19
CHAPTER 19. AFTER AN EXCELLENT PRINCE A WEAK PRINCE CAN MAINTAIN HIM. SELF, BUT AFTER A WEAK ONE NO KING. DOM CAN BE MAINTAINED BY ANOTHER WEAK ONE
[One strong king after another can do great things]
Having considered the ability and the methods of Romulus, Numa, and Tullus, the first three Roman kings, one can see how Rome chanced upon most excellent fortune, for her first king was very violent and warlike, her second quiet and religious, her third of the same violence as Romulus and more a lover of war than of
peacer. Because in Rome it was necessary that there should appear
among her first princes an organizer of a law…abiding community, but it was quite as necessary afterward that other kings should possess the same ability as Romulus; otherwise that city would have become effeminate and the prey of her neighbors. From this it can be learned that a successor not of so great ability as the first can maintain a government as a result of his predecessor’s ability, and can enjoy the fruit of his labors. But if it comes about either that he is of long life or that after him there does not rise up another who repeats the ability of the first, that kingdom must fall. So, on the other side, if two, one after the other, are of great ability, they often do very great things and their fame rises to the sky.
[David, Solomon, Bajazet]
David, without doubt, was a man of the highest excellence in arms, in learning, in judgment. So great was his ability that, having conquered and crushed all his neighbors, he left to Solomon his son a peaceful kingdom, which could be retained with the arts of peace and without war. And so he could happily enjoy the result of his father’s ability. But he could not at all leave it to Rehoboam his son, who, since he was not like his grandfather in ability nor like his father in fortune, had difficulty in inheriting a sixth part of the kingdom. Bajazet, Sultan of the Turks, who loved peace more than war, without difficulty enjoyed the labors of his father Mahomet, who, like David, having crushed his neighbors, left him a settled
Livy 1. 21, 22.
kingdom and one that could easily be preserved with the arts of peace. Yet if his son, Sali, the present ruler, had been like his father and not his grandfather, that kingdom would have fallen; but he seems likely to surpass the glory of his grandfather. By means of these instances then, I assert that after an excellent prince a weak prince can maintain himself. But if one weak one comes after another, no kingdom can be maintained, unless it is like that of France, which would be maintained by its old institutions. So those princes are weak who do not give constant attention to war.
[ Soldierly ability maintains a kingdom]
I conclude therefore from this discussion that the ability ot Romulus was great enough to give Numa Pompilius opportunity to rule Rome many years with the arts of peace. After him came Tullus, who by his courage gained a reputation like that of Romulus, and after him came Ancus, so gifted by nature that he could both enjoy peace and carry on war. First he gave his attention to walking in the way of peace, but quickly he found that his neighbors, judging him effeminate, esteemed him little. As a result he decided that to maintain Rome he must turn to war and be like Romulus, and not like Numa.
[ Ruin comes from a succession of weak kings]
In all this, princes who possess states should find their example. For he who is like Numa will hold his state or will not hold it according as the times and fortune turn under him. But he who is like Romulus, and like him armed with prudence and weapons, will hold it under all conditions if it is not taken from him by persistent and excessive force. Certainly we may suppose that if Rome had chanced to have as her third king a man unable to give her reputation with arms, she later could not at all or with very great difficulty have stood on her feet or produced the results she did. Hence as long as she lived under kings, she was subject to the danger of falling in ruin under a king who was either weak or bad.
CHAPTER 20. TWO ABLE PRINCES IN SUCCESSION PRODUCE GREAT EFFECTS; WELL,-ORGANIZED REPUBLICS OF NECESSI,., TY HA VE A SERIES OF ABLE RULERS, AND THEREFORE THEIR GAINS AND INCREAS… ES ARE GREAT
When Rome had driven out the kings, she was without those dangers which I said above she was subject to, if there came to her throne a king who was weak or bad. Because the weight of authority fell on the consuls, who not through heredity or through deceits or through violent ambition, but through free votes, came to that authority, and were always very excellent men. Since Rome enjoyed their abilities and fortune, as time went on, she reached her final greatness in a course of years equaling in number those she had spent under kings. Because it can be seen that two successive reigns by able princes are enough to gain the world. Such were Philip of Macedon and Alexander the Great. For a republic this should be still more possible, since the method of choosing allows not merely two able rulers in succession but countless numbers to follow one another. Such a succession of able rulers will always be present in every well,-ordered republic.
CHAPTER 21. WHAT GREAT BLAME IS DESERVED BY PRINCES AND REPUBLICS THAT LACK THEIR OWN ARMIES
[Where there are men there are soldiers]
91 •
Living princes and modern republics, when for defense and offense they lack soldiers of their own, ought to be ashamed and, from Tullus’ example, to decide that this defect comes not from a lack of men fit for warfare but from their own error, because they have”failed to make their men soldierly. For Tullus, after Rome had been at peace for forty years, when he came to the throne did not find one man who had ever been in war. Nonetheless, when he planned to make war, he did not consider resorting to the Samnites or the Tuscans or others who were in the habit of bearing arms. But he determined, as a very prudent man, to avail himself of his own
Warriors Born Everywhere 247
people. And so great was his ability that under his direction he immediately made them into very excellent soldiers.1 So it is truer than any other truth that if where there are men there are not soldiers, the cause is a deficiency in the prince and not a deficiency in the position or nature of the country.
[Military training in England]
Of this there is a very late instance. For everybody knows that in very recent times the King of England attacked the realm of France and did not take any soldiers except his own people, and because that kingdom had been more than thirty years without making war, he had no soldiers and no general who had ever seen service. Nevertheless, with them he did not hesitate to attack a kingdom full of generals and of good armies, who had been continually in active service in the Italian wars. It all came from that king’s being a prudent man and that kingdom well organized; for in time of peace she does not suspend arrangements for war.
[ The Thebans became soldiers]
Pelopidas and Epaminondas the Thebans, after they had freed Thebes and brought her out of the slavery of Spartan rule, though they were in a city accustomed to obey and in the midst of effeminate people, did not hesitate (so great was their competence) to put those people under arms and with them to engage the Spartan armies in the field and conquer them. And he who writes of it says that these two in a short time showed that warriors were born not merely in Lacedaemon but in every other region where men are born, if only there is someone who can direct them toward soldiership, as Tullus could direct the Romans. And Virgil could not better have ex,, pressed this opinion or shown that he agreed with it in other words than where he writes:
Tullus will stir indolent men to arms.-2
1. Livy 1. 31.
z. AENEID 6. 813-814-
CHAPTER 22. WHAT IS NOTEWORTHY IN THE AFFAIR OF THE THREE ROMAN HORATII AND THE THREE ALBAN CU.. RIA TIP
Tullus King of Rome, and Metius King of Alba agreed that the kingdom whose above…mentioned three men should conquer would be master of the other. All of the Alban Curiatii were killed; one of the Roman Horatii was left alive. Because of this, Metius the Alban king and his people became subject to the Romans. And as that Horatius who was victor returned to Rome, he met a sister of his who was betrothed to one of the three dead Curiatii, and when she wept for the death of her betrothed, he killed her. As a result, that Horatius was brought into court for this crime and after much debate was freed, more through his father’s prayers than through his own deserts. Three things are to be noted here: first, that on part of his forces a ruler should never risk all his fortune; second, that never in a well…ordered city are transgressions atoned for with good deeds; third, that never are treaties wise if their maker should or can be uncertain about their observance. Being a slave is so important to a city that we must never believe that either of those kings or those peoples would continue satisfied after three of their citizens had put them into subjection. This is evident in what Metius tried to do, for though right after the victory he confessed himself beaten by the Romans and promised submission to Tullus, nevertheless in the first expedition in which he had to join him against the Veientians, he sought to deceive Tullus, having too late become aware of the rashness of the treaty he had made. And because of this third note; worthy matter enough has been said, in the following two chapters we shall speak only of the other two.
1. Livy 1. z4-z7.
CHAPTER 23. A GENERAL OUGHT NOT TO P U T I N J E O P ARD Y A L L HI S F O R.. TUNE AND NOT ALL HIS FORCES; FOR
THIS REASON THE GUARDING OF PASSES IS OFTEN HARMFUL
[The labor of years lost in a moment]
It never has been considered a wise decision to put in jeopardy all your fortune and not all your forces. This can be done in many ways. One is by acting like Tullus and Metius,1 for they entrusted all the fortune of their fatherlands and the valor of all the men that both of them had in their armies to the valor and fortune of three of their citizens, who amounted to a very small part of the forces of each of them. They did not realize that as a result of this plan, all the labor their ancestors had undergone in organizing the state, in order to make it live free a long time and to make the citizens defenders of their freedom, was as though in vain, since it was in the power of so few to lose it. In this affair those kings could not have been more imprudent.
[The folly of relying on defense of mountain passes]
Into this difficulty they too almost always fall who, when the enemy comes, plan to hold the difficult places and to guard the passes. This decision is almost always harmful, unless you can conveniently keep all your forces in that difficult place. If you can,
such a plan is to be adopted. But if the place is rugged, so that you cannot keep all your forces there, the plan is harmful. I am led to this judgment by the example of those who have been attacked by a powerful enemy in a country surrounded by mountains and precipi.., tous places, for they never have tried to fight the enemy in the passes or on the mountains but have gone to meet them on the other side; or if they have not done so, they have awaited them on the inner side of those mountains, in places that were favorable and not precipitous. Their reason has been what I have said above, namely, that many men cannot be employed in the defense of precipitous places, both because they cannot live there long and because in confined places, capable of holding only a few men, you cannot resist an enemy who
1. See the preceding D1scouRSE.
comes with large numbers to assail you; but the enemy can easily come in large numbers, because their intention is to cross over and not to halt. Yet to wait with large numbers is impossible for him who is waiting, since he must encamp there for some time, not knowing when the enemy may attempt to pass through places that are, as I have said, confined and barren. If, then, you lose a pass which you have set out to hold and which your people and your army trust, almost every time such great terror seizes your people and the remainder of your soldiers that, without a chance to test their valor, you become a loser. Thus you lose all of your fortune with part of your forces.
[ The Romans fought Hannibal on the plains]
Everybody knows with what difficulty Hannibal crossed the mountains that separate Lombardy from France and with what difficulty he crossed those that separate Lombardy from Tuscany.-2 Nevertheless the Romans waited for him first on the Ticino and then in the plain of Arezzo. And they preferred to have their army destroyed by the enemy in places where there was a chance for it to conquer, rather than to lead it among the mountains to be destroyed by an injurious site.
[ The French in 1515 found an Alpine pass unguarded]
He who reads with perception all the histories will find very few able generals who have tried to hold such passes, both for the reasons given and because the passes cannot all be closed, for the mountains like the plains have not merely the roads that are normal and much used but many others which, though unknown to strangers, are known to the country people. With their aid you will always be led to any place whatever, against the expectation of your adversary. Of this I can bring up a very recent instance, in 1515. When Francis the King of France decided to go into Italy to recover the state of Lombardy, the chief reliance of those opposed to his undertaking was that the Swiss would hold the mountain passes. But, as their experience shows, that reliance of theirs was vain because, neglecting two or three places they were guarding, that king came over by another unknown way and was in Italy and upon them before they expected him. So they retired in confusion to Milan, and all the
2. Livy 21. 32-38, 58.
people of Lombardy took the side of the French soldiers, having been disappointed in their belief that the French would be brought to a·stop in the mountains.
CHAPTER 24. WELL…ORGANIZED REPUB,. LICS ESTABLISH REWARDS AND PENAL… TIES FOR THEIR CITIZENS AND DO NOT CANCEL ONE WITH THE OTHER
The deserts of Horatius were very great, for with his valor he overcame the Curiatii;r his crime was horrible, for he killed his sister. So greatly did his homicide offend the Romans that they brought him to trial for his life, notwithstanding that his deserts were so great and so recent. To one looking at it superficially, their act seems an instance of popular ingratitude. Nonetheless, he who examines it more closely and with better attention considers what the methods of republics should be, blames that people rather for acquitting him than for considering his punishment.
The reason is that no well,-ordered republic ever cancels the de, merits of its citizens with their merits, but after establishing rewards for good deeds and penalties for evil ones, if it rewards a man for doing well and then that same man does badly, it punishes him without regard to his good deeds. And when these customs are well observed, a city lives in freedom for a long time; otherwise it always soon falls. Because if, besides the reputation some excellent deed he does for the good of the city brings him, a citizen acquires such boldness and confidence that without fear of penalty he does some deeds that are not good, he will soon become so arrogant that all free government will disappear.
[ Small rewards may mean much]
It is in fact necessary, if the penalty for wicked deeds is to be retained, always to give rewards for good ones, as Rome did. And though a republic be poor and able to give little, it should not hold back from that little, because the smallest gift given to anybody in recompense for a good deed, even though great, will always be esteemed by him who receives it as honorable and very great. Well
D1scouRSE 22, above.
known is the story of Horatius Codes and that of Mutius Scaevola:2 the first held back the enemy on a bridge until it was cut; the other burned his own hand which had made a mistake when he tried to kill Porsenna King of the Tuscans. For these two deeds so excellent, the people rewarded these two men with two stadera of land apiece. The story of Manlius Capitolinus is also known.3 When he saved the Capitol from the French who were investing it, those who were besieged there with him gave him a little dish full of flour. That reward, according to the fortune then current in Rome, was great, yet was of such a sort that when Manlius was later moved by envy or by his evil nature to try to arouse sedition in Rome and to gain the people to his side, he was, without any regard to his worthy actions, hurled headlong from that Capitol which earlier, with so much glory to himself, he had saved.
Livy 2. 10-13.
Livy 5. 47.
CHAPTER 25. HE WHO WISHES TO REMODEL A GOVERNMENT THAT HAS GROWN OLD IN A FREE CITY SHOULD KEEP AT LEAST THE SHADOW OF THE OLD METH,.. ODS
[The shadow of a king]
He who wishes or intends to remodel the government of a city, so that it will be accepted and can maintain itself to everybody’s satisfaction, is under the necessity of retaining the shadow at least of the old methods, in order that to the people the government may seem not to have changed its form, even though in reality the new forms are altogether unlike those of the past. For the generality of men feed themselves as much on what seems to be as on what is; still more, many times they are moved more by the things that seem than by the things that are. For this reason the Romans, recognizing this necessity at the beginning of their free government, when in ex, change for one king they set up two consuls, decided they should have not more than twelve lictors, in order not to exceed the number of those who waited on the king.1 Besides this, since an annual
Livy 2. 1.
sacrifice was offered in Rome, which could be offered only by the king in person, and since the Romans intended that the people should not because of the absence of the kings have reason to long for anything from the past, they made a director of the said sacrifice, whom they called the Sacrificing King, and subordinated him to the chief priest.2 Thus the people in this way were satisfied about that sacrifice and never had occasion, through want of it, to desire the return of the kings.
[ New things upset the people’s minds]
And this ought to be observed by all those who wish to wipe out an old form of government in a city and bring in a new and free form of government. Because, since new things upset the minds of men, you ought to strive to have these upsetting changes retain as much of the old as is possible, and if the magistrates are different in number and authority and term from the old ones, they should at least keep their names. And this, as I have said, he should observe who intends to organize a constitutional government, whether of the type of a republic or of a kingdom. But he who intends to set up an absolute power, such as historians call a tyranny, ought to renew everything, as will be explained in the following chapter.
Livy 2. 2.
CHAPTER 26. A NEW PRINCE OUGHT TO MAKE EVERYTHING NEW IN A CITY OR PROVINCE HE CONQUERS
[The tyrant makes all men depend on himself]
If anyone who becomes prince of a city or of a state, especially when his foundations are weak, cannot move toward constitutional government by way of a kingdom or a republic, the best means he has for keeping that princedom (if he is a new prince) is to make everything in that state anew. That is, to set up in the cities new administrations with new names, new powers, new men, to make the rich poor, the poor rich, as David did when he became king: “the poor he filled with good things and the rich he sent away empty.” Besides this, he should build new cities, overthrow those already built, change the inhabitants from one place to another; and
254 DISCOURSES 1. 26.,,28
in short he should leave nothing in that province untouched, and make sure that no rank or position or office or wealth is held by anyone who does not acknowledge it as from you.1 He should aim at what was done by Philip of Macedon, father of Alexander, who, in the beginning a petty king, grew in these ways until he became lord of Greece. And he who writes of him says that he transferred men from province to province, as herdsmen transfer their herds.
[ A good man rejects such cruel methods]
These methods are very cruel, and enemies to all government not merely Christian but human, and any man ought to avoid them and prefer to live a private life rather than to be a king who brings such ruin on men. Notwithstanding, a ruler who does not wish to take that first good way of lawful government, if he wishes to maintain himself, must enter upon this evil one. But men take certain middle ways that are very injurious; indeed, they are unable to be altogether good or altogether bad, as in the following chapter I shall show by example.
1. An instance of Machiavelli’s frequent change to direct address to a prince.
CHAPTER 27. VERY RARELY DO MEN UNDER., ST AND HOW TO BE ALTOGETHER BAD OR ALTOGETHER GOOD
[Giovampagolo of Perugia]
Pope Julius the Second, when going to Bologna in 1505 to drive out from that state the house of Bentivogli, which had held the princedom of that city for a hundred years (for the Pope had taken an oath against all the tyrants who occupied the cities of the Church), planned also to remove Giovampagolo Baglioni from Perugia, of which he was tyrant.1 And having come near Perugia with this purpose and determination, known to everybody, he did not wait until he could enter that city with his army, which could guard him, but entered it unarmed, notwithstanding that Giovampagolo was inside with many soldiers that he had brought together there to defend him. So that, carried along by that impetuosity with which
1. Machiavelli was in Perugia at the time, as Florentine agent to the Pope. Giving some details about the soldiers, he writes: “Nevertheless, the Pope and the College [ of cardinals] are in the power of Gio. Paolo” {LEGATION 20. 22, letter of 13 Sept. 1506 from Perugia).
he conducted everything, with only his bodyguard he put himself in the hands of his enemy, whom then he took off with him, leaving in that city a governor who would execute justice for the Church.
[His failure to be splendidly wicked]
All the sagacious men with the Pope observed the rashness of the Pope and the cowardice of Giovampagolo, and they could not reckon whence it came that the latter did not, to his everlasting fame, at one stroke put down his enemy and enrich himself with booty, since with the Pope were all the cardinals with all their precious things. Nor can it be believed that he abstained either through goodness or through conscience that held him back, because into the breast of a vicious man, who had taken his sister for himself, who had killed his cousins and nephews in order to rule, no pious scruples could come, but we must conclude that it happened be, cause men cannot be splendidly wicked or perfectly good, and when an evil deed has greatness in itself or is in some part noble, they cannot comprehend it.
[Giovampagolo might have shown the prelates how low they should be estimated]
So Giovampagolo, who did not mind being incestuous and an open parricide, could not or, to put it better, did not dare, when he had a perfect opportunity for it, do a deed for which everybody would have admired his courage and for which he would have left an everlasting remembrance of himself, as being the first who had shown to prelates what a low estimate was to be put on men who live and reign as they do. And he would have done a thing the greatness of which would have transcended every infamy, every peril that could have resulted from it.
CHAPTER 28. WHYTHE ROMANS WERE LESS UNGRATEFUL TO THEIR CITIZENS THAN THE ATHENIANS
Whoever reads on the affairs of republics will find in all of them some sort of ingratitude against their citizens, but will find in Rome less of it than in Athens and perhaps than in any other republic. And seeking the reason for this, with relation to Rome and Athens,
256 DISCOURSES 1. 28, 29
I believe it came about because the Romans had less reason than the Athenians for being suspicious of their fellow citizens. Because if one considers Rome from the expulsion of the kings to Sulla and Marius, her liberty was never taken away by any of her citizens. Hence she had no strong reason for suspecting them and, conse… quently, for injuring them inconsiderately. To Athens, however, the opposite happened: since her liberty was taken away by Pisistratus in her most flourishing time and under a false appearance of goodness, as soon as she again became free, remembering the injuries she had received and her past servitude, she became very prompt to punish not merely the errors but the shadows of errors committed by her citizens. From this resulted the exile and the death of so many excellent men, from this the custom of ostracism and all the other violent deeds against her aristocrats done by that city at various times. So with truth our writers on political theory say: people bite more savagely after regaining their liberty than after preserving it. He who considers, then, all that has been said, will not blame Athens in this matter nor praise Rome, but will blame only the necessity resulting from the difference in the events that came about in these cities. Because anybody considering the matter carefully will see that if the liberty of Rome had been taken away as was that of Athens, Rome would not have been kinder to her citizens than was Athens. One can base a perfectly true inference about this on what happened, after the expulsion of the kings, to Collatinus and Publius Valerius.r The first of these, though he was in favor of freeing Rome, was exiled for no other reason than that he bore the name of the Tarquins. The other, merely having caused suspicion
of himself by building a house on the Caelian Hill, was also on the point of being exiled. If Rome against these two was so suspicious and severe, we infer that she would have shown ingratitude as did Athens, if her citizens, in early times and before her expansion, had injured her in the same way. And in order not to have to turn again to this matter of ingratitude, in the following chapter I shall say about it what is necessary.
Livy 2. 2, 7.
CHAPTER 29. WHICH IS MORE UNGRATEFUL: A PEOPLE OR A PRINCE
[The successful general]
In connection with the matter discussed above, I think it proper to debate which shows this ingratitude in more striking instances: a people or a prince. And to argue this case better, I say that this vice of ingratitude comes from either avarice or suspicious fear. Because when a people or a prince sends a general out on an important expedition from which, by success, he gains much glory, that prince or that people is obligated on its part to reward him. But if a city or a prince is so moved by avarice as to dishonor or injure him, since cupidity forbids giving the general his due, that city or that prince commits a folly that has no excuse, but rather brings everlasting infamy. Yet there are many princes who sin in this way. And Cornelius Tacitus puts the reason in this sentence:
We are more inclined to make a return for an injury than for a benefit, for gratitude is looked on as a burden, revenge as a gain ( History 4. 3).
[Fear excusable]
But when the government does not reward a general, or, to put it better, injures him, moved not by avarice but by fear, then both people and prince deserve some excuse; we read about many such acts of ingratitude resulting from fear. Such fear arises because a general who has ably gained a dominion for his lord, by conquering the enemy and loading himself with glory and his soldiers with riches, necessarily gains with his soldiers and with the enemy and with that prince’s own subjects such a great reputation that his victory cannot be relished by that lord who has sent him. And because the nature of men is ambitious and suspicious and does not know how to set a limit to its own fortune, such suspicious fear as suddenly rises in the prince after his general’s victory cannot but be increased by the general himself with some act or word displaying arrogance. Hence the prince can think of nothing else than of securing himself against him, and to do this, he thinks either of putting the general to death or of taking away the reputation he has
DISCOURSES 1. 29
gained in his army and among his people, and he makes every effort to show that that victory has come about not through the general’s ability but through fortune or through the enemy’s cowardice or through the prudence of the other leaders who have been with him in the action.
[Vespasian’s ingratitude to Antonius]
After Vespasian, then in Judea, was proclaimed emperor by his army, Antonius Primus, who was in Illyria with another army, took his part and came into Italy against Vitellius, who was ruling at Rome, and most ably defeated two Vitellian armies and occupied Rome. Hence Muzianus, sent by Vespasian, found that through Antonius’ ability everything had been gained and every difficulty overcome. The reward Antonius got for it was that Muzianus at once took from him the command of the army, and little by little brought him down to utter impotence in Rome. So Antonius went to Vespasian, still in Asia, who so received him, allowing him no rank whatever, that soon he died as though in despair. Of such instances histories are full.
[ Ferdinand’s ingratitude to Consalvo]
In our time everybody knows with what labor and ability Con,. salvo Ferrante, campaigning in the Kingdom of Naples against the French for Ferdinand of Aragon, conquered and subdued that kingdom. Yet as the reward of his victories what he obtained was that Ferdinand, leaving Aragon and coming to Naples, first stripped away his command of the soldiers, then deprived him of the fortresses, and at last took him back to Spain, where after a short time he died unhonored. So natural to princes, then, is suspicious fear that they cannot defend themselves from it and cannot show gratitude to men who by victory have under the princely banners made great gains.
[ The ingratitude of republics results from love of freedom]
So if a prince cannot defend himself against ingratitude, we need not think it a miracle or worthy of special notice if a people cannot defend itsel( A city living in freedom has two ends: the first, to make gains; the second, to keep herself free. In both of these she probably will err through too much love. Her errors in making gains will be
spoken of in their place.1 Her errors in keeping herself free are, among others, these: injury to citizens whom she should reward; fear of citizens whom she should trust. And though such conduct brings about great evils in a republic that has come to corruption and many times makes her come all the quicker to tyranny-as happened to Rome with Caesar, who by force took for himself what ingratitude denied him-nonetheless it brings great benefits to an uncorrupted republic and makes her live in freedom longer, since by fear of punishment men are kept better and less ambitious.
[ Rome seldom ungrateful]
It is true that among all the peoples that ever had authority, Rome, for the reasons discussed above, was the least ungrateful, because actually there is no other example of her ingratitude than Scipio, for Coriolanus and Camillus were made exiles because of injuries that both of them had done to the plebeians.2 But the first was not pardoned because his spirit was always persistently hostile to the people; the second was not merely recalled but through the whole course of his life was adored as prince. But the ingratitude shown to Scipio sprang from fear that the citizens began to have of him, which they had not had of the others. This resulted from the greatness of the enemy Scipio had overcome, from the reputation given him by victory in so long and perilous a war, from its rapidity, from the favor that his youth, his prudence, and his other notable virtues were gaining him. These things were so great that the magistrates of Rome (not to mention others) feared his authority. This displeased wise men, as something strange in Rome. And his conduct seemed so astonishing that Cato Priscus, considered holy, was the first to act against him and to say that a city could not be called free in which there was one citizen whom the magistrates feared. Hence if the Roman people in this case followed Cato’s opinion, they deserve such excuse as I have said above those people deserve, and those princes, who are ungrateful through fear.
[ Republics less ungrateful than princes]
In concluding this Discourse, then, I say that this vice of ingrati.., tude is practiced either through avarice or through fear. Obviously
1. DISCOURSES 2. 19.
2. Livy 2. 34; 5. 23-32.
DISCOURSES 1. 29,,31
the people never exercise it through avarice; through fear they practice it much less than do princes, since they have less reason to be afraid, as I explain below.
CHAPTER 30. BY WHAT METHODS A PRINCE OR A REPUBLIC CAN AVOID THE VICE OF INGRATITUDE, AND BY WHAT METH,,
0 D S AN ABLE GENERAL OR CITIZEN CAN ESCAPE BEING CRUSHED BY IT
[The prince should be his own general]
A prince, in order to escape the necessity ofliving in fear or of being ungrateful, should go personally on his campaigns, as at first the Roman emperors did, as in our times the Turk does, and as prudent rulers always have done and now do. Because, if they conquer, the glory and the gain are all theirs, but when they are not present, since the glory goes to another man, they think they cannot enjoy the gain if they do not destroy for the winner such glory as they have not been wise enough to gain for themselves. Thus they become ungrateful and unjust, and without doubt lose more than they gain. So when through lack of care or through slight prudence they remain lazily at home and send a general, I have no precepts to give them other than those they already know.
[The general must avoid weak middle courses]
But I do say to a prince’s general, since I judge he cannot avoid Ingratitude’s teeth, that he should do one of two things. Either, immediately after his victory, he should leave his army and put himself in the prince’s hands, avoiding every arrogant and ambitious act, so that the prince, relieved of all suspicious fear, will have reason either to reward him or not to injure him; or if the general is un… willing to do so, he should boldly take the opposite method. That is, he should use all the measures through which he believes his conquest can be his own and not his prince’s: he should make soldiers and citizens well disposed to himself; he should form new alliances with neighbors, occupy the fortresses with his men, bribe the leaders of his army and make himself secure against those he cannot bribe. Through such means he should seek to punish his
lord for the ingratitude he will show. There are no other ways. But as I said above,1 men cannot be wholly good or wholly bad. So always a general is unwilling to abandon his army right after a victory; he cannot bear himself modestly; he does not understand the use of violent measures that have honor in them. Hence, remaining uncertain, he is crushed between his delay and his uncertainty.
[ A republic must send a citizen as general]
To a republic that wishes to avoid this vice of ingratitude, I cannot advise the same resource as to a prince, that is, to go in person on her campaigns and not send a general, because she must send one of her citizens. Therefore I allow her as a resource the methods of the Roman republic for being less ungrateful than the others. This arose from her method of administration. Because since the whole city, both the noble and the ignoble, were employed in war, there rose up in Rome in every age so many valiant men, famous for various victories, that the people had no reason for fearing any of them, since they were many, and one watched another. And mean,, while they were kept so virtuous and so careful not to cast the shadow of any ambition or to give the people any reason for attacking them as ambitious, that he who came to the dictatorship got greater glory from it the sooner he laid it down. And thus, since such ways could not generate suspicion, they did not generate ingratitude. Hence a republic that does not wish to have cause for being ungrate”‘ fol will conduct her affairs as Rome did, and a citizen who wishes to avoid Ingratitude’s teeth will observe the rules observed by the Roman citizens.
1. DISCOURSES 1, 27.
CHAPTER 31. THE ROMAN GENERALS WERE NEVER EXCESSIVELY PUNISHED FOR ANY MISDEEDS; NOR WERE THEY EVER PUNISHED WHEN THEIR INCAPACI… TY OR BAD PLANNING RESULTED IN INJURY TO THE REPUBLIC
Aswe have said above, the Romans were not merely less ungrate”‘ fol than other republics, but were also more merciful and more considerate in the punishment of the leaders of their armies than any
262 DISCOURSES 1. 31″‘]2
other state. If a general did wrong through malice, they punished him humanely; if through incapacity, they were so far from punishing him that they rewarded and honored him. This policy was wisely adopted, because they judged it very important for a man in com,. mand of an army to have his mind free and unburdened, ready to make decisions without any outside considerations; they therefore did not wish to add new difficulties and dangers to a thing in itself difficult and dangerous, realizing that if they added them, never would any general act vigorously. For example, they might be sending an army into Greece against Philip of Macedon or into Italy against Hannibal or against those people that they conquered earlier. The general put in charge of such an expedition would be worried by all the cares that accompany such affairs, which are weighty and important. Now if to such cares were added many instances in which the Romans crucified or otherwise killed those who had lost battles, it would be impossible for that general among so many anxieties to decide with vigor. For this reason, judging the ignominy of having lost sufficient for such men, they did not wish to frighten them with some greater penalty.
Here is an example of a folly committed not through ignorance.1 Sergius and Virginius were besieging V eii, each one in charge of a part of the army. Of the two, Sergius was facing in the direction from which the Tuscans might come, and Virginius on the other side. When in the course of events Sergius was attacked by the Faliscians and other peoples, he endured being defeated and put to Right rather than send for aid to Virginius. And on the other side, Virginius, waiting for him to humble himself, preferred rather to see the dishonor of his fatherland and the ruin of that army than to aid him. This was an affair truly wicked and worthy of consideration, and from which one could draw no good inferences about the Roman republic, if both of them had not been chastised. It is true that while another republic would have punished them with a capital penalty, that one punished them by fines. This came about not because their faults did not deserve greater punishment but because in this case the Romans preferred, for the reasons already stated, to keep their old customs.
Of blunders through incapacity, there is no finer instance than Varro’s, when through his rashness the Romans were defeated by
1. Livy 5. 8-11.
Hannibal at Cannae, where that republic was in danger oflosing its liberty.2 Nevertheless, because he showed incapacity but not wicked., ness, they not merely did not punish him but honored him, and when he returned to Rome all the senatorial order went to meet him. And since they could not thank him for the battle, they thanked him because he had returned to Rome and had not despaired of Roman affairs. When Papirius Cursor wished to have Fabius put to death for having fought with the Samnites against his orders, among the other reasons that were brought forward by Fabius’ father against the determination of the Dictator, was that the Roman people had not on any defeat of their generals done what Papirius wished to do in victory.3
2. Livy 22. 61.
Livy 8. 30.
CHAPTER 32. A REPUBLIC OR A PRINCE SHOULD NOT PUT OFF BENEFITING MEN UNTIL TIMES OF NECESSITY
[Governmental forethought]
The Romans indeed were successful with their liberality to the people just as danger was coming upon them, at the time when Porsenna attacked Rome in order to restore the Tarquins. At that time the Senate, fearing that the people would prefer to accept the King rather than to endure the war, tried to make sure of them by relieving them from the tax on salt and from every imposition, saying that the poor did enough for the public benefit if they brought up their children.1 Because of this benefit, the people exposed them., selves to endure siege, hunger, and war. Yet no one, relying on this example, should defer gaining over the people until times of peril. He will never succeed as the Romans succeeded, because the masses will reckon that they do not have that benefit from you but from your adversaries; and since they properly will fear that when the necessity has passed you will take back what you have been forced to give them, they will not feel any obligation to you. The reason why the Roman decision came out well was that the government was new and not yet settled, and the populace had earlier seen laws made for
1. Livy 2. 9.
their advantage, such as that for the appeal to the people. Hence they could be persuaded that the favor done them resulted not so much from the enemy’s coming as from the Senate’s inclination to benefit them.2 Besides this, their memory of the kings, by whom they had been in many ways injured and insulted, was fresh. Never., theless, because such needs seldom are found, it also seldom happens that such remedies are of value. Whoever is in power, therefore, whether a civil government or a prince, should consider beforehand what sorts of adverse times are likely to come upon him and what men he may need in times of trouble, and then treat them in just the way he thinks he would need to treat them in an emergency of any kind. He who conducts himself otherwise, whether prince or civil government-but especially a prince-and then believes that when the peril is on him he can in a moment regain men with benefits, deceives himself, because he not merely does not make sure of them but even hastens his own ruin.
Livy 2. 8.
CHAPTER 33. WHEN A DANGER WITHIN A ST A TE OR FROM WITHOUT HAS GROWN GREAT, THE SAFER POLICY IS TO PUT OFF DEALING WITH IT RATHER THAN TO ATTACK IT
[The dangerous growth of Rome]
As the Roman republic increased in reputation, force and power, her neighbors-who at first had not recognized how much that new republic could harm them-recognized their error, though too late. In order to remedy what they had not remedied earlier, as many as forty peoples conspired against Rome. Hence the Romans deter., mined to use their chief remedy against urgent perils: they set up a Dictator;r that is, they gave power to one man to make decisions without any consultation, and without any appeal to carry out what he decided. This device, as it was useful then and was a cause of their overcoming the perils which hung over them, so it was always very useful in all the emergencies that as their dominion increased at various times endangered the Republic.
1. Livy 2. 18.
[ A dangerous citizen]
Mention of such peril at once brings on discussion of the rise within a republic or in opposition to a republic of a danger resulting from some cause either internal or external. When such a danger is so serious that it frightens everybody, the safest plan is to put off dealing with it rather than to try to obliterate it, because almost always those who attempt to destroy it make its powers greater and hasten the ill that was feared from it. Such emergencies come up in a republic more often through an internal than through an external cause. Many times, indeed, a citizen is allowed to get more power than is safe, or corruption begins in a law that is the nerve and life of free institutions; then this mistake is allowed to run on so far that to attempt remedy is more harmful than to let it go on. Moreover the recognition of these evils when they spring up is more difficult inas,. much as it appears more natural for men always to approve the beginnings of things; and such approval for the actions of young men, if they seem of some value, is stronger than for the actions of others. So if in a state a young noble appears who possesses extraor,. dinary ability, all the citizens turn their eyes toward him and agree, without reservation, in honoring him. Hence, if he has a bit of ambition, through the union of the aid Nature gives him with this situation, he soon gets to such a place that, if the citizens realize their mistake, they have few methods for putting a stop to the process, and if they try to make use of all those they have, they do nothing else than hasten his rise to power.
[Cosimo de’Medici]
Of this I might bring up many instances, but I shall give only one, from our city. Cosimo de’Medici, with whom the Medici family first grew great in our city, arrived at so high a reputation by means of the credit derived from his own prudence and other citizens’ ignorance, that he so greatly frightened the government as to make other citizens judge it dangerous to attack him and exceedingly dangerous to let him continue. But in those days Niccolo da U zzano was living, who in public affairs was considered highly expert. Though he made the first mistake of failing to recognize the dangers that might rise from Cosimo’s reputation, yet as long as he lived he did not permit the second mistake, that is, an effort to put Cosimo
out of the way, for Niccolo judged that such an attempt would completely destroy control by his own party. We see that after his death it really did, because those citizens who were left, not following Niccolo’s advice, gathered their strength against Cosimo and drove him from Florence. The result was that Cosimo’s party, resentful over this injury, a little later called him back and made him prince of the republic-a rank to which without that open opposition he never could have risen.
[Caesar]
The same thing happened in Rome for Caesar; his ability was supported by Pompey and others, but a little later that support changed into fear. Of this Cicero bears witness, saying that too late Pompey began to fear Caesar. This fear made them think about remedies, and the remedies they used hastened the ruin of their republic.
[Opposition made Rome more dangerous]
I say, then, that since it is difficult to recognize these ills when they rise up (this difficulty being caused by the way in which these affairs deceive you in the beginning), it is a wiser decision to give them time when they are recognized rather than to oppose them, because, if you give them time, they disappear, or at least the ill is deferred for a longer space. And under all conditions rulers ought to keep their eyes open, if they intend to destroy them or to oppose their power and momentum, so that they do not increase instead of check these ills, and when they believe they are pushing a thing on do not pull it back, or do not drown a plant by watering it. But they ought to examine well the power of the evil, and when you see you are prepared to cure it, set yourself at it without reservation; otherwise, let it go, and do not in any way attempt it. Because the same thing will happen, as I explain above, that happened to the neighbors of Rome. For since Rome had grown to such great strength, it would have been more to their safety to attempt with the ways of peace to placate her and hold her back than with the ways of war to make her consider new methods and new defenses. Be; cause that league of theirs did nothing other than make the Romans more united, stronger, and intent on new ways, by means of which in a short time they increased their power. Among these was the
setting up of the Dictator-a new device through which they not merely overcame the dangers hanging over them, but also avoided countless ills which except for that remedy the public would have incurred.
CHAPTER 34. THE AUTHORITY OF THE DICTATOR DID GOOD AND NOT HARM TO THE ROMAN REPUBLIC; AND THE POWERS CITIZENS TAKE FOR THEMSELVES, NOT THOSE GIVEN THEM BY FREE VOTES, DESTROY CIVIL GOVERNMENT
[Forces easily acquire names; names do not acquire forces]
Some writers have condemned those Romans who devised for that city the scheme of setting up a Dictator, believing that it was in time the cause of tyranny in Rome; for they allege that the first tyrant in that city ruled her under the title of Dictator, and that without that office Caesar could not with any lawful title have given good standing to his tyranny. Nevertheless anyone who holds this belief has not examined the matter well, but accepts it contrary to all reason. Because not the name or the rank of Dictator made Rome a slave, but the power citizens gained through prolonged military command; if Rome had not had the name of Dictator, they would have taken some other, for forces easily acquire names, but names do not acquire forces. The Dictator, in fact, as long as he was set up according to the general laws and not by his own authority, always did good to the city. To republics, indeed, harm is done by magistrates that set themselves up and by power obtained in unlawful ways, not by power that comes in lawful ways; it is apparent that never in Rome during so long a course of time did any Dictator do the republic anything but good.
[ Rome when uncorrupted was not harmed by a Dictator]
For this there are very obvious reasons. First, if a citizen is to be capable of doing harm and seizing unlawful authority for himself, he must have many qualifications which in an uncorrupted city he can never have. For he needs to be very rich and to have many
adherents and partisans, which he cannot have where the laws are observed. And if even then he does have them, such men are so dangerous that free votes do not unite on them. Besides this, the Dictator was set up for a limited term but not for life, and merely to dispose of that affair that caused him to be set up. His authority included the power to decide for himself about the remedies for that urgent peril and to do everything without consultation and to punish anybody without appeal; but he was not empowered to do things that might weaken the state, such as taking authority away from the Senate and the people, or doing away with the old institutions of the city and making new ones. Three things, then, worked together: the dictatorship lasted but a short time; the Dictator’s power was limited; the Roman people was not corrupt. These conditions made it impossible for the Dictator to go beyond bounds and injure the city; experience shows that he always benefited her.
[ Republics in emergencies move too slowly]
Certainly among all Roman laws this is one deserving to be considered and counted among those causing the greatness of so powerful an empire, for without such a law the citizens have diffi,. culty in escaping from strange and unexpected afflictions. The normal legal procedures of republics are very slow, since no council or official can do anything independently, but each one must for many things have the approval of another; in reconciling their various opinions time is lost. Because of this delay, their provisions are very dangerous when they must provide against something that does not permit loss of time. Republics should therefore have among their laws one like this of the Romans. The Venetian republic, indeed, which ranks high among modern republics, has authorized a small group of citizens who, in great need, without consulting any,. one, are empowered to make a unanimous decision. This is a wise custom, because when such a possibility does not exist in a republic, either she must through keeping her laws ruin herself, or in order not to be ruined, must break her laws. Yet it is not good that in a republic anything should ever happen that has to be dealt with extralegally. The extralegal action may turn out well at the moment, yet the example has a bad effect, because it establishes a custom of breaking laws for good purposes; later, with this example, they are broken for bad purposes. Therefore a republic will never be perfect
if with her laws she has not provided for everything, and furnished a means for dealing with every unexpected event, and laid down a method for using it. In conclusion, therefore, I say that those repub… lies that cannot against impending danger take refuge under a dictator or some such authority will in serious emergencies always be ruined.
[Envy avoided in choosing the Dictator]
About this new law we should observe how wisely the Romans provided for electing their Dictator. His choice was an embarrass.., ment for the Consuls who, having been the rulers of the city, had to submit to authority like other men. Foreseeing that this would lead the citizens to feel some contempt for them, the Romans decided that the power to choose the Dictator should rest with the Consuls, believing that when a time came that Rome had need of such kingly power, they would decide upon it. Since they did it themselves, they would feel less pain, because wounds and other injuries that a man voluntarily inflicts on himself, by choice, are much less painful than those inflicted by others. In later times, in fact, instead of choosing a Dictator, the Roman formed the habit of giving dicta., torial power to the Consul, with these words: “Let the Consul take care that the republic is not harmed.”
[ Again the conclusion of Chapter 33]
To return to our subject, I draw the conclusion that Rome’s neighbors, by trying to crush her, forced her to organize in such a way that she could not merely defend herself but could with greater force, better planning, and more show of justice attack them.
CHAPTER 35. WHY THE CREATION OF THE DECEMVIRA TE IN ROME WAS INJURIOUS TO THE LIBERTY OF THAT REPUBLIC, NOTWITHSTANDING THAT IT WAS SET UP BYFREE AND GENERAL VOTE1
Seemingly contradictory to what has been set forth above ( name… ly, that authority taken by violence, not that given by votes, injures a republic) is the election of the Ten Citizens chosen by the Roman
1. Livy 3. 32-54.
people to make laws in Rome; they in time became tyrants and without any scruple usurped her liberty. As to this, one should consider the methods of giving authority and the time for which it is given. When free authority is given for a long time-that is, for a year or more-it will always be dangerous and will produce good or bad effects according as those to whom it is given are bad or good. And if the authority of the Ten is considered and that of the Dicta,, tors, that of the Ten appears beyond comparison greater. When the Dictator was set up, there remained the Tribunes, the Consuls, the Senate with their authority, which the Dictator was not empowered to take from them. And even though he could exclude one man from the consulate, and another from the Senate, he could not blot out the senatorial order and make new laws. Hence the Senate, the Consuls, the Tribunes, remaining in their authority, were like a guard over him, to block any turn from the right way. But in the setting up of the Ten, everything ran contrary. The Consuls and the Tribunes were abolished; the Ten received authority to make laws and to do everything else, as though they were the Roman people. Hence standing alone, without Consuls, without Tribunes, without appeal to the people, and therefore without anybody to watch them, in their second year, influenced by Appius’ desire for power, they easily became arrogant.
This shows that when I say that authority given by free vote never injures any republic, I presuppose a people never bringing itself to give it, except with proper limitations and at the proper times. But when, either deceived or blinded by something, they are brought to give it imprudently-as the Roman people gave it to the Ten-they will always have such an experience as the Romans did. This is easily proved by noting what causes kept the Dictators good and what made the Ten wicked, and by noting also how states that have been thought well ordered have acted in giving authority for a long time, as the Spartans gave it to their kings and the Venetians to their dukes, because it is clear that guards were placed over both ot these, which allowed them no possibility for using their authority badly. That the matter is not corrupted gives no help in this in,, stance, because an absolute authority in a very short time corrupts the matter, and makes itself friends and partisans. It is not harmed by being poor or not having relatives,2 because riches and every
2. Apparently in the sense of supporters or partisans.
other advantage quickly follow it, as we shall explain in more detail on the setting up of the said Ten.1
DISCOURSES 1. 40.
CHAPTER 36. CITIZENS WHO HAVE HELD HIGH OFFICES OUGHT NOT TO DESPISE THE LOWER ONES
[Venetian practice inferior to Roman]
The Romans had made Marcus Fabius and G. Manlius Con.. suls and had won a glorious battle against the V eientians and the Etruscans; among those killed was Quintus Fabius, the Consul’s brother, who the year before had himself been Consul.1 Here we may observe how well the institutions of that city were adapted to making it great, and how much other republics, which are far different in their ways, deceive themselves. Because, though the Romans were great lovers of glory, yet they did not think it a dis.. honorable thing to obey at one time a man whom at another time they had commanded, and to serve in an army of which they had been leaders. This custom is opposed to the opinions, institutions, and ways of citizens in our times; in Venice there is still the bad practice that a citizen, after holding a high rank, is ashamed to accept a lower one, and the city allows him to reject it. This custom, though it may be honorable for the individual, for the public is wholly disadvantageous. A republic has a right to hope and confide more in a citizen who descends from a high position to serve in a lower one, than in him who ascends from a lower one to serve in a higher place, because in this second person, the republic cannot reasonably have confidence unless there are around him men of such high quality and ability that his newness can be moderated by their advice and standing. And if in Rome there had been the custom there is in Venice and in other modern republics and kingdoms that he who once had been consul would never be willing to go into the armies except as consul-it would have brought about countless things opposed to free government, both through the mis.. takes the new men would make and through the ambition that they could exercise more easily, not having men around them in whose
1. Livy 2. 46.
sight they would be afraid to do wrong; and so they would become more careless-all of which would have been to the public detriment.
CHAPTER 37. WHAT DISCORDS THE AGRAR. I AN LAW CA USED IN ROME; AND FOR A REPUBLIC TO MAKE A LAW THAT LOOKS FAR BACKWARD AND IS OPPOSED TO AN ANCIENT CUSTOM OF THE CITY IS PRODUCTIVE OF DISCORD
[Ambition causes strife]
Ancient writers say that men usually worry in bad conditions and get bored in good ones, and that either of these afflictions produces the same results. Whenever men cease fighting through necessity, they go to fighting through ambition, which is so powerful in human breasts that, whatever high rank men climb to, never does ambition abandon them. The cause is that Nature has made men able to crave everything but unable to attain everything. Hence, since men’s craving is always greater than their power to attain, they are discontented with their acquirements and get slight satisfaction from them. Men’s fortunes therefore vary because, since some strive to get more and others fear to lose what they have gained, they indulge in enmity and war. These cause the ruin of one province and the prosperity of another.
[ The state should be rich and the citizens poor]
I have written this discussion because it was not enough for the Roman populace to make sure of the nobles by setting up the trib. unes-a desire to which it was forced by necessity-but at once, having attained that, it began fighting through ambition and through its hope to share honors and wealth with the nobles, as things much esteemed by men. From this rose the disorder that brought forth the contention over the Agrarian Law,1 which at last resulted in the destruction of the republic. So, because well.-ordered republics ought to keep their treasuries rich and their citizens poor, it follows that in the city of Rome there was a defect in this law. Either it was not made at the beginning in such a way as not to need remaking every
1. Livy z. 41.
day, or there was such delay in making it that application to the past would have been dangerous, or if it was well designed at first, it was later corrupted in application. However it was, this law was never spoken of in Rome without turning that city upside down.
[The rich evade the Agrarian Law]
This law had two main provisions. One of them laid down that no citizen was permitted to own more than so many acres of land; the other that the fields taken from enemies should be divided among the Roman people. Thus it did two sorts of injury to the nobles, because those who possessed more property than the law permitted (namely, the greater part of the nobles) were to be deprived of it; and if the property of the enemy was divided among the multitude, the nobles lost a means for getting rich. So since these attacks were
made on powerful men, who believed they served the public by opposing the law, whenever it was alluded to, as I have said, all that city turned upside down. And the nobles with patience and ingenui.. ty caused delays about it: either an army was led out, or to the Tribune who invoked the law another Tribune was opposed, or sometimes part was yielded, or a colony was sent to the place that was to be parceled out, as happened to the district of Anzio, for when this quarrel over the law came up about it, they sent to that place a colony taken from Rome, to which the district was turned over. In this case Titus Livius uses a noteworthy phrase, saying that there was difficulty in finding in Rome anybody who would give his name for going to the said colony, so much more prone was that multitude to hope for things in Rome rather than to possess them in Anzio.1 The dissension over this law kept on giving trouble for a while, until the age when the Romans took their armies into the remote parts of Italy and outside Italy; after that time it apparently stopped. This happened because the land owned by enemies to Rome, being distant from the eyes of the multitude and in a place where they could not easily cultivate it, became less desirable; and
also the Romans did not so much penalize their enemies in that way; and if they did despoil any city of its land, they placed a colony there.
2. Livy 3. 1.
[ Danger in private remedies for public evils]
Hence, for such reasons, this law lay as though asleep until the Gracchi appeared; when they waked it up, it wholly ruined Roman liberty, because by that time the power of its adversaries was re. doubled; as a result, it stirred up so much hatred between the multitude and the Senate that it led to arms and bloodshed, contrary to every lawful habit and custom. Since the public magistrates could not remedy it, the f ctions, placing no more hope in them, had recourse to private remedies, and each of the parties decided to get a leader to defend it. The multitude acted early in this turmoil and disorder by turning its support to Marius, so that four times it made him consul, and he continued his consulate so long with slight intervals that he was able to make himself consul three times more. Having no remedy against this plague, the nobility backed Sulla, and making him head of their party, entered the civil wars; after much bloodshed and variety of fortune, the nobility were victors. These feuds came to life again in the time of Caesar and Pompey, when Caesar made himself head of Marius’ party, and Pompey of Sulla’s. In the war that followed, the victor was Caesar, the first tyrant in Rome; as a result, that city was never again free.
[ Danger in the ambition of the rich]
Such were the beginning and the end, then, of the Agrarian Law. And though we showed above how the enmities at Rome between the Senate and the multitude kept Rome free by producing laws in support of liberty, and therefore the result of this Agrarian law seems out of harmony with my belief, I say that I do not for that reason abandon my opinion. To a great extent the ambition of the rich, if by various means and in various ways a’1city does not crush it, is what quickly brings her to ruin. So if the quarrels over the Agrarian Law took three hundred years to make Rome a slave, she would perhaps have been brought much sooner to slavery if the people, with this law and with its other cravings, had not continually checked the ambition of the nobles. This also shows how much more men esteem property than they do positions of honor. For about such positions the Roman nobility always without great dis,, turbance yielded to the populace, but when they came to property, so
Necessity Masters False Dignity 275
great was their obstinacy in defense that the people, to satisfy its appetite, had recourse to the illegalities discussed above.
[Wise procrastination]
These troubles were started by the Gracchi, whose intention should be praised above their prudence. Because, to attempt to take away an irregularity that has grown serious in a republic, and for the sake of this to make a law that looks far into the past, is a badly considered decision; as was set forth at length above, it does nothing else than hasten the evil toward which that irregularity is taking you. But if you delay, either the evil comes later, or before it comes to its completion, with time it disappears of itself.
CHAPTER 38. WEAK REPUBLICS ARE IRRESO… LUTE AND CANNOT MAKE DECISIONS; IF EVER THEY ADOPT ANY PLAN, IT COMES MORE FROM NECESSITY THAN FROM CHOICE
Since there was a very severe pestilence in Rome, and for that reason the Volscians and the Equi believed that the time had come when they could crush Rome, these two peoples, forming a very large army, attacked the Latins and the Ernici and began to plunder their country/ Hence the Latins and the Ernici were obliged to make it known at Rome and to beg to be defended by the Romans. Since the Romans were affiicted by the pestilence, they replied that the Latins must take measures to defend themselves with their own arms, because the Romans could not defend them.
[The Roman Senate faced facts]
Here we observe the Senate’s nobility and prudence and how always in every fortune it intended to be master of the decisions that its subjects would have to make. And it never felt shame in deciding on a thing contrary to its policy and to its other decisions, when necessity gave command. I say this because at other times the same Senate had forbidden those peoples to take arms and defend them., selves. A Senate less prudent than this would have thought its dignity lowered by granting them this defense. But that Senate
1. Livy 3. 6.
always judged things as they ought to be judged and always took the less bad decision as the better. It disliked inability to defend its subjects; it disliked their taking up arms without permission, for the reasons mentioned and for many others that can be understood. Nevertheless, knowing that they would necessarily be armed in any case, since the enemy were upon them, the Senate made the honorable decision and determined that what they had to do they should do with its consent, in order that they should not, by disobeying through necessity, get accustomed to disobeying through choice. And though this evidently is the decision any republic ought to make, nonetheless weak and badly advised republics do not know enough to make it and do not know how to gain themselves honor from such necessities.
[ Florence treated Cesare Borgia foolishly]
In our day, Duke Valentino had taken Faenza and had made Bologna yield to his terms. Then, planning to return to Rome through Tuscany, he sent one of his men to Florence to ask passage for himself and his army. When there was debate in Florence on how they ought to conduct themselves in this matter, nobody ever advised that they should grant it. In this they did not follow the Roman method. Yet since the Duke was heavily armed and the Florentines so nearly unarmed that they could not thwart his passage, it would have been much more to their honor that he should seem to pass with their permission than by force, because, while in any case his passage was wholly disgraceful to them, it would have been so in a lower degree if they had conducted themselves otherwise. But the worst quality weak republics have is to be irresolute, so that all the decisions they make, they make as the result of force, and if ever they do anything good, they do it as something forced and not as a result of their prudence.
[Florentine folly about Pisa and Arezzo]
I wish to give two further instances of this which happened in our time in the government of our city. In 1500, when King Louis
XII of France, after taking Milan, was eager to turn over Pisa to Florence in order to get fifty thousand ducats that had been promised him by the Florentines after such restitution, he sent his armies toward Pisa, led by Monsieur de Beaumont-a Frenchman indeed, nonetheless a man in whom the Florentines had much confidence.
Negotiators in Possession 277
This army and this general moved between Cascina and Pisa, in order to assail the walls. While he was pausing there some days to get ready for the assault, Pisan ambassadors came to Beaumont and offered to give over the city to the French army with the condition that, on the King’s faith, he should promise not to put her in the power of the Florentines earlier than at the end of four months. This plan the Florentines wholly refused, so that in consequence they went ahead with the siege and left in disgrace. They refused the plan for no other reason than that they distrusted the King’s faith, even though through their feeble planning they had of necessity put them., selves into his power. On the other hand, they did not trust him, and they did not see how much better it was for the King to turn Pisa over to them after he was inside the city, or if he did not turn her over, to reveal his purpose to them, than when he did not have it, for him to promise her to them and for them to be forced to buy his promises. Hence they would have acted much more profitably if they had consented that with any sort of promise Beaumont should take Pisa, as experience showed later in 1502 when, after Arezzo rebelled, Monsieur Imbault was sent by the French king to rescue the Florentines with French soldiers. Arriving in the neighborhood of Arezzo, he promptly negotiated an agreement with the Aretines, who were willing, under a certain pledge, to surrender the city like the Pisans. Florence refused such a plan. Whereupon Monsieur Imbault, seeing this and judging that the Florentines had little understanding of the affair, undertook the negotiations for the agree., ment by himself, without participation by the Commissioners. So finally he concluded it as he wished and according to it entered Arezzo with his soldiers, giving the Florentines to understand that they were mad and did not understand the affairs of the world, because if they wanted Arezzo, they might make it known to the King, who was much better able to give it to them when he had his soldiers inside the city than outside. In Florence they did not stop tearing to pieces and blaming the said Imbault; nor did they ever stop until at last they saw that if Beaumont had been like Imbault they would have had Pisa as they had Arezzo.
And so, to return to our subject, irresolute republics never make good decisions except through force, because when there is any doubt, their weakness never lets them come to a decision; and if that
image
doubt is not canceled by some violence that drives them on, they always remain undecided.
CHAPTER 39. AMONG DIFFERENT PEOPLES THE SAME EVENTS OFTEN OCCUR
[Human nature always the same]
He who considers present affairs and ancient ones readily under.. stands that all cities and all peoples have the same desires and the same traits and that they always have had them. He who diligently examines past events easily foresees future ones in every country and can apply to them the remedies used by the ancients or, not finding any that have been used, can devise new ones because of the similarity of the events. But because these considerations are neglected or are not understood by those who read or, if they are understood, are not known to rulers, the same dissensions appear in every age.
[Florentine instability]
The city of Florence after 1494, having lost part of her empire, such as Pisa and other towns, was obliged to make war on those who held them. Because those holders were strong, it followed that Florence spent much on the war, without any return. From much spending came high taxes; from the taxes came countless complaints by the people. And since this war was administered by a magistracy of ten citizens called the Ten of War, the populace were brought to hate the Ten, as the cause both of the war and the expense of it; so they persuaded themselves that if that magistracy were abolished, the war would be abolished. Hence when it was to be chosen again, new members were not selected, but it was allowed to come to an end and its duties were turned over to the Signory. This decision was so damaging that not merely did it not get rid of the war, as the populace was convinced it would, but through the lack of those men who had prudently administered it, so much confusion resulted that Arezzo and many other places, besides Pisa, were lost. Hence the people, seeing their mistake, and that the cause of the sickness was the fever and not the doctor, re..-established the magistracy of the Ten.
[ A Roman instance]
This same inclination appeared in Rome against the name of the Consuls. When the people saw one war springing from another, and that they could never rest, although they should have believed that the wars were caused by the ambition of their neighbors who wished to crush them, they did believe that those wars were caused by the ambition of the nobles, who, unable to punish the plebeians in Rome where they were defended by the power of the Tribunes, wished to get them out of Rome under the Consuls, in order to oppress them where they could get no aid. Because of this, the people decided that they must get rid of the Consuls or regulate their power in such a way that they would have no authority over the plebeians either abroad or at home. The first who attempted this law was one Terentillius, a Tribune, who proposed that five men should be set up to consider the power of the Consuls and limit it. This greatly disturbed the nobility, since they thought the majesty of their authority had wholly declined, so that the nobility no longer had any standing in that republic. Nevertheless such was the per,.. sistence of the Tribunes that the consular name was blotted out; and finally they consented, after some other arrangements, rather to set up Tribunes with consular power than Consuls; so much more they hated their name than their authority. And so it continued a long time, until finally, recognizing their mistake, just as the Florentines returned to the Ten, so they established their Consuls again.1
1. Livy 4. 6; 6. 35, 38-42.
CHAPTER 40. THE ESTABLISHMENT OF THE DECEMVIRA TE IN ROME AND WHAT IS TO BE LEARNED FROM IT;1 WHEREIN I CONSIDER, AMONG OTHER THINGS, HOW THROUGH SUCH AN EVENT A REPUBLIC CAN BE SAVED OR SUBJECTED TO TYRANNY
Since I am going to discuss in detail what happened in Rome through establishing the Decemvirate, I think it not superfluous to tell, first, all that followed that establishment, and then to debate the
1.. Livy 3. 31.-58.
things that are noteworthy in these events. They are many and of great import, both for those who hope to keep a republic free and for those who plan to get one into their power. Such discussion will reveal many mistakes made by the Senate and by the populace to the detriment of liberty; and many errors made by Appius, head of the Decemvirate, to the detriment of the tyranny he planned to set up in Rome.
[ Appius’ hypocrisy]
After there had been many disputes and struggles between the populace and the nobility over establishing new laws in Rome, through which the city’s liberty might be made firmer, the parties agreed to send Spurius Posthumus with two other citizens to Athens for copies of the laws Solon gave that city, so as to base the Roman laws on them. When these messengers had gone and returned, the next thing was the appointment of men to examine and establish the said laws. So they appointed ten citizens for a year, among whom was Appius Claudius, a man keen and restless. And in order that they might without restraint draw up such laws, they removed all the other Roman magistrates, especially the Tribunes and the Consuls, and took away the right of appeal to the people, so that the new magistracy was absolute ruler of Rome. Into Appius’ hands came all the authority of his companions, by reason of the support he had from the people, for he had to all appearances so sided with the populace that it seemed a marvel how quickly he had taken on a new nature and a new disposition, since before this time he had been thought a cruel persecutor of the people.
[ Appius shows his true character]
These Ten conducted themselves quite as in a free state, not keeping more than twelve lictors, who marched before the chief of the Ten. And though they had absolute authority, nonetheless, when they had to punish a Roman citizen for homicide, they cited him into the presence of the populace and had it judge him. They wrote their laws on ten tables which, before the laws were confirmed, they put in a public place to allow everyone to read and debate them, that any defects might be known which before confirmation could be amended. Thereupon Appius produced in Rome a general opinion that if two more tables were added to these ten, they would be perfect,
so this belief gave the people opportunity to re,elect the Ten for another year. To this the people willingly agreed, both in order that the Consuls should not be brought back and because they assumed that they could get on without Tribunes, since they themselves were judges in law cases, as has been said above. After the decision to re,elect the Ten, all the nobility bestirred themselves to seek those positions, and among the first was Appius, who used such great courtesy to the populace in asking it that he roused the suspicions of his companions, “for they thought it unnatural that in such great arrogance there should be geniality” (Livy 3. 35). Fearing to act openly against him, they decided to do it artfully, and though he was younger than all the rest, they gave him authority to propose the future Ten to the people, believing that he would keep within the limits set by others in not proposing himself, since it was a thing contrary to custom and disgraceful in Rome. “He, however, turned the obstacle into an opportunity” (ibid.) and named himself among the first, to the astonishment and vexation of all the nobles; he then named nine others, such as he preferred. This new choice, made for another year, soon showed the people and the nobility their error. For suddenly Appius “put an end to playing an unnatural part” (ibid. 36), and displayed his inborn pride, and in a few days imparted to his companions his own habits. And to terrify the people and the Senate, in place of twelve lictors, he set up a hundred and twenty.
[ Appius loses popular support]
Both parties were equally afraid for some days, but ere long the Ten were rousing the hopes of the Senate and oppressing the popu, lace; and if anybody oppressed by one of the Decemvirs appealed to another, he was treated worse in the appeal than in the first sentence. Hence the populace, recognizing its error and full of woe, looked to the nobles for aid”and found hope ofliberty in the place from which
they had so greatly feared servitude that they had brought the city to its present condition” (ibid. 37). This woe of theirs was pleasing to the nobility “since the people themselves, in disgust at their present circumstances, wished for Consuls” (ibid.). The end of the year came. The two tables of the laws were finished but not made public. In this the Ten found opportunity for continuing in the magistracy, and they carried on the government with violence and made for
themselves satellites among the young nobles, to whom they gave the goods of persons condemned. “Bribed with these gifts, the young men preferred license for themselves rather than liberty for all” (ibid.). At this time the Sabines and the V olscians began a war against the Romans. Through fear of that, the Ten were brought to see the weakness of their position, because without the Senate they could not carry on the war, and they believed that if the Senate met they would lose their position. Yet of necessity they resolved on this last plan. When the Senators had assembled, many spoke against the pride of the Ten, and in particular Valerius and Horatius. The authority of the Ten would have been wholly extinguished if the Senate, in hatred of the populace, had not been unwilling to show its authority, thinking that if the Ten laid down the magistracy voluntarily, the Tribunes of the People might not be restored. They determined, then, on war, and went out with two armies, led in part by the said Ten. Appius remained to govern the city. At that time he fell in love with Virginia, and since he wished to take her by force, her father Virginius killed her to free her. Then followed the rebellions in Rome and in the armies, which, uniting with the rest of the Roman populace, went off to Mons Sacer, where they remained until the Ten laid down the magistracy, Tribunes and Consuls were put in office, and Rome was brought back to the form of her ancient freedom.
[ Selfish desires by both the people and the rich]
We first observe, then, in this account that in Rome the evil of establishing this tyranny came from the same causes as most tyrannies in cities, namely, the too great desire of the people to be free and the too great desire of the nobles to command. And when they do not agree to make a law in freedom’s behalf, but one of the parties rushes to support a single person, then tyranny quickly appears. The people and the nobles of Rome agreed to set up the Ten and to set them up with such authority because of the desires of each of the parties, for one hoped to abolish the consular office, the other the tribunate. When they were in office, the plebeians, thinking that Appius had become one of the popular party and was attacking the nobles, turned to favor him. When a people thus brings itself to make this mistake of giving one man authority in order that he may attack those it hates, and that one is shrewd, he always becomes tyrant of
that city, because with the aid of the people he undertakes to get rid of the nobility, and he never turns to the oppression of the people until he has got rid of the nobles. By that time, when the people realizes it is in slavery, it has no one with whom to take refuge. This has been the method used by all those who have founded tyrannies in republics. If Appius had used this method, that tyranny of his would have taken on more life and would not have failed so quickly. But he did everything contrary and could not have conducted him.-,
self more imprudently, because in order to hold the tyranny, he made himself an enemy to those who had given it to him and could keep it for him, and made himself a friend2 to those who had not agreed to give it to him and could not keep it for him; and he lost those who were friendly to him and sought to have as friends those who could not be his friends. Because, though the nobles wish to tyrannize, that part of the nobility that is outside the tyranny is always hostile to the tyrant. He never can entirely win its support because of its great ambition and great avarice, for the tyrant cannot have so much wealth and so many high offices that he can satisfy all of them. So Appius, abandoning the people and taking the side of the nobles,
made a very apparent mistake, both for the reasons given above, and because if a thing is to be held with violence, he who forces needs to be more powerful than he who is forced.
[ A wise tyrant secures the people’s support]
From this it results that those tyrants to whom the people are friendly and to whom the rich are hostile are more secure, because the forces supporting their violence are stronger than those supporting that of tyrants to whom the people are hostile and the nobility friendly. With the support of the people, internal forces are enough for preservation, as they were enough for Nabis, tyrant of Sparta; for when all Greece and the Roman people attacked him, he first made himself sure of a few nobles; then with the aid of the friendly populace
he defended himself; yet he could not have done so if the people had been his enemies. In that other condition, when a prince has few
friends in his city, internal forces are not enough, but he must try to get help from outside. And it needs to be of three sorts: one, hiring foreign satellites, who will guard your person; two, arming the
2. The textual evidence is for enemy, but the sense requires friend, which occurs in many
editions.
284 DISCOURSES 1. 40″42
country people, who will perform the duties that the citizens should perform; three, allying yourself with powerful neighhors who will defend you. He who uses these methods and practices them well, even though he has the populace as his enemy, can in various ways preserve himself. But Appius could not use the method of gaining the country people, since the country and Rome were one and the same; and what he might have done, he did not know how to do; hence he fell when he had hardly begun.
[Party spirit]
The Senate and the people made the most serious mistakes in establishing the Decemvirate, because-even though (as I said above in my discussion of the Dictator) those magistrates that set themselves up, not those the people set up, are harmful to liberty-when estab.1 lishing magistrates the people still need so to act that the magistrates will have to use some caution about becoming wicked. But whereas the people ought to put a guard over magistrates to keep them good, the Romans took it away, making the Decemvirate the only magis.1 tracy in Rome and annulling all the others, through the Senate’s excessive desire (as we said above) to get rid of the Tribunes and the people’s desire to get rid of the Consuls. This blinded them so completely that they agreed in such an evil. Indeed, as King Ferdi.1 nand said, men often act like some small birds of prey, who so strongly desire to catch their victims, as Nature urges them to do, that they do not see above them another larger bird that will kill them. From this discussion, then, you can learn, as I stated at the beginning, the Roman people’s mistake, if it wished to save its liberty,
and Appius’ mistakes, if he wished to hold the tyranny.
CHAPTER 41. TO LEAP FROM HUMILITY TO PRIDE, FROM MERCY TO CRUELTY, WITHOUT PROPER PA USES MIDWAY, IS IMPRUDENT AND UNPROFITABLE
[More on the Decemvirate]
Among A ppius’ foolish proceedings, if he wished to maintain his tyranny, of no little importance was his leaping too quickly from
one attitude of mind to another. Because his cleverness in deceiving the people, by pretending to be a man with popular sympathies, was well handled; also well handled were his proceedings for getting the Ten chosen a second time; also well handled was his boldness in setting himself up contrary to the expectation of the nobility; well handled was his choice of associates adapted to his purpose. But not at all well handled, when he had done these things, was his sudden change of nature, as I say above, by which he showed himself an enemy rather than a friend to the people; instead of courteous, proud; instead of easy to deal with, difficult; and he changed so quickly that, since he offered no excuse, no man could avoid seeing the falsity of his purpose. Because he who has for a while appeared good but intends, for his own purposes, to become bad, ought to do so with proper pauses midway; and in such a way to govern himself ao cording to the circumstances that before your changed nature de… prives you of your old support, it has given you so much that is new that you do not bring about any lessening of your authority. Other,. wise, since you are revealed and without friends, you fall.
CHAPTER 42. HOW EASILY MEN CAN BE BRIBED
[Illustrated by the Decemvirate]
We note also in this affair of the Decemvirate how easily men are bribed and brought to assume a wholly different nature, however good and well brought up they may have been, when we observe how the group of young men that Appius chose to have around him grew friendly to tyranny because of a little profit they gained, and how Quintus Fabius,1 one of the number of the second Ten, though a very good man, was blinded by a little ambition and influenced by Appius’ wickedness, so that his good morals changed to utterly bad ones and he became like the tyrant. This when well examined will make the legislators of republics and kingdoms the more eager to bridle human appetites and to take from them every hope of erring without punishment.
1. Livy 3. 41-42, 58.
CHAPTER 43. THOSE WHO FIGHT FOR THEIR OWN GLORY ARE GOOD AND FAITH… FUL SOLDIERS
[Against mercenary soldiers]
One can also observe, in the discussion above, how much differ… ence there is between an army that is satisfied and fights for its own glory and an army that is ill disposed and fights for some leader’s ambition. Whereas the Roman armies were accustomed to be vie… torious under the Consuls, under the Decemvirs they always lost.1 From this instance one can learn, in part, why mercenary soldiers are useless, having no other reason that holds them firm than the little pay you give them., This reason is not and cannot be enough to make them faithful or so much your friends that they are willing to die for you. Because in these armies where there is no affection for him in whose behalf they fight, so that they do not become his partisans, there never can be enough military vigor to resist an enemy who has a little of that vigor. And because this love and this eager… ness to excel cannot spring up in others than your own subjects, it is necessary, if you expect to keep your position, if you expect to maintain a republic or a kingdom, to provide yourself an army of your own subjects, as we see they all have done who have gained great advantages with their armies. The Roman armies under the Ten had the same ability, yet because they did not have the same inclination, they did not get their usual results. But as soon as the magistracy of the Ten was wiped out and the Romans again fought as free men, the same courage returned to them; in consequence their undertakings had a successful outcome, according to their old habit.2
1. Livy 3. 41-42.
z. Livy 3. 61-63, 66-70.
CHAPTER 44. A MULTITUDE WITHOUT A HEAD IS HELPLESS; ONE SHOULD NOT FIRST MAKE THREATS AND THEN ASK AUTHORITY
[Conclusions from the Decemvirate]
The Roman populace, because of the incident of Virginia, had gone armed to Mons Sacer. The Senate sent its ambassadors to ask under what authority they had abandoned their officers and gone to the Mount. And so much was the authority of the Senate respected, that, since the people did not have leaders among them, nobody had the courage to answer. And Titus Livius says that they did not lack matter for answering but lacked somebody to give the answer. This situation shows exactly the helplessness of a multitude without a head. This trouble was understood by Virginius, and according to his plan they set up twenty Military Tribunes to be their heads for answering and for dealing with the Senate. And when they asked that Valerius and Horatius should be sent, so that they could tell them what they wanted, these two did not wish to go if the Ten did not first lay down their magistracy. And when they arrived at the Mount where the populace was, they were asked to consent that Tribunes of the People should be set up, that there should be appeal to the people from every magistrate, and that all the Ten should be given to them, because they intended to burn them alive. Valerius and Horatius commended their first requirements. They blamed the last one as pitiless, saying: “You condemn cruelty; into cruelty you rush” (Livy 3. 53); and they advised them to omit making mention of the Ten and to wait until they got back their authority and their power; then they would not lack means for satisfying themselves.1 Here it is plain how much folly and how little prudence there is
in asking a thing and saying first: I wish to do such an evil with it. One should not show one’s mind but try to get one’s wish just the same, because it is enough to ask a man for his weapons without saying: I wish to kill you with them. For when you have the weapons in your hands you can satisfy your desire.
1. Livy 3. 44-53.
CHAPTER 45. NOT TO KEEP A LAW THAT HA S BEE N MA D E SET S A BA D EXAM, PLE, ESPECIALLY FOR ITS AUTHOR. TO DO EVERY DAY NEW AND FRESH INJURIES IN A CITY IS VERY INJURIOUS TO A RULER
[Appeal denied to Appius Claudius]
When the agreement had been made and Rome was brought back to her old form, Virginius cited Appius before the people to
defend his caser. He appeared accompanied by many nobles; Vfr.,
ginius ordered that he be put in prison. Appius cried out in appeal to the people. Virginius said he was not worthy to have that right of appeal which he had destroyed and to have as defender the people he had attacked. A ppius replied that they ought not to violate that right which they had been so eager to enact. Nevertheless he was put in prison, and before the day of trial he killed himself. And though the wicked life of A ppius deserved the utmost punishment, nonethe… less to violate law was not in accord with good government, and so much the more when the law violated had just been made. For I do not think there is a thing that sets a worse example in a republic than to make a law and not keep it, and so much the more when it is not kept by him who has made it.
[ Savonarola failed to keep his own law]
After 1494 Florence reorganized her government with the aid of Frate Girolamo Savonarola, whose writings show his learning, his prudence, and his mental power.2 Among other enactments to give the citizens security, he got a law passed permitting appeal to the people from the sentences of the Eight and the Signory in political cases. This law he urged a long time and gained with very great
1. Livy 3. 54-58.
2. This passage shows Machiavelli’s respect for Savonarola’s intellectual powers. Not only does he here approve the law giving the right of appeal, but in his D1scOURSE ON REMODELING THE GOVERNMENT OF FLORENCE he suggests the revival of Savonarola’s great council of citizens. Probably the Frate’s political writings were acceptable to him (Gilbert, MACHIA., VELLI, THE PRINCE AND OTHER WORKS, Chicago, 1941, Index;]. H. Whitfield,
“Savonarola and the Purpose of The Prince,” Modem Language Review, XLIV, 1949,
44-59).
difficulty; but when, a short time after its confirmation, five citizens condemned to death by the Signory on behalf of the government attempted to appeal, they were not permitted to do so; thus the law was not observed. This took away more of the Frate’s influence than any other event, because the right of appeal, if valuable, should have been observed; if it was not valuable, he should not have had it enacted. This happening was the more noticed inasmuch as the Frate, in all the sermons he delivered after this law was broken, never either condemned those who broke it or excused them; for he was unwilling to condemn their action, which was to his advantage, and excuse it he could not. This conduct, by revealing his ambitious and partisan spirit, took influence away from him and brought him much censure.
[Subjects not to be made desperate]
The harm done by a government is also very great when every day in the minds of your3 citizens it renews and refreshes animosities by means of new injuries done to this one and that one, as happened in Rome after the Decemvirate. Because all the Ten and other citizens at different times were accused and condemned, to such an extent that there was the greatest terror in all the nobility, who judged that such condemnations would not end until all the nobility were destroyed. And it would have produced great trouble in that city it Marcus Duellius the Tribune had not provided against it, for he made an edict that for a year no one would be permitted to cite or accuse any Roman citizen; this reassured all the nobility. Here we see how damaging it is to a republic or to a prince to keep the minds of subjects uncertain and fearful with continual penalties and attacks. And without doubt there is no method more destructive, because men who suspect that they are going to suffer something bad take any means to make themselves safe in their peril and become more audacious and less cautious about attempting revolution. Therefore it is necessary either not to injure anybody or to inflict the injuries at once, and then to reassure men and give them opportunity to calm and settle their spirits.
3. Here, as often in THE PRINCE, Machiavelli shifts to the second person, as though ad. dressing directly the rulers, whether of princedom or republic, mentioned below.
CHAPTER 46. MEN CLIMB FROM ONE AMBI,, TION TO ANOTHER; FIRST THEY TRY NOT TO GET HURT, THEN THEY HURT OTHERS
[When men try to escape fear, they make others fear]
After the Roman people had recovered their liberty and returned to their earlier level of strength, and indeed had gained a higher level, inasmuch as many new laws were made in confirmation of their power, it is reasonable that Rome would have a little rest. Neverthe,, less, experience shows the opposite, for every day new quarrels and new discords arose there. Because Titus Livius very prudently sets forth the reason why this happened,1 I think it not other than fitting to report exactly the words in which he says that always either the people or the nobility acted proudly when the other humbled itself; when the populace was quiet within its bounds, the young nobles wronged it, and the Tribunes could offer few remedies because they too were outraged. The nobility, on the other side, though they thought their young men too violent, nevertheless preferred that if bounds were to be overstepped, the overstepping should be by their men and not by the populace. Thus desire for defending its liberty made each party try to become strong enough to tyrannize over the other. For the law of these matters is that when men try to escape fear, they make others fear, and the injury they push away from them,, selves they lay on others, as if it were necessary either to harm or to be harmed.
[Citizens should not be allowed to gain itifluence dangerous to the free,,, dom of their city]
From this you can see one way among others in which republics go to pieces, and in what way men climb from one ambition to another, and how a saying Sallust puts in the mouth of Caesar is quite true: “All instances of evil….doing arise from good beginnings.” The first endeavor, as has been said above, of those citizens in a republic who act through ambition is to make it impossible for them,, selves to be harmed not merely by private persons but also not even by the magistrates. They endeavor, in order to accomplish this, to make friendships; and these they gain in ways apparently honorable,
1. Livy 3. 65.
either by aiding men with money or by protecting them from the powerful; because this conduct seems honorable, it easily deceives everybody; hence no one uses any remedy against it. So, working on without hindrance, an ambitious man becomes so powerful that private citizens are afraid of him, and the magistrates regard him with deference.2 When he has climbed to this level, if there has not already been some opposition to his greatness, he is in a position such that to attempt to oppose him is very dangerous, for the reasons I gave above on the danger of opposing a peril that has already greatly increased in a city.3 Thus the business comes to such a position that you must either try to annul it at the risk of sudden ruin or, by letting it go on, enter into evident slavery, if death or some accident does not liberate you. Because if it comes to the aforesaid pass, when the citizens and the magistrates are afraid of offending the ambitious man and his friends, he then does not have to take much trouble to make them pronounce judgment and do injury at his will. Hence a republic ought to have among its laws this: that the citizens are to be watched so that they cannot under cover of good do evil and so that they gain only. such popularity as advances and does not harm liberty-something we shall discuss in its place.4
2. From this sentence on, Machiavelli speaks of the ambitious man in the singular.
DISCOURSES 1. 33, 37 end.
DISCOURSES 3. 28.
CHAPTER 47. HOWEVER MUCH MEN ARE DECEIVED IN GENERALITIES, THEY ARE NOT DECEIVED IN PARTICULARS
[The Roman people would not elect incompetent officials]
When the Roman people, as was said above,1 became disgusted with the name of Consul and wished that men of the people should be made Consuls or that consular authority should be lessened, the nobility, in order not to blemish that authority with the one thing or with the other, took a middle course, and consented that there should be set up four Tribunes with consular power, who might be plebeians as well as nobles.2 The populace was satisfied with this, since it thought it was getting rid of the consulate and having its
1. Chap. 39.
2. Livy 3. 9; 4. 1-6.
own part in this very high office. A noteworthy event resulted from this, for when in the choice of these Tribunes the Roman people were permitted to choose plebeians entirely, they chose only nobles. On this Titus Livius writes thus:”These elections by their outcome teach that there is one sort of spirit in contentions over liberty and honor, and another after strife has been laid aside, so that the judgment is unspoiled” (4. 6). And examining the reason for this, I believe it to be that in general things men deceive themselves a great deal, in specific things not so much. In general the Roman populace be,. lieved that they deserved the consulate, since their part in the city was more important, for they were exposed to more danger in wars and they with their sinews kept Rome free and made her powerful. So feeling sure, as I have said, that this desire of theirs was reasonable, they determined to get this power no matter how. But when they
had to judge men of their own class individually, they recognized their weakness and decided that no one of them deserved what they believed all of them together deserved. Hence, as ashamed of them, they turned to those who did deserve high office. Being rightly astonished at this decision, Titus Livius writes: “Such modesty, equity and nobility of spirit, where now will you find it in one man which then the whole people possessed” (4. 6).
[ Competence demanded in Capua]
In confirmation of this, I cite another notable instance, which occurred in Capua after Hannibal defeated the Romans at Cannae. 3 Though all Italy was upset by this defeat, Capua still went on with her quarrels, caused by the hate between the Senate and the people. Pacuvius Calanus was then in the supreme magistracy; realizing the city’s peril on account of her quarrels, he planned to use his position to reconcile the populace with the nobility. Having formed his plan, he called the Senate together and told them of the popular hatred against them and of their danger that the populace would kill them and give the city to Hannibal, since the Roman state was in distress. Then he added that if they would put him in charge of the affair, he would manage to unite the two parties. He planned to lock the Senators into the Palace and, by giving the people power to punish them, to save them. To his opinion they yielded. So he
Livy 23. z-4.
assembled the populace, after shutting up the Senate in the Palace. He told the assembly that the time had come when they could put down the pride of the nobility and revenge the injuries they had received from them, since they were all shut up under his charge. But because he believed the people would not wish their city to be left without government, they needed, if they were going to kill the old Senators, to choose new ones. Meanwhile he would put the names of all the Senators in a bag and draw them out before the assembly. Those drawn out should be put to death in order, as soon as their successors were chosen. When he drew out the first, a great uproar was raised at the man’s name; he was called proud, cruel, and arrogant. Yet on Pacuvius asking that his successor be chosen, all the assembly was quiet. Then after some delay one of the populace was named; at his name one man whistled, one laughed, one spoke ill of him in one way and another in another. And so on and on, all those named were judged unworthy of senatorial rank. Then Pacu,.. vius, using the opportunity, said: “Since you judge that this city is badly off without a Senate, and you do not agree in providing successors for the old Senators, I think you might well reconcile yourselves with them, because the fear which the Senators have felt has humbled them so much that you will find in them the kindness you are searching for elsewhere.” And since they agreed to this, union with the senatorial order followed; thus the illusion they were under was revealed when they were forced to come to particulars. Besides this, the people deceive themselves in judging things in general and the events connected with them, but when later these things are individually known, they are not so deceived.
[ Agitators when put in office become conservative]
After 1494, the chief men of Florence had been driven from the city, and there was no government there, but rather a sort of ambi,.. tious license, and public matters were going from bad to worse. Whereupon many of the popular party, seeing the ruin of the city and not finding any other cause for it, charged it to the ambition of some powerful persons who were feeding the troubles in order to set up a government according to their will and to take away the people’s liberty. And such men stood around in the arcades and the squares speaking ill of many citizens and threatening that if ever they became Signors, they would reveal the rulers’ trickery and punish them. It
294 DISCOURSES 1. 47″’49
happens often that such a person rises to the supreme magistracy; and when he has climbed to that place and sees things nearer at hand, he realizes where the troubles come from and the dangers that impend and the difficulty of remedying them. And having seen how the times and not men cause the trouble, he becomes instantly of another mind and of another sort, because the knowledge of particular things destroys his belief in such trickery as he had taken for granted when considering things generally. Hence those who heard him speak earlier when he was a private citizen, and then see him sit quiet in the supreme magistracy, believe that the change has come not from a truer knowledge of affairs, but because he has been misled and bribed by the great. And since this has happened to many men and at many times, the people formed the proverb: “These fellows have one mind in the Public Square and another in the Palace.”
Considering, then, all that has been presented, we see that though the people may be deceived ·by a generality, they quickly and easily open their eyes when anyone finds a method that will make them descend to particulars, as Pacuvius did in Capua and the Senate in Rome.4
[A prudent man will respect popular judgment of particulars]
I believe also that we may grant that a prudent man need not avoid the popular judgment in particular things about the distribu… tion of offices and dignities, because in this alone the people do not deceive themselves, and if sometimes they are deceived, this happens so seldom that more often a few men who have to make such distributions will be deceived. Nor does it seem superfluous to show, in the following chapter, the method the Senate used for tricking the people in its distributions.
As appears in the next D1scoURSE.
CHAPTER 48. HE WHO WISHES THAT A MAGISTRACY SHOULD NOT BE GIVEN TO A MAN OF LOW RANK OR TO A WICKED MAN, SHOULD HAVE IT ASKED FOR EITHER BY ONE OF TOO LOW RANK AND TOO WICKED OR BY ONE OF TOO HIGH RANK AND TOO GOOD
When the Senate feared that Tribunes with consular power would be chosen from the plebeians, they used one of two ways: either they had the office asked for by the men of highest repute in Rome; or actually, by suitable means, they bribed some worthless plebeians of very low rank to ask for it along with the plebeians of better quality who ordinarily asked for it. This last method made the populace ashamed to give it; the first made them ashamed to accept it.1 All this relates to the preceding discussion, in which it is shown that the people, if it is deceived about generalities, is not deceived about particulars.
1. Livy 4. 56, 57.
CHAPTER 49. IF CITIES OF FREE ORIGIN, SUCH AS ROME, WITH DIFFICULTY FIND LAWS THAT WILL PRESERVE THEM, CITIES OF ORIGIN IMMEDIATELY SERVILE HAVE SLIGHT POSSIBILITY FOR DOING SO
How difficult it is, in founding a republic, to provide all the laws that will keep her free, the course of the Roman republic very well shows. Notwithstanding the many laws laid down first by Romulus, then by Numa, by Tullus Hostilius and Servius, and last by the Ten Citizens chosen for such work, nevertheless in the operation of that city new necessities were always appearing; it was therefore necessary to devise new laws, as happened when they devised the Censors. Their office is one of the precautions that helped Rome to keep free, as long as she lived in freedom, because, becoming arbiters of the morals of Rome, the Censors were a power… ful reason why she was slower in growing corm pt. When instituting that office the Romans did, indeed, make a mistake, first giving it a
DISCOURSES 1. 49
five,year term; yet before long Mamercus the Dictator prudently remedied this by a new law reducing that magistracy to eighteen months.1 The Censors who were then functioning took this change so badly that they excluded Mamercus from the Senate-an act much blamed both by the populace and by the Fathers. And be, cause Livy’s History does not show that Mamercus could protect himself against it, either the Historian must be inadequate or the Roman laws on this subject were not good; because it is not right for a republic to be so organized that a citizen can without any recourse be injured for promulgating a law in harmony with free government.
But going back to the beginning of this discussion, I say that from the introduction of this new office one must judge that if it is difficult for cities of free origin, which like Rome have ruled them, selves, to find laws which will keep them free, we cannot wonder that it is not merely difficult but impossible for cities of origin im, mediately servile to organize themselves in such a way that they can live in peace and according to law.
[Florence never a true republic]
This is evidently true of the city of Florence. Since at her origin she was subject to Roman authority and had always lived under the control of others, she remained for a time humble, without planning for hersel( Then, when there came a chance for taking breath, she undertook to make her own laws; these, being mingled with old ones that were bad, could not be good. And so she has gone on governing herself for the two hundred years for which there are trustworthy records, without ever having had a government because of which she could truly be called a republic. Difficulties like hers have always existed for all those cities whose beginnings were like hers. And though many times, through free and public votes, full power to reform her has been given to a few citizens, nevertheless they have never organized her for the common benefit, but always for the advantage of their own party; this has caused not order but greater disorder in that city.
1. Livy 4. 8, 24.
[ In Florence no court would punish the powetful]
And to come to some particular instances, I say that one of the chief things that must be done by the founder of a republic is to look closely at the sort of men into whose hands he puts the power of death over the citizens. This was well arranged in Rome, because it was easy to appeal to the people in normal conditions, and if some., thing important did happen which made deferred action as a result of appeal dangerous, they had as a resort the Dictator, who acted at once; to this remedy they never resorted except in necessity. But in Florence and other cities that originated in the way she did, as slaves, this authority was lodged in a foreigner, who, being sent by the prince, performed this duty. Then when they became free, they kept up this power in a foreigner, whom they called the Captain. Since he could easily be bribed by powerful citizens, this was a very harmful method. But later, when it was changed because of the change in governments, they set up eight citizens to carry out the duty of the Captain. This method went from bad to worse, for the reasons that have been given at other times; the few were always the servants of the few and of the more powerful.
[In Venice powetful malefactors do not escape]
From this the city of Venice has protected herself, for she has ten citizens who, without appeal, are empowered to punish any citizen. Yet because they might not be enough to punish the powerful, though they had authority for it, they have set up there the Council of Forty, and beyond that have decided that the Council of the Pregai, which is their greatest council, should have power to punish them. Hence, if an accuser is not lacking, there is no lack of a judge to keep powerful men in check.
Thus in Rome, organized by herself and by so many prudent men, there came up every day new reasons making necessary new laws in behalf of free government; it is no wonder, then, if in cities with more confused beginnings so many difficulties appear that they never can be put right again.
DISCOURSES 1. 50, 51
CHAPTER 50. ONE COUNCIL OR ONE MAGIS., TRACY OUGHT NOT TO BE ABLE TO BRING CITY BUSINESS TO A ST AND STILL
The Consuls in Rome were Titus Quintius Cincinnatus and Gneus Julius Mentus, who, being at variance, brought to a standstill
all the business of that republicr. The Senate, seeing this, urged
them to set up a Dictator, in order to do what they, because of their discords, could not do. But the Consuls, disagreeing in everything else, were in agreement on one matter, namely, in refusing to set up a Dictator. Hence the Senate, not having any other remedy, sought the aid of the Tribunes, who, through the authority of the Senate, compelled the Consuls to obey.
Here we note, first, the va]ue of the tribunate, which was useful in checking not merely the ambition that the powerful exercised against the populace, but also that which they exercised among themselves; second, that it never should be lawful in a city for a few to impede decisions about things that according to law are needed for maintaining the republic. For the sake of example, if you give power to a Consul to make a distribution of offices and of property or to a magistracy to attend to a piece of business, you must either lay necessity on him to do it in any case, or arrange that, if he refuses, some other has the power and duty to do it. Otherwise, this method is defective and dangerous, as it evidently would have been in Rome, if they could not have opposed to the stubbornness of those Consuls the authority of the Tribunes.
[Venetian wisdom]
In the Venetian republic the Great Council distributes the offices and places of profit. It happened sometimes that that body, because of anger or some false conviction, did not choose successors to the magistrates of the city and to those who administered their empire abroad. Such failure was very dangerous, because at once both the subject towns and the city itself lacked their lawful judges; nor was it possible to obtain anything if the membership of that Council was not either appeased or undeceived. And this difficulty would have brought that city to a bad condition if it had not been
1. Livy 4. 26.
provided for by prudent citizens, who, taking a good opportunity, made a law that all the magistracies that are or may be, inside or outside the city, never can be vacant except when their substitutes and successors are chosen. And so there was taken from that Coun,. cil the possibility that, with danger to the republic, it could put a stop to public business.
CHAPTER 51. A PRINCE OR A REPUBLIC OUGHT TO APPEAR TO DO THROUGH LIBERALITY ANY ACTION COMPELLED BY NECESSITY
Prudent men always and in all their actions win credit from circumstances, even though necessity forces them to such acts in any case. Such prudence was well used by the Roman Senate when it decided to give government pay to soldiers in the army, who had always before served at their own expense/ The Senate saw that they could not carry on a long war under such a system, which prevented their besieging towns and sending their armies to a dis,. tance. Yet since they judged that they needed the possibility of doing both, they determined that stipends should be given; but they so did it that an action to which necessity drove them won them gratitude. This gift was so acceptable that Rome was turned upside down with pleasure; the populace looked on it as a great benefit, such as they never hoped to have and which of themselves they never would have asked. And though the Tribunes made an effort to cancel this gratitude, showing that the measure burdened rather than relieved the populace-since this money had to be paid from taxes-yet they could not keep the populace from accepting it. The Senate also increased the benefit through their method of assigning the taxes, for the more annoying and heavier ones were laid on the nobility, and these were the first that were paid.
1. Livy 4. 59, 60.
CHAPTER 52. TO REPRESS THE ARROGANCE OF ONE WHO IS TRYING TO RISE TO SUPREME POWER IN A REPUBLIC, THERE IS NO MORE SECURE AND LESS DANGER … OUSMETHODTHANTOGETAHEAD OF HIMON THOSE ROADS BY WHICH HE IS MOVING TOWARD THAT POWER
The preceding discussion shows how much credit the nobility gained with the populace under the appearance of benefiting them through the pay they_ decreed and the manner of levying the tax. If the nobility had held to that method, all dissension would have been removed from that city, and the Tribunes would have been deprived of the credit they had with the populace, and consequently of their power.
[ How Cosimo de’Medici gained power]
And truly in a republic, and especially in one that is corrupt, the ambition of any citizen cannot be opposed with a better method less dangerous and easier-than by taking ahead of him those roads by which he evidently is moving toward the position he wants. This method, if it had been used against Cosimo de’Medici, would have been a much better choice for his adversaries than to drive him from Florence, because if those citizens who were his rivals had taken up his scheme of befriending the people, they would have succeeded without uproar and without violence in taking out of his hands the weapons he most relied on.
[Methods open to Piero Soderini for keeping his power]
Piero Soderini gained himself a reputation in the city of Florence simply by appearing to befriend the common people; this gave him among the common people a reputation as a lover of the city’s liberty. Those citizens who envied his greatness, would unquestion.., ably have found it easier, much more honorable, less dangerous and less harmful to the republic to adopt ahead of him those methods by which he made himself prominent than to try to oppose him, so that with his fall all t-.hat was left of the republic would fall. Because it they had seized from his hands those weapons with which he made
himself strong (as they could easily have done), they could have opposed him in all the councils and all public deliberations without exciting suspicion and without any scruples. Someone may rejoin that if the citizens who hated Piero were mistaken in not adopting ahead of him those methods through which he was gaining himself reputation with the people, Piero also was mistaken not to adopt in advance those methods through which his opponents endangered him. But to that I should reply that Piero deserves excuse because it was difficult for him to do so, and because their ways were not honorable for him; they damaged him by supporting the Medici; yet if he had given such support, they would have attacked him for it and in the end ruined him.1 By no possibility, then, could Piero honorably adopt that plan because he could not keep a good reputa., tion if he destroyed that liberty over which he had been stationed as guard. Besides, since such support could not be given secretly and at one stroke, it would have been very dangerous for Piero, because if ever he had been exposed as friendly to the Medici, the people would have suspected and hated him. Thence there would have arisen for his enemies much better opportunity for crushing him than they had before.
[ The ingenious plan of Cicero ruined him]
As to every plan, therefore, men should consider its defects and dangers and not accept it when there is in it more danger than value, even though they have been advised that it is in harmony with their intention. Because, if they do otherwise, in this situation the same thing may happen to them as happened to Cicero, who, by trying to get advantages away from Marc Antony, increased them for him. After Marc Antony had been judged an enemy by the Senate and had gathered a great army in large part from the soldiers who had been following the party of Caesar, Cicero, in order to get those soldiers away from him, encouraged the Senate to give authority to Octavian and to send him with Irtius and Pansa, the Consuls, against Marc Antony; Cicero asserted that as soon as the soldiers who followed Marc Antony heard the name of Octavian, Caesar’s nephew, who was calling himself by the name of Caesar, they would leave the former and adhere to the latter; Marc Antony, thus stripped
1. His enemies would have used any concessions to the Medici to show that Fiero was a traitor to the cause of freedom.
of support, would easily be crushed. But the affair came out alto, gether differently, for Marc Antony won Octavian over, and he, leaving Cicero and the Senate, sided with Antony. That was the complete destruction of the nobles’ party. It should have been easy to conjecture this, and they should not have believed what Cicero thought certain, but they should have taken into account that name which with such glory had annihilated its enemies and gained for itself the position of prince in Rome, nor should they have believed that from his heirs or supporters they could ever have anything in harmony with the name of freedom.
CHAPTER 53. THE POPULACE, DECEIVED BY A FALSE APPEARANCE OF GOOD THINGS, MANY TIMES DECREES ITS OWN RUIN, AND GREAT HOPES AND MIGHTY PROMISES EASILY MOVE IT
When the city of the V eientians was takenr, the Roman people
formed the opinion that it would profit the city of Rome for half of the Romans to go to live at Veii, the argument being that since it was a city rich in land, full of buildings, and near Rome, half of the Roman citizens could be enriched; yet because of the nearness of its site, no public activity would be hindered. This proposal appeared to the Senate and to the wiser Romans so unprofitable and so injuri, ous that they freely said they were ready to suffer death rather than agree to such a decision. Hence when this matter came to debate, the populace grew so angry with the Senate that the affair would have come to weapons and bloodshed if the Senate had not made itself a shield of some old and respected citizens, esteem for whom restrained the populace from going further with its arrogance.
Here two things are to be noted. The first is that the people, deceived by a false image of good, many times desire their own ruin. And if somebody in whom they have faith does not convince them that what they want is bad and explain what is good, countless dangers and losses come upon the republic. And when chance causes the people to have faith in no one, as sometimes happens, since they have been deceived in the past both by things and by men, of
1. Livy 5. 24, 25, 51.
necessity the republic is ruined. Dante says about this, in his dis, cussion On Monarchy, that the populace many times shouts: “Long live its own death,” and “Down with its own life.”2 The result of this lack of belief is that sometimes good decisions are not made in republics. Thus we said above of the Venetians that, when assailed by so many enemies, they could not adopt the plan of winning any, body’s support by restoring what they had taken from other states (for the sake of which the war was begun and the league of princes made against them) before ruin came.
[ The populace likes courageous decisions]
Therefore, considering when it is easy and when it is hard to get a people to accept something, one can make this distinction: either what you are trying to persuade them of shows on its surface gain or loss; or the decision to be made seems courageous or cowardly. When in a plan put before the people gain is apparent, even though loss be hidden beneath, and when it seems courageous, even though the ruin of the republic be hidden beneath, always the multitude is easily persuaded to approve. Likewise the multitude is always with difficulty persuaded to accept proposals in which either cowardice or loss appears, even if beneath them be hidden safety and gain.
[ Roman instances]
What I have said is confirmed by countless instances, Roman and foreign, ancient and modern. From this came the bad opinion that grew up in Rome about Fabius Maximus,3 who could not persuade the Roman people that it would be of benefit to the republic to proceed slowly in their war against Hannibal and to endure his invasion without engaging in battle, because the people thought his view cowardly and did not see its actual value; nor did Fabius have reasons sufficient to convince them. But by courageous opinions the people are badly blinded. The Roman people made their mistake of giving Fabius’s Master of the Horse authority to engage in battle even though Fabius did not approve; through that authority the Roman army was at the point of defeat, when Fabius’ prudence applied a remedy. Yet this experience was not enough for them; they made Varro Consul, not because of any merits of his but because in all
Actually from CONVIVIO 1. 11. 54.
Livy 22. 25-49.
the squares and public places in Rome he promised to defeat Hanni,. bal whenever he received authority. From this came the battle and defeat of Cannae and almost the ruin of Rome.
I shall bring up here still another instance from Rome.4 Hanni,. bal, during eight or ten years in Italy, had slaughtered Romans throughout the land. Then into the Senate came Marcus Centenius Penula, a man of very low degree (though nevertheless he had held some rank in the army) who promised that if they would give him authority to raise an army of volunteers wherever he chose in Italy, he would in a short time give them Hannibal, captive or dead. The Senate thought his request rash. Nevertheless, they decided that if they refused him and his offer were then known among the people, some disturbance might result, and some hatred and ill feeling against the senatorial order; hence they granted it to him, choosing rather to put in danger all those who followed him than to excite new anger in the people, who, as they knew, would be likely to accept such a suggestion and could be dissuaded from it with difficulty. That man, then, with an undisciplined and disorderly multitude attacked Hannibal, and no sooner did he come to the encounter than with all his followers he was routed and killed.
[ A Greek instance]
In Greece, in the city of Athens, never could Nicias, a very influential and prudent man, persuade the people that it was unwise to attack Sicily; yet when that decision was made against the opinion of the wise, the total ruin of Athens resulted. Scipio, becoming Consul and applying for the province of Africa/ promised the total ruin of Carthage. When, on the advice of Fabius Maximus, the Senate did not agree, Scipio threatened to present it in the popular assembly, since he very well knew how greatly plans of that kind appeal to the multitude.
[ A Florentine instance]
I can give pertinent instances from our city. Messer Ercole Bentivogli, commander of the Florentine soldiers, along with An,. tonio Giacomini, after they had defeated Bartolommeo d’ Alviano at San Vincenti, besieged Pisa. This undertaking was resolved on by
Livy 25. 19.
Livy 28. 40-45.
the people after mighty promises by Messer Ercole, though many wise citizens opposed it. Still they had no way to prevent it, driven by the general determination founded on the mighty promises of the commander.
[Mighty enterprises ruin republics and individuals; Giacomini]
I say, then, that there is no easier way to cause the fall of a republic where the people have authority than to get it into mighty enterprises, because where the people are of any in8uence, such enterprises will always be approved; and against them those of another opinion will have no recourse. But if the ruin of the city results, there also results and more often-the ruin of the citizen put at the head of such an undertaking, because after the people have counted on victory, and loss comes, they accuse neither Fortune nor the weakness of him who managed it, but his wickedness and ignorance; almost every time they in8ict on him death or prison or exile, as happened to countless Carthaginian generals and many Athenians. Nor are any victories the man has gained in the past of any avail, because by the present loss they all are canceled. Thus it happened to our Antonio Giaco, mini, who, not having taken Pisa (which the people counted on and he promised) came into such popular disfavor that, in spite of his countless good works in the past, he lived rather through the humani, ty of those who held authority over him than through any argument that would protect him from the people.
CHAPTER 54. THE CREA T POWER OF AN INFLUENTIAL MAN TO CHECK AN IN, CENSED MULTITUDE
The second thing of note in the passage discussed in the preceding chapter is that nothing is so suited to check an incensed multitude as their respect for some man of in8uence and standing who opposes them. Not without reason does Virgil say: “Then if they see some man weighty in his piety and his high qualities, they stand silent and with open ears” (Aeneid 1. 151-152). Therefore he who commands an army or he who is in a city where there is a riot should appear in public at such a time with the utmost elegance and dignity, putting on the ensigns of his rank, to make himself more respected.
306 DISCOURSES 1. 54, 55
[ The Bishop of Volterra and a Florentine mob]
A few years ago Florence was divided into two factions, the Fratesca and the Arrabbiata, as they were called. And when there was a fight, the Fratesca were defeated. Among them was Pago.1 lantonio Soderini, a citizen of high repute in those times. During the riots, the people went armed to his house to plunder it. But Messer Francesco his brother, then Bishop of Volterra and today Cardinal, chanced to be in the house; as soon as he heard the noise and saw the crowd, he put on his most dignified garments, with the Bishop’s rochet over them, met those armed men, and with his aspect and his words stopped them. All through the city this act was for many days talked of and praised. I conclude, then, that there is no more reliable or more necessary means for checking an incensed multitude than the presence of a man whose aspect makes him appear worthy of veneration and who is worthy of it.
[The conclusion from this and the preceding DISCOURSE]
We see, then, turning to the passage mentioned above,r how stubbornly the Roman populace took up that idea of going to Veii, judging it profitable, and not recognizing the harm underneath. Their attempt caused much disorder and would have caused re.-, hellion if the Senate by means of influential men, full of dignity, had not checked their fury.
1. Livy 5. 24, 25, 51.
CHAPTER 55. PUBLIC AFFAIRS ARE EASILY MANAGED IN A CITY WHERE THE POPU.1 LACE IS NOT CORRUPT. WHERE THERE IS EQUALITY A PRINCEDOM CANNOT BE ESTABLISHED; WHERE THERE IS NONE, A REPUBLIC CANNOT BE ESTABLISHED
[Roman honesty]
Though I have already discussed at length what is to be hoped and feared from corrupt cities, nevertheless it is not apart from my subject to consider the Senate’s decision about Camillus’ vow to
give Apollo a tenth part of the Veientian spoilsr.
1. Livy 5. 23, 25.
Since these spoils
had gone into the hands of the Roman people, anq. there was no way to reckon the accounts, the Senate decreed that each man should turn over to the government the tenth part of what he had seized. Though the Senate did not put that decree into effect but took another method and in a different way satisfied Apollo by atoning for the populace, nonetheless such a decision shows how much the Senate trusted in the people’s goodness, judging that nobody would fail to present exactly what the edict required. And on the other side, we see that the populace did not think of defrauding the edict in any amount by giving less than was due, but did think ofliberating itself from the tax by showing open indignation. This instance, with many others presented above, shows how much goodness and how much religion that people possessed and how much good was to be expected from it.
[Social honesty in Germany]
Truly, where this goodness does not exist, nothing good can be expected, as nothing good can be expected in regions that in our times are evidently corrupt, as is Italy above all, though in such corruption France and Spain have their share. If in those countries fewer disorders appear than we see daily in Italy, the cause is not so much the goodness of the people-which for the most part no longer exists-as that they have a king who keeps them united, not merely through his ability but also through the still unruined organization of those kingdoms. In Germany this goodness and this religion are still important among the people. These qualities enable many re., publics to exist there in freedom and to observe their laws so well that nobody outside or inside the cities dares to try to master them. How true it is that a large part of this ancient goodness still reigns there, I wish to show by an example like that mentioned above of the Senate and the Roman people. These German republics, when they need to spend a quantity of money on the public account; have the magistrates or councils in charge assess all the inhabitants of the city one or two per cent of each man’s property. And after they have made such a decision, according to the law of the place, each man presents himself before the collectors of that tax; and having first taken an oath to pay the proper amount, he throws into a chest prepared for this what, according to his conscience, he thinks he ought to pay; of this payment there is no witness except him who
308 DISCOURSES 1. 55
pays. From this one can infer how much goodness and how much religion there still are in those men. And it must be supposed that each one pays the proper sum, because if it were not paid, that tax would not bring the amount they plan on, according to the old taxes they have been accustomed to collect, and if it did not bring it, the fraud would become known, and when it was known, they would take some other way than this. Such goodness is the more to be admired in these times, inasmuch as it is more infrequent. Indeed it seems to have survived only in that region.
[Simplicity and hatred of inequality in Germany]
This comes from two things: one, that they have not had many dealings with their neighbors; the latter have not come to their cities nor have they visited neighboring places; they have been content to enjoy the goods, to live on the food, and to be clothed with the wool provided by their country. Thus the reason for all intercourse has been removed, and the beginning of all corruption, because they have had no chance to take up the customs of either France or Spain or Italy-nations which altogether are the corruption of the world. The other reason is that those republics where government has been kept orderly and uncorrupted do not allow any citizen of theirs to be a gentleman or to live in the fashion of one, but they preserve among themselves a complete equality. To the lords and gentlemen who live in that region they are entirely hostile; ifby chance any come into their hands, they put them to death as the beginners of corruption and the causes of all evil.
[ The idle gentry are dangerous]
To explain what this name of gentleman means, I say that they are called gentlemen who without working live in luxury on the returns from their landed possessions, without paying any attention either to agriculture or to any other occupation necessary for making a living. Such men as these are dangerous in every republic and in every country, but still more dangerous are they who, besides the aforesaid fortunes, command castles and have subjects who obey them. These two kinds of men crowd the Kingdom of Naples, the City of Rome, the Romagna, and Lombardy. From this it comes that in those lands there never has arisen any republic or well–ordered
government, because men of these types are altogether hostile to all free government.
[ Remodeling demands kingly power]
To introduce a republic into those regions would be impossible; if a man who were their master attempted to reorganize them, he could find no other way than to set up a kingdom there. The reason is this: where the matter is so corrupt that the laws are not restraint enough, along with them some greater force must of necessity be established, namely, a kingly hand that with absolute and surpassing power puts a check on the over,,great ambition and corruption of the powerful.
[Tuscany has had no savior]
This explanation can be verified with the example of Tuscany, where in a small extent of territory there long have been three repub,, lies, Florence, Siena, and Lucca; the other cities of that region have been servants of such a sort that from their courage and their organiza,, tion we see that they maintain or would like to maintain their liberty. The reason is that in that region there are no lords of castles and no gentlemen or very few, but there is equality so great that a prudent man, understanding the ancient forms of society, could easily have introduced there well…regulated government. Yet to her great misfortune, up to these times she has found no man who has had power or wisdom to do it.
[The strong man subject to local conditions]
So from this discussion I draw these conclusions. He who attempts to set up a republic in a place where there are many gentle,, men cannot do so unless he first wipes them all out. Where there is great equality, he who wishes to set up a kingdom or a principality cannot do so unless he draws away from that equality many of ambitious and restless spirit and makes them gentlemen in fact and not in name only, granting them castles and possessions and giving them aid with property and men, so that, standing in their midst, by their means he supports his power. They, by his means, support their ambition. The others are obliged to endure the yoke that force and nothing else can make them endure. And since in this way he who forces and he who is forced are in proportion to each other,
men stand fixed, each one in his rank. So then, to make a province fitted to be a kingdom into a republic or to make one fitted to be a republic into a kingdom is a matter for a man who is rare in brain and in authority; many have tried to do it and few have succeeded, because the greatness of the affair partly frightens men, partly hinders them so much that they fail at the very beginning.
[The Venetian government]
I am aware that my opinion that where there are gentlemen a republic cannot be organized appears contrary to the practice of the Venetian republic, in which no position can be held except by those who are gentlemen. To this I answer that this instance does not oppose my belief, because the gentlemen in that republic are so rather in name than in fact; they do not have great incomes from landed possessions, but their great riches are based on trade and movable property; moreover none of them holds castles or has any jurisdiction over men. Thus that name of gentleman among them is
a name of dignity and reputation, without being founded on any of those things in other cities signified by the word gentleman. And as the other republics have all their classes under various names, so Venice is divided into gentlemen and people; and the rule is that the first shall hold or be eligible to hold all the offices; the others are wholly excluded from them. This does not make trouble in that city, for the reasons mentioned elsewhere.2
[ The wise founder; a conclusion reaffirmed]
The would…be founder,3 then, will establish a republic where there is, or has been brought about, great equality; on the other hand, he will organize a princedom where there is great inequality. Other., wise he will produce a state out of proportion and not durable.
DISCOURSES 1. 6.
3. Here Machiavelli goes back two paragraphs, to the beginning of “The strong man subject to local conditions,” repeating from there the pronoun colui (He who … attempts to set up” etc.). The paragraph on the Venetians is parenthetical.
Portents 311
CHAPTER 56. BEFORE CREA T EVENTS oc,, CUR IN A CITY OR A REGION, THERE ARE SIGNS THAT PRESAGE THEM OR MEN WHO PREDICT THEM
[Signs predicting the death of Lorenzo de’Medici]
What causes it I do not know, but both ancient and modern instances indicate that nothing important ever happens in a city or in a region that has not been foretold either by diviners or by revela, tions or by prodigies or by other celestial signs. And in order not to go far from home in proving this, everybody knows how much was predicted by Frate Girolamo Savonarola before the coming of King Charles VIII of France into Italy; moreover throughout Tuscany people said that in the air above Arezzo were seen and heard men,-at,. arms who fought together. Everybody knows, besides this, that before the death of Lorenzo de’Medici the elder the cathedral was struck on its highest point by a lightning flash, with very great damage to that building. Everybody knows also that a little before the day when Piero Soderini-who had been made Gonfalonier for life by the Florentine people-was driven out and deprived of his rank, the Palace itself was struck by a thunderbolt. I could bring forward more instances than this, which, to avoid boredom, I shall omit. I shall tell only what Titus Livius says,1 before the coming of the French to Rome; that is, that one Marcus Cedicius a plebeian reported to the Senate that he had heard at midnight, as he was passing through the Via Nuova, a voice louder than human that bade him report to the magistrates that the French were coming to Rome.
[ Airy intelligences]
The cause of this I believe should be considered and interpreted by a man who has knowledge of things natural and supernatural, which we do not have. Yet it could be that since, as some philoso, phers hold, the air about us is full of intelligences-and these through their natural abilities foreseeing future things and having compassion on men-these spirits warn men with such signs, so they can prepare
1. Livy 5. 32.
for resistance. At any rate, however it is, so the truth seems to be; and always after such events strange and new things happen to countries.
CHAPTER 57. THE POPULACE UNITED IS STRONG; EACH MAN BY HIMSELF IS WEAK
[A Roman instance]
When the ruin of their native city followed the French invasion, many Romans went to V eii to live, against the decree and order of the Senate, which, to remedy this evil, commanded by its public edicts that everybody within a fixed time and under fixed penalties should come back to live in Rome. At first these edicts were ridi,, culed by those against whom they were issued. Then, when the time for obeying drew near, all obeyed them. Titus Livius says: “Though bold when united, by the individual fear of each they were made obedient” (6. 4). Truly the nature of a multitude in this matter cannot be shown better than in this passage. The multitude is bold in speech, many times, against its ruler’s decisions; then when they look the penalty in the face, not trusting one another they run to obey. Hence it seems certain that to what a people says about its favorable or its unfavorable inclination, you should pay no great attention when you are in a position to keep it steady if it is favorably inclined, or if it is unfavorably inclined, when you can provide that it will not harm you.1
[ A multitude without a head is both formidable and weak]
This is to be understood of those bad inclinations of the people derived from some other source than the loss either of their liberty or of a beloved prince who is still living. The bad inclinations resulting from these sources are dangerous above everything else and have need of strong remedies to check them, but the people’s other disinclina,, tions are easily dealt with when they do not have leaders to whom to turn. On one side there is nothing more formidable than a multitude unrestrained and without a leader; on the other side nothing is weaker; even though it has arms in its hands, it is easily put down, if only you have a refuge where you can escape the first onset/ When
1. Direct address here, in a passage for rulers, suggests THE PRINCE.
2. Also a passage intended for a prince. The refuge might be a fortress such as is mentioned
Many.,.headed but Wise 313
their minds are a bit cooled and each man sees that he must return to his house, they distrust themselves and think of safety either by flight or by treaty. Therefore a multitude so stirred up, if it is to escape these perils, must at once choose from its number a leader who will direct it, keep it united, and think about its defense. So the Roman populace did when after Virginia’s death it marched out of Rome and for security chose twenty Tribunes.3 If a multitude does not do this, it experiences what Titus Livius, quoted above, says: when they are all together they are strong, but as soon as each man gets to thinking about his personal danger, he becomes worthless and weak.
near the end of the twentieth chapter of THE PRINCE. This is one of the many passages in the
DISCOURSES suggesting that THE PRINCE was excerpted from that work or that the Dis., COURSES contain matter left over from the briefer work.
Livy 3. 50, 51.
CHAPTER 58. THE MULTITUDE IS WISER AND MORE CONST ANT THAN A PRINCE
[The many.,.headed multitude]
Nothing can be more unreliable and more inconstant than the multitude, as, like all other historians, our Titus Livius affirms. In the narratives of men’s doings we often read that the multitude con.. demns a man to death and afterward weeps for that same man and greatly regrets him. So the Roman people did for Manlius Capito.,. linus, first condemning him to death, then greatly regretting him. The author’s words are: “The people in a short time, when they were no longer in danger from him, regretted him” (Livy 6. 20). Elsewhere, when he narrates events in Syracuse after the death of Hieronymus, Hiero’s grandson, he writes: “This is the nature of the multitude: either humbly it serves or arrogantly it domineers” (Livy 24. 25).
[ Not a sin to defend an opinion with reason]
I do not know whether I am undertaking a task so hard and full of difficulties that I shall be forced to give up in disgrace or to continue with reproach when I try to defend something that, as I have said, has been condemned by all the writers. But however that may be, I do not judge and I shall never judge it a sin to defend any opinion with arguments, without trying to use either authority or
DISCOURSES 1. 58
force. I say, then, about that fault of which writers accuse the multi,, tude, that all men individually can be accused of it, and chiefly princes; for he who is not regulated by the laws will commit the same errors as the ungoverned multitude. And it is easy to make sure of this, because there are and have been many princes, and the good and wise ones have been few.
[ Princes and peoples unrestrained by law]
I speak of princes who have broken that bridle intended to restrain them, among which are not those kings who were born in Egypt when, in remote antiquity, that land was governed with laws, not those who were born in Sparta, nor those who in our times are born in France, a kingdom more tempered by the laws than any other kingdom of which we have notice in our times. And these kings who are born under such constitutions are not to be put in that number.1 Hence it is necessary to consider each man’s nature for itself and to see if he is like the multitude, because the comparison ought to be made with a multitude regulated by the laws in the same way as those princes are, and it will be found to have the same good,, ness as we see in them, and it will appear neither arrogantly to domineer nor humbly to serve.
[ The people less rash than a prince]
Such was the Roman people, which, while the republic lasted without corruption, never served humbly nor domineered arrogantly; on the contrary with its laws and magistrates it kept its place honora,, bly. And when it was obliged to take action against a powerful man, it did so, as is seen in Manlius’ case, in that of the Ten, and of others who sought to oppress it. And when it needed to obey Dicta,, tors and Consuls, for the sake of the public safety, it did so. And if the Roman people regretted Manlius Capitolinus when he was dead, that is not strange, for they regretted his virtues, which were such that their recollection caused sorrow to everybody; they would have had power to produce that same effect in a prince, for it is the opinion of all the writers that ability is praised and admired even by its enemies. And if Manlius in the midst of such regret had been brought back to life, the Roman people would have given the same
1. By using four times the word born, Machiavelli emphasizes that he is thinking of native kings, who fit easily into a constitutional pattern of long standing.
judgment upon him as it did when, after taking him from prison, it soon condemned him to death. Yet we also see some princes, thought wise, who have put some person to death and then greatly regretted him, as Alexander did Clitus and others of his friends, and as Herod did Mariamne.
[The people when regulated by law]
But what our historian says of the nature of the multitude, he does not say of one that is regulated by the laws, as was the Roman, but of one that is unrestrained, like that at Syracuse, which com.,. mitted such crimes as do men infuriated and unrestrained, just as Alexander the Great and Herod did in the cases mentioned. Hence the nature of the multitude is no more to be blamed than is that of princes, because all err equally when all are free to err without con.,. sidering right and wrong. Of this, in addition to what I have given, there are many instances, both among the Roman emperors and among other tyrants and princes, who show as much inconstancy and variation of feeling as ever was found in any multitude.
[ The people not worse than princes]
I conclude, then, against the common opinion, which says that the people, when they are rulers, are variable, changeable, and un.,. grateful, for I affirm that in those sins they do not differ from individual princes. And anybody who accuses both the people and the princes surely tells the truth, but in excepting the princes he deceives himself, because a people that commands and is well organized will be just as stable, prudent, and grateful as a prince, or will be more so than a prince, even though he is thought wise. And on the other hand, a prince set loose from the laws will be more ungrateful, variable and imprudent than a people. And the varia, tion in their actions comes not from a different nature-because that is the same in all men, and if there is any superiority, it is with the people-but from having more or less respect for the laws under which both of them live. And he who will consider the Roman people will see that it was for four hundred years an enemy to the name of king, and a lover of the glory and the common good of its native city; he will see many examples displayed by it that testify to
both of these things. And if anybody alleges to me its ingratitude to Scipio, I answer with what I said above at length on this subject,
316 DISCOURSES 1, 58
where I showed that the people are less ungrateful than princes. But as to prudence and stability, I say that a people is more prudent, more stable, and of better judgment than a prince. Nor is it without reason that the voice of a people is likened to that of God, because general opinion possesses marvelous power for prediction; indeed through some mysterious efficacy it appears to foresee its own hap., piness and misery.
[ The people make better choices of officials]
As to judging things, very seldom does it happen, when a people hears two men orating who pull in opposite directions, that if the two are of equal ability, the people does not accept the better opinion and does not understand the truth it hears. And if in matters relating to courage or that seem profitable, as we said above, it errs, many times a prince too errs as a result of his own passions, which are many more than those of the people. It also appears that in choosing magistrates a people makes far better choices than a prince, nor will a people ever be persuaded that it is wise to put into high places a man of bad repute and of corrupt habits-something a prince can be persuaded to do easily and in a thousand ways. A people when once it abhors things can remain of that opinion for many ages-some., thing not seen in a prince. And of both of these things I think that the Roman people is witness enough, which in so many hundreds of years, in so many elections of Consuls and of Tribunes, did not make four elections of which it needed to repent. And the Roman people, as I have said, so hated the name of king that no obligation to any Roman citizen who tried to get that name was enough to let him escape the penalties he deserved.
[ Princes better to establish, people to preserve]
Besides this, we see that cities where the people are in control grow enormously in a very short time, and much more than those that have always been under a prince, as Rome did after she expelled the kings and Athens after she freed herself from Pisistratus. This comes from nothing else than that governments by the people are better than those by princes. Nor do I admit that this opinion of mine is refuted by all our historian says on it in the aforementioned passage and in any others, because if we consider all the people’s faults, all the faults of princes, all the people’s glories and all those of
princes, the people will appear in goodness and in glory far superior. And if princes are superior to the people in establishing laws, forming communities according to law, setting up statutes and new institutions, the people are .so much superior in keeping up things already organized that without doubt they attain the same glory as those who organize them.
[ A faulty people cured by words, a wicked prince by steel]
In short, to conclude this subject, I say that governments by princes have lasted long, republican governments have lasted long, and both of them have needed to be regulated by the laws; because a prince who can do what he wants to is crazy; a people that can do what it wants to is not wise. If, then, we are discussing a prince
obliged to keep the laws and a people chained by the laws, we shall see more worth in the people than in the prince. If we are to discuss either people or prince when unrestrained, fewer defects will be seen in the people than in the prince, and they will be smaller and easier to remedy. The reason is that an uncontrolled and rebellious people can be spoken to by a good man and easily led back into a good way. A wicked prince nobody can speak to, and the only remedy is steel. This lets us guess at the seriousness of the diseases both suffer from,
since for the curing of the people’s disease words are enough, but for the prince’s disease steel is required. Hence no one can do other than conclude that the greater the faults the more the attention needed.
[ The people’s cruelties are less selfish than the prince’s]
When a people is wholly unrestrained, the foolish things it does are not to be dreaded; no existing evil is to be feared, but rather what such evil can produce, for amid confusion it can produce a tyrant. For a bad prince the opposite is true: we fear the evil at hand and for the future we hope, since men persuade themselves that the wicked ruler’s life can bring on an era of freedom. So you see the difference between the two, which is the difference between things that are and things that are to come. The cruelties of the multitude are against a man who they fear will seize the property of them all; the cruelties of a prince are against any man who the prince fears will seize his individual property.
DISCOURSES 1. 58, 59
[ The people can be censured; the prince cannot be]
A bad opinion about the people arises because everybody says bad things of them without fear and freely, even while they are in power. Of princes everybody speaks with a thousand fears and a thousand cautions.
It seems to me not off the subject, because the preceding matter leads me on, to debate in the next chapter which alliances can be more trusted, those made with a republic or those made with a prince.
CHAPTER 59. WHICH ALLIANCE OR LEAGUE IS MORE TRUSTWORTHY, ONE MADE WITH A REPUBLIC OR ONE MADE WITH A PRINCE
Because every day one prince with another, or one republic with another, makes a league and a friendly agreement, and similarly alliance and amity is contracted between a republic and a prince, I wish to consider which loyalty is more stable and of which more account should be taken, whether that of a republic or that of a prince. After considering everything, I for my part believe that in many cases they are the same, and in a few they differ somewhat. I believe, therefore, that neither a prince nor a republic will keep with you agreements made by force; I believe that when they fear for their positions, either of them, in order not to lose, will break faith with you and show you ingratitude. Demetrius, called the Stormer of Cities, had done the Athenians countless favors. But nevertheless after he was defeated by his enemies and went for refuge to Athens as a city friendly and under obligation to him, she did not receive him. This grieved him more than the loss of his people and his army. Pompey, after his defeat by Caesar in Thessaly, took refuge in Egypt with Ptolemy, whom in the past he had put back into his kingdom, and was killed by him. These things clearly had the same origins; nevertheless more humanity and less violence were used by the repub, lie than by the prince. Wherever, then, there is fear, in practice one will find the same loyalty.
[ Republics stable because slow,moving]
And if you find either a republic or a prince who, to be loyal to you, will look forward to ruin, this also comes from like origins. For as to the prince, he well may be the friend of a stronger prince
who, though not just then having means for defending him, will sometime, he hopes, restore him to his princedom; or indeed, having followed the strong prince as a partisan, he does not hope to find loyalty or amity with his ally’s enemies. Of this sort have been those princes in the Kingdom of Naples who have followed the French party. As to republics, of this sort was Saguntum in Spain, which looked for ruin because she adhered to the Roman party;1 likewise Florence, which in 1512 adhered to the French party. And I be,. lieve, everything considered, that in these cases, where there is urgent peril, some sort of stability will be found in republics sooner than in princes. Because, even though republics have the same courage and the same desire as a prince, their sluggish movement will always make their decisions more protracted than those of a prince; hence their faith…breaking will be more protracted than his.
[ Alliances are broken for profit]
Alliances are broken for profit. At this point, republics are far more observant of their agreements than princes. There are instances in which a very small profit has made a prince break a pledge, and in which a great profit has not made a republic do so. An instance of the second appears in Themistocles’ proposal to the Athenians: in their assembly he told them that he could make a suggestion very advantageous to their city, but he could not tell it because, if he revealed it, the opportunity for carrying it out would be lost. The people of Athens therefore chose Aristides to learn about the matter; then according to his judgment they would decide. So Themistocles explained to him that the fleet of all Greece, though protected by their pledge, was in a place where it could easily be taken or de… strayed; this would make the Athenians complete masters of that region. Aristides reported to the people that Themistocles’ plan was very profitable but very dishonorable. For that reason the people wholly rejected it-which would not have been done by Philip of Macedon and other princes who have sought for and gained more profit by breaking their pledges than by any other method. As to breaking treaties for some reason of nonobservance, I am not talking about that, for it is a proper thing. I am talking of those broken for improper reasons; in this I believe, according to what I have said, that a people commits smaller sins than a prince; therefore one can rely on a people more than on a prince.
1. Livy 21. 5-16.
320 DISCOURSES 1. 60
CHAPTER 60. THE CONSULATE AND EVERY OTHER MAGISTRACY IN ROME WERE GIVEN WITHOUT REGARD TO AGE
It appears in the course of history that the Roman republic, as soon as the consulate was opened to the people, granted it to citizens without consideration of age or family, that indeed there never was any requirement as to age in Rome but that she always went looking for ability, whether in a young man or an old one. This is proved by the instance of Valerius Corvinus, who was made consul at twenty…three years of age; and this same Valerius, speaking to his soldiers, said that the consulate was the “reward of ability, not of family” (Livy 7. 32). Whether this policy was well considered or not might be much debated.
With respect to family, disregard was necessary; the same necessity as existed in Rome exists in every city intending to get the results Rome did, as I say elsewhere/ because men cannot be given trouble without reward, and without danger they cannot be deprived of the hope of gaining the reward. And therefore it was fitting that the populace should early have the hope of getting the consulate; on this hope they fed for a time, without getting it; then the hope was not enough, but they had to come to the reality. A city, on the other hand, that does not make use of her populace for anything glorious can treat them as she likes as I have said elsewhere,2 but if she hopes to do what Rome did, she cannot make a distinction against the people.
If this be granted, that custom about age cannot be objected to;
on the contrary, it is necessary, because a youth chosen to an office in which he needs the prudence of an older man must, since the multi.. tude elects him, attain that office through some very striking action. And when a young man is of such ability as to make himself known by something remarkable, a city is damaged if she cannot at once make use of him but must wait until years affect the vigor of mind and the readiness which at an early age his country can use, as Rome used Valerius Corvinus, Scipio, and Pompey, and many others who triumphed when very young.
1, DISCOURSES 1. 6. Cf 2. 3·
z. See n. 1 above.
BOOK TWO
[PREFACE]
[Mistakes about ancient times]
Men are always praising ancient times and finding fault with the present, but not always reasonably; and they are such partisans of things gone by that they praise not merely those ages they know through the accounts left by writers, but also those which they, now being old, remember to have seen in their youth. And though this opinion of theirs be false, as usually it is, I am persuaded that there are various reasons that bring about their mistake. The first of these is, I believe, that about ancient affairs we do not know the whole truth, and usually things are concealed that would bring those times bad repute, and other things that would bring them glory are made splendid and tremendous. Most writers are so subservient to the fortune of conquerors as not merely, in order to make their victories splendid, to increase what they have done ably, but also to give such renown to the actions of their enemies that anyone born afterward in either of the two lands, whether the victorious or the defeated, has reason to wonder at those men and those times, and is obliged to praise them and love them to the utmost.
[ The present may be superior to the past]
Besides this, since men hate things either through fear or through envy, two very powerful reasons for hatred do not affect things past. But the opposite applies to things you deal with and see: in your complete knowledge of these, since they are in no respect hidden from you and you recognize in them along with what is good many other things that displease you, you are forced to judge them much inferior to the ancient. Yet in truth those of the present may be superior, if you are not considering the matter of the arts, which are so glorious that time can take from them or give them little more fame than in themselves they deserve. If you are speaking of the lives and habits of men, about which we do not see such clear evidence, the present may deserve much greater fame and renown than the past.
[ The condition of states varies]
I repeat, therefore, that the habit of praising the old and finding fault with the new truly exists, but it is not true that those who do so are always wrong. Sometimes their judgment is necessarily true, for since human affairs are always in motion, either they rise or they fall. So a city or region can be organized for welL,planned government by some excellent man, and for a time, through that organizer’s effi., ciency, it can keep on always growing better. He who then is born in such a state and praises ancient times more than modern ones deceives himself, and the deception is caused by those things that have been mentioned above. But they who are born later in that city or region, when the time has come for it to descend toward a worse condition, do not then deceive themselves.
[ The world as a whole is always the same]
When I meditate on how these things move, I judge that the world has always gone on in the same way and that there has been as much good as bad,1 but that this bad and this good have varied from land to land, as anyone understands who knows about those ancient kingdoms which differed from one another because of the difference in their customs, but the world remained the same. There was only this difference, that whereas the world first placed excellence in Assyria, she later put it in Media, then in Persia, and finally it
came to Italy and Rome. If the Roman Empire was not succeeded
by any empire that lasted and kept together the world’s excellence, that excellence nevertheless was scattered among many nations where men lived excellently, such as the kingdom of the French, the king, dom of the Turks, and that of the Soldan, and today the people of Germany, and earlier that Saracen tribe that did such great things and took so much of the world after it destroyed the Eastern Roman Empire.
[ The low state of Italy and Greece]
In all these regions, then, since the Romans fell, and in all these peoples, has existed, and in some part of them still exists, this high ability that is longed for and praised with true praise. He who is
1. Machiavelli is probably not insisting on an exact division of good and bad, perhaps means hardly more than both good and bad. For the mingling of good and evil, see DISCOURSES
3. 37; THE [GOLDEN] Ass 5. 104. For the world as the same, DISCOURSES 3. 43.
Good Old Times J23
born in them and praises past times more than the present may be deceiving himself; but he who is born in Italy or in Greece, and in Italy has not turned Northerner or in Greece turned Turk,2 has reason to find fault with his own time and to praise others. For in the others there are many things that make them admirable; in these there is nothing to redeem them from every sort of extreme misery, bad repute and reproach; in these no care is given to religion, none to the laws, none to military affairs, but they are foul with every sort of filth. Moreover these vices are so much the more detestable the more they are found in those who sit in judgment seats, give orders to everybody and expect to be adored.
[The faulty opinions of old men]
But returning to our subject, I say that if men’s judgment is partial in judging whether the present age or the ancient one is better in those things of which, through their antiquity, it is impossible to have perfect knowledge such as men have of their own times, it ought not to be partial when old men judge the times of their youth and their old age, since they have equally seen and known both. This conclusion would be true if in all times of their lives men were of the same judgment and had the same appetites; but since these change, the times, although they do not change, cannot appear the same to men who have other appetites, other pleasures, other interests in old age than in youth. For as men lessen in vigor as they grow old, and improve in judgment and prudence, of necessity those things that in their youth seemed to them tolerable and good become intolerable and bad as they grow old. And though for this they ought to blame their own judgments, they blame the times.
[Men commonly find fault with the present]
Moreover, human wants are insatiable, since man has from Nature the power and wish to desire everything and from Fortune the power to attain but little; the result is unending discontent in human minds and weariness with what is attained. Hence the present is blamed, the past is praised, and the future is desired, even though men are not moved to act in this way by any reasonable cause.
2. The French and other invaders of Italy and the Turkish conquerors of Greece.
[ It is a good man’s duty to teach]
I do not know, then, whether I deserve to be numbered with those who deceive themselves if in these Discourses of mine I over.-, praise ancient Roman times and find fault with our own. And truly, if the excellence that then prevailed and the corruption that now prevails were not clearer than the sun, I would keep my speech more cautious, fearing to bring upon myself the very deception of which I accuse others. But since the thing is so clear that everybody sees it, I shall be bold in saying clearly what I learn about Roman times and the present, in order that the minds of the young men who read these writings of mine may reject the present and be prepared to imitate the past, whenever Fortune gives them opportunity. For it is the duty of a good man to teach others anything of value that through the malice of the times and of Fortune you have been unable to put into effect, in order that since many will know of it, some of them more loved by Heaven may be prepared to put it into effect.
[ The subject of this book is Roman expansion]
Now since in the Discourses of the preceding book I spoke of the decisions made by the Romans with respect to affairs within the city, in this one I shall speak of what the Roman people did pertaining to the expansion of their empire.
CHAPTER r. WHETHER THE ROMANS CON … QUERED THEIR EMPIRE MORE THROUGH ABILITY OR THROUGH FOR TUNE
Many hold the opinion, among them Plutarch, a very weighty writer, that the Roman people in gaining their empire were more favored by Fortune than by ability. Among the reasons he brings forward, he proves by the Romans’ admission that they attributed all their victories to Fortune, since they built more temples to Fortune than to any” other god. Livy seems to embrace the same opinion, because he seldom has any Roman make a speech in which he refers to ability without adding Fortune. But I am not willing to grant this in any way nor do I believe it can be supported. Because if no republic ever produced such results as Rome, there has never been another republic so organized that she could gain as Rome did. The
One War at a Time
efficiency of her armies caused her to conquer her empire, and the order of her proceedings and her method, which was her very own and discovered by her first lawgiver, caused her to keep it when con quered, as I shall fully explain below in later Discourses.
[ The Romans never were forced to carry on two wars at the same time]
These writers say that if two very important wars never came upon Rome at the same time, the fortune and not the ability of the Roman people was the cause. The Romans had war with the Latins only when they not merely had entirely defeated the Samnites but were actually waging war in their defense. They did not fight the Tuscans until they had subjugated the Latins and with frequent
defeats taken from the Samnites almost all their strength. If two of
these powers in their full strength, when they were fresh, had united, we can easily infer that without doubt the result would have been the ruin of the Roman republic. But whatever the reason, they never had two very important wars at the same time; on the contrary, always either when one began the other was got rid of, or as they were getting rid of one, the other began.
This is evident in the succession of their wars, for, omitting those fought before Rome was taken by the French, never, while they were fighting with the Equi and Volsci, and those peoples were powerful, did any other nation rise against them. After they were defeated, the war against the Samnites began. And though before this war ended, the Latin people rebelled against the Romans, nevertheless while that rebellion was going on, the Samnites were in league with Rome and with their armies aided the Romans in mastering the Latin pride. When the Latins were defeated, the war with Samnium broke out again. When the Samnite forces were beaten down by many defeats inflicted on them, the war with the Tuscans began. When this was settled, the Samnites rose up anew on the crossing of Pyrrhus into Italy. When he was repulsed and sent back into Greece, they began the first war with the Carthaginians. No sooner was that war over than all the French on both sides of the Alps leagued together against the Romans; finally between Popolonia and Pisa, where today the Tower of Saint Vincent stands, with the greatest slaughter they were conquered. After this war was finished, for the space of twenty years they had wars of no great importance, for they did not fight with anybody except the Ligurians and that remnant of the French who
were in Lombardy. So they remained until the Second Cartha. ginian War, which for sixteen years kept Italy busy. When this was finished with the greatest glory, the Macedonian War began. This being finished, there came one with Antiochus and with Asia. After that victory, there remained in the whole world neither prince nor republic that by itself, or if all were united, could oppose the Roman forces.
[Rome’s prudent foreign policy]
But before this last victory, he who will consider well the order of these wars and the way in which the Romans proceeded, will see mixed with their fortune the utmost ability and prudence. Hence he who looks for the cause of this fortune will find it easily, because it is a very sure thing that, when a prince-or a people-attains such a high reputation that every prince or people near at hand is afraid to attack him alone and fears him, it will always happen that no one of them ever will attack him unless compelled to, so that it will always be as it were almost in the choice of that strong man to make war with such of his neighbors as he likes, and with skilful negotiation to keep the others quiet. They, partly in their respect for his power, partly deceived by the methods he takes to put them to sleep, are quieted easily. Such other powers as are far away and have no dealings with him, look upon the affair as something at a distance
and not pertaining to them. In such a mistake they remain until
this fire comes near them. When it has come, they have no means for putting it out except their own forces, which then are not adequate, since the other has become very powerful.
I am going to omit how the Samnites stood watching while the Roman people conquered the Volsci and the Equi. In order not to be too lengthy, I shall begin with the Carthaginians, who were of great power and in high esteem when the Romans fought with the Samnites and with the Tuscans, because they already held all Africa, Sardinia and Sicily, and were masters of part of Spain. Such power, together with their borders being far away from the Roman people, was the cause why they never thought of attacking Rome or of aiding the Samnites and the Tuscans; on the contrary they acted, as men do about affairs that are prospering, rather for the Romans’ advantage,
making agreements with them and seeking their friendship. They never realized their mistake until the Romans, having conquered all
The Roman Ladder J27 the peoples between themselves and the Carthaginians, began to fight with them for the mastery of Sicily and Spain. The same thing
happened to the French as to the Carthaginians, and so to Philip King of the Macedonians, and to Antiochus, for each of them believed, while the Roman people were occupied with the other, that the other would overcome them and that he himself would be in time, either with peace or with war, to defend himself from them. Hence I believe that the fortune the Romans had in this matter would have been enjoyed by all those princes if they had acted like the Romans and had been of the same ability as they.
[ How Rome gained footholds abroad]
I should take this opportunity for showing the method used by the Roman people in entering into the lands of others, if in my tractate On Princedoms1 I had not spoken of it at length, because in that work this matter is amply discussed. I shall say briefly just this: that they always tried to have in a new province some friends who would be a ladder or a gate for them to climb there or go in there, or a means by which to hold it. By means of the Capuans they went into Samnium, of the Camertini into Tuscany, of the Mamertines into Sicily, of the Saguntians into Spain, of Massinissa into Africa, of the Aetolians into Greece, of Eumenes and other princes into Asia, of the Massiliensians and the Aedui into France. And so they never lacked such supports with which they could make their under,, takings easy, both in gaining their provinces and in holding them.
Those peoples who are careful about this seem to have less need of Fortune than those who do not observe it well. In order that every,, body may understand more easily that their ability was much more effective than their fortune in gaining that empire, in the following chapter we shall discuss the quality of those peoples with whom they had to fight and how stubborn they were in defending their freedom.
THE PRINCE 3·
DISCOURSES 2. 2
CHAPTER 2. WITH WHAT KINDS OF PEOPLE THE ROMANS HAD TO FIGHT, AND HOW STUBBORNLY THOSE PEOPLE DEFENDED THEIR FREEDOM [WITH DISCUSSION OF THE EFFECTS OF CHRISTIANITY]
[The free peoples of Italy]
Nothing made it harder for the Romans to conquer the people around them and part of the lands at a distance than the love that in those times many peoples had for their freedom, which they defended so stubbornly that never except by the utmost vigor could they be subjugated. We learn from many instances in what perils they put themselves in order to maintain or regain that freedom, and what revenge they wreaked on those who took it from them. We also learn from the reading of histories what injuries peoples and cities receive from servitude. In our times there is but a single land that can be said to have in it free cities,1 yet in ancient times there were in all lands many peoples completely free. In those times of which we are at present speaking in Italy, from the mountains that divide what is now Tuscany from Lombardy all the way to the point of Italy, the peoples were all free, such as the Tuscans, the Romans, the Samnites, and many others that lived in that section of Italy. Nor do we read that there was ever any king there except those who ruled in Rome, and Porsenna, King of Tuscany. How his family was wiped out, history does not tell, but it is very plain that in the times when the Romans went to besiege V eii, Tuscany was free, and it so much enjoyed its liberty and so much hated the name of prince that when the V eientians for their protection had established a king in Veii and were asking aid from the Tuscans against the Romans, the Tuscans, after holding many consultations,determined not to give aid to the V eientians so long as they lived under a king, thinking it not good to defend the country of those who had already submitted it to another.2
1. Germany; see Index.
Livy 5. 1.
Tyranny and Depression
[ Freedom has brought prosperity]
It is easy to learn why this love for free government springs up in people, for experience shows that cities never have increased in dominion or in riches except while they have been at liberty. Truly it is a marvelous thing to consider to what greatness Athens came in the space of a hundred years afier she freed herself from the tyranny of Pisistratus. But above all, it is very marvelous to observe what greatness Rome came to afier she freed herself from her kings. The reason is easy to understand, because not individual good but com,, mon good is what makes cities great. Yet without doubt this common good is thought important only in republics, because everything that advances it they act upon, and however much harm results to this or that private citizen, those benefited by the said common good are so many that they are able to press it on against the inclination of those few who are injured by its pursuit.
[Under tyranny countries stagnate]
The opposite happens when there is a prince; then what benefits him usually injures the city, and what benefits the city injures him. For that reason, as soon as a tyranny is established over a free com,, munity, the smallest evil that results for those cities is that they no longer go forward and no longer increase in power or in riches; but in most instances, in fact always, they go backward. If chance brings about the rise of a vigorous tyrant, who through courage and
through force of arms increases his dominion, no advantage comes from it to that state, but only to himself, because he cannot honor any of those citizens he tyrannizes over who are strong and good, unless he is willing to fear them. Nor can he, moreover, subordinate or make tributary to that city where he is tyrant the cities he conquers, because making his city powerful does not benefit him, but it does benefit him to keep his state disunited and to have each city and each province acknowledge him. Hence he alone profits from his con,, quests-not his country. Let any man who wishes to support this opinion with countless other arguments read the tractate Xenophon composed On Tyranny.
[ The ancients loved freedom]
We need not wonder, then, that the ancient peoples with such great hatred strove to overthrow tyrants and that they loved free
33° DISCOURSES 2. 2
government and highly esteemed the name of liberty. This was shown when Hieronymus, grandson ofHiero of Syracuse, was killed in Syracuse, for when the news of his death came to his army, which was not very far from Syracuse, at first they began to riot and to take arms against his murderers, but when they heard that in Syracuse there was a proclamation of freedom, being attracted by that name, they entirely quieted down, laid aside their anger against the tyran,. nicides, and considered how in that city they could orgamze a free government. 3
[ Revenge on the enemies of freedom]
We also need not wonder that the people take awful revenge on those who deprive them of their liberty. Of this there have been many instances, of which I am going to mention but one. It hap,. pened in Corcyra, a city in Greece, in the times of the Peloponnesian War. Greece was then divided into two parties, of which one followed the Athenians, the other the Spartans; consequently in many divided cities one party sought the friendship of Sparta, the other that of Athens. When it happened that in Corcyra the nobles won the mastery and took away the people’s freedom, the popular party with Athenian aid regained its strength and, laying hands on all the nobility, shut them up in a prison that would hold them all. From this they took them out eight or ten at a time, under the pretext of sending them into exile in different places, and with many spec,. tacular cruelties put them to death. Those who remained, being informed of this, determined to make every effort to escape that ignominious death; so, arming themselves as best they could, they fought against those who tried to enter, and defended the prison gates. Thereupon the people, running there as soon as they heard the noise,
unroofed the upper part of that place and with the ruins smothered them. In that country there ensued many other similar events both
horrible and striking; hence it clearly is true that freedom taken from you is avenged with greater fury than freedom which someone plans to take from you.
[Modern religion does not favor freedom]
Pondering, then, why it can be that in those ancient times people were greater lovers of freedom than in these, I conclude it came from
Livy 24. 21.
the same cause that makes men now less hardy. That I believe is the difference between our religion and the ancient. Ours, because it shows us the truth and the true way, makes us esteem less the honor of the world; whereas the pagans, greatly esteeming such honor and believing it their greatest good, were fiercer in their actions. This we infer from many of their institutions, beginning with the magnificence of their sacrifices, compared with the mildness of ours. There is in ours some pomp, more delicate than magnificent, but no action either fierce or vigorous. In theirs neither pomp nor magnificence was lacking in the ceremonies, and in addition there was the deed of sacrifice, full of blood and ferocity in the slaughter of a multitude of animals; this terrible sight made the men resemble it. Ancient re., ligion, besides this, attributed blessedness only to men abounding in worldly glory, such as generals of armies and princes of states. Our religion has glorified humble and contemplative men rather than active ones. It has, then, set up as the greatest good humility, abject., ness and contempt for human things; the other put it in grandeur of mind, in strength of body, and in all the other things apt to make men exceedingly vigorous. Though our religion asks that you have fortitude within you, it prefers that you be adapted to suffering rather than to doing something vigorous.
[Christianity has been interpreted according to sloth]
This way ofliving, then, has made the world weak and turned it over as prey to wicked men, who can in security control it, since the generality of men, in order to go to Heaven, think more about enduring their injuries than about avenging them. Though it may appear that the world has grown effeminate, and Heaven has laid aside her arms, this without doubt comes chiefly from the worthless., ness of men, who have interpreted our religion according to sloth and not according to vigor. For if they would consider that it allows us the betterment and the defense of our country, they would see that it intends that we love and honor her and prepare ourselves to be such that we can defend her.
[Modern peoples show little love for freedom]
By reason of this education, then, and such false interpretations, there are in the world fewer republics than in ancient times, and, as a result, the people do not have such great love for freedom as then.
332 DISCOURSES 2. 2
Still I believe that the cause of this is rather that the Roman Empire with her arms and her greatness wiped out all the republics and all the sel£.governing communities. And though later that Empire was liquidated, the cities have not yet united themselves or reorganized themselves for government according to law, except in a very few places in that Empire.
[ Roman efficiency]
However that may be, the Romans in every smallest part of the world did find a league of republics well armed and very stubborn in the defense of their freedom. This shows that the Roman people without unusual and immense ability could never have overcome them. To give an instance of some weight, I am sure that of the Samnites is enough. It seems a wonderful thing-and Titus Livius admits it-that they were so powerful and their armies so strong that as late as the consulate of Papirius Cursor, son of the first Papirius, they could resist the Romans (which was a space of forty.,six years) after the many defeats and destructions of cities and the many slaugh., ters suffered in their country, especially when one sees that that country, where there were so many cities and so many men, is now almost uninhabited.4 Yet then there was such good organization and such force there that it would have been unconquerable, if it had not been attacked with Roman efficiency.
[ Why free countries prosper]
It is easy to determine whence that organization emerged and whence this confusion is derived; it all comes from living in freedom then and living in slavery now. All cities and provinces that live in freedom anywhere in the world, as I said above, make very great gains. They do so because their populations are larger, since mar., riages are freer and more attractive to men, and each man gladly begets those children he thinks he can bring up, without fear that his patrimony will be taken from him; he knows not merely that they are born free and not slaves but that by means of their abilities they can become prominent men. Riches multiply in a free country to a greater extent, both those that come from agriculture and those that come from industry, for each man gladly increases such things and seeks to gain such goods as he believes, when gained, he can enjoy.
Livy 10. 31.
Thence it comes that men in emulation give thought to private and public advantages; and both kinds keep marvelously increasing.
[ The worst slavery is that under a republic]
The opposite of all these things happens in those countries that live as slaves; and the more they fall away from their wonted good, the harder their slavery is. Of all hard slaveries, the hardest is that subjecting you to a republic: first, because it is more lasting and there is less hope of escape from it; second, because the purpose of a republic is to enfeeble and weaken, in order to increase its own body, all other bodies. This is not done by a prince who subjugates you, if that prince is not some barbarian prince, a destroyer of cities and a waster of all the civilization of men, as are the Oriental princes. But if he has in himself human and ordinary qualities, he usually loves equally the cities subject to him and leaves them all their industries and almost all their old institutions. Hence, if they do not prosper like free men, they also do not go to ruin like slaves. I refer to the slavery of cities subject to a foreigner, because of those subject to one of their own citizens I have spoken above.5
He who considers, then, all that has been said, will not be astonished at the power of the Samnites when they were free and at their weakness later when they were slaves. Titus Livius gives us assurance of it in several places and especially in the war with Han., nibal,6 where he shows that when the Samnites were oppressed by a legion of men that was in Nola, they sent ambassadors to Hannibal begging him to rescue them; and in their speech they said that they had for a hundred years fought the Romans with their own soldiers and their own generals, and many times had resisted two consular armies and two consuls, and that then they had come to such a low condition that they were scarcely able to defend themselves from one little Roman legion in Nola.
DISCOURSES 1. 40. Cf THE PRINCE 9·
Livy 23. 42.
334 DISCOURSES 2. 3, 4
CHAPTER 3. ROME BECAME A CREA T CITY BY DESTROYING THE CITIES ROUND ABOUT AND BY EASILY ADMITTING FOREIGNERS TO HER OWN HIGH OFFICES
“Meanwhile Rome flourished on the ruins of Alba” (Livy I. 30). Those who plan that a city should become a great power ought with all their ingenuity to strive to make it full of inhabitants, because without this abundance of men there will never be any success in making a city great. This is done in two ways: through love and through force. Through love, by keeping the ways open and safe for foreigners who wish to come to live in it, in order that everyone may live there gladly; through force, by destroying the cities nearby, and sending their inhabitants to dwell in your city. This was to such an extent practiced by Rome that in the time of the sixth king there
lived in Rome eighty thousand men fit to bear arms.1 For the
Romans were accustomed to following the method of the good farmer, who, in order that a plant may grow and produce and ripen its fruit, cuts off the first branches it sends out, so that, since their vigor remains in the root of that plant, they will in time grow out greener and more fruitful. That this method, used that she might expand and become powerful, is necessary and good, is shown by the example of Sparta and of Athens, which, though they were two republics well armed and organized with the best oflaws, nonethe… less did not attain the greatness of the Roman Empire; yet Rome seemed more rebellious and not so well organized as those.
For this no reason can be brought forward other than the one already spoken of, because Rome, in those two ways having made the body of her state large, could at last put under arms two hundred and eighty thousand men; Sparta and Athens never exceeded twenty thousand each. This was not because the site of Rome was more favorable than that of the others but merely because of her different policy. For Lycurgus, founder of the Spartan state, believing that nothing would more quickly relax his laws than the mixture of new inhabitants, did everything to keep foreigners from having dealings there, and besides not accepting them in marriage, in citizenship, and in the other relations that make men come together, he decreed
1. Livy 1. 44.
that in his state leather money should pass current, in order to take away from everybody the desire for coming there to bring merchan, dise or to bring any trade, so that the city never could increase in inhabitants.
Because all our actions imitate nature, it is not possible or natural for a slender stem to bear up a large limb. Therefore a little state cannot take possession of cities or kingdoms that are stronger and greater than itself; if it does get possession of them, it suffers what a tree suffers when it has a branch larger than its trunk, which, holding the branch up with difficulty, is broken down by the least wind. This we see happened to Sparta; after she had taken possession of all the cities of Greece, Thebes no sooner rebelled than all the other cities rebelled, and the stem remained without branches. This could not happen to Rome, whose trunk was so large that easily it could bear up any branch whatever. This way of acting, then, together with the others that will be told of below, made Rome great and very powerful, as Titus Livius makes clear in a few words when he says: “Meanwhile Rome flourished on the ruins of Alba” (I. 3o).
CHAPTER 4. REPUBLICS HA VE USED THREE METHODS FOR INCREASING THEIR SIZE
[The league of republics]
On studying ancient history, we learn that republics have used three methods for increasing their size. That followed by the ancient Tuscans was a league of several republics in which none went beyond any other in authority or in rank. As they conquered, they made the new states their companions, as the Swiss do now and as the Achaians and Aetolians did in ancient times in Greece. Be, cause the Romans made many wars against the Tuscans, I shall go to some length in giving an account of them, to show better the nature of this first method.
In Italy, before the Roman empire, the Tuscans had great power
on sea and on land;1 though there is no detailed history of their affairs, yet some little record and some signs of their greatness remain. We know that they sent to the shore of the upper sea a colony called Adria, which was so noble that it gave its name to the sea that the
1. Livy 5. 33.
336 DISCOURSES 2. 4
Latins still call the Adriatic. We also know that from the Tiber as far as the foot of the Alps that circle the mass ofltaly, men submitted to their arms. Notwithstanding this, two hundred years before the Roman forces grew great, the Tuscans lost their authority over the region today called Lombardy; that province was occupied by the French, who, moved by necessity or by the sweetness of her fruits and especially of her wine, came into Italy under Bellovesus their Duke. Having defeated and driven out the people of the region, they settled in that place, where they built many cities and, from the name that they then bore, called that region Gaul, which they held until they were conquered by the Romans.
The Tuscans, then, lived with that equality and proceeded in
their expansion in the first manner mentioned above, and there were twelve cities, Chiusi, Veii, Arezzo, Fiesole, Volterra, and the like, which by the method of a league governed their empire. They were not able to go outside Italy in their conquests, and the greater part even of that remained untouched, for the reasons that will be given below.
[ The central state with subordinate associates]
The second method is to get associates for yourself; not to such an extent, however, that you do not retain the position of command, the seat of authority, and the fame of the enterprises-the method ob., served by the Romans.
[ The powerful state with subjects]
The third method is to get for yourself mere subjects and not associates, as the Spartans and the Athenians did.
[The last method sure to fail]
Of these three methods, this last is totally ineffective, as we see it was for the two republics mentioned above; they fell for no other reason than that they gained such dominion as they were unable to keep. Indeed to attend to the business of governing cities by violence, especially those accustomed to live in freedom, is difficult and labori., ous. If you are not armed and powerful in arms, you cannot command or rule; so if you hope to be in that situation, it is necessary to get yourself associates who will aid you and to increase your city’s
population. Because Athens and Sparta did neither one nor the
. other, their way of acting was ineffective.
[ How the second method works]
Rome, an instance of the second method, by doing both rose to such tremendous power, and because she was the only one to conduct herself thus, she was also the only one to become so powerful. Throughout Italy she obtained many associates, who in most re,.. spects lived under the same laws as herself; and yet on the other hand, as is said above, she always reserved for herself the seat of authority and the reputation of command; hence these associates of hers found that without realizing it they had subjected themselves with their own labors and their own blood. For Rome sent armies outside Italy and turned kingdoms into provinces and made subjects of peoples who, accustomed to living under kings, did not mind being subjects; then these peoples, having Roman governors and having been conquered by armies called Roman, did not recognize any other superior than Rome. Hence these associates of Rome who were in Italy found themselves at once encircled by Roman subjects and kept down by such a very great city as Rome. When they realized the deception under which they had been living, they were not in time to remedy it-so great was the power Rome had gained by means of the external provinces and so great was the force in her breast, since her own city was very large and very well armed. Even though those associates of hers, to revenge themselves for their in,.. juries, leagued together against her, they were in a short time losers in the war, making their condition worse, because they too became not associates but subjects. This method of proceeding, as has been said, has been observed only by the Romans; a republic that wishes to expand cannot use any other method, because experience has not shown us any other more certain or more true.
[ How leagues operate]
The method of leagues earlier mentioned, according to which the Tuscans, the Achaians and the Aetolians lived, and according to which the Swiss live today, is, after that of the Romans, the best. Though through it you cannot grow very great, two good things result: first, you do not easily draw wars down on yourself; second, all you take, you keep easily. The reason why it is impossible to grow
DISCOURSES 2. 4, 5
greater is that you have a republic disunited and placed in various seats; this makes it hard for the parts to consult and decide. It also causes them not to be eager to rule, because the many communities participating in that rule do not value such an acquisition so high as does a single republic that hopes to be able to enjoy the whole. Beside this, disunited republics are governed by a council, and it is necessary that they be slower in every decision than those who live within one and the same wall.
[The limited possibilities of the league]
Experience makes plain that this method of procedure has a fixed limit, for we have no example to show that it can be exceeded. A league may attain twelve or fourteen communities, and then not try to go any farther, because when it reaches such strength as to believe it can defend itself from anybody, it does not strive for more dominion, both because necessity does not force it to gain more power and because it sees no profit in conquests, for the reasons given above. So the members of the league must do one of two things: either they continue getting associates for themselves, and this multi.. tude causes confusion; or they must make subjects, and because in that they see difficulty and not much profit, they do not value it. Hence, when they have arrived at such a number that they can live in security, they turn to two procedures. One is to receive those who entrust themselves to them and to undertake protectorates, and by this means to get from all quarters money they can easily distribute among themselves. The other is to carry on war for others and to take pay from any prince who hires them for his campaigns, as the Swiss do today, and as we read that those mentioned earlier did. Titus Livius bears witness to this, saying that when Philip, King of Macedonia, was conferring with Titus Quintius Flaminius and spoke of a treaty in the presence of a praetor of the Aetolians, and then this praetor spoke with Philip, the King charged him with avarice and lack of faith, saying that the Aetolians were not ashamed to take the field with one party and then to send their soldiers also into the service of the enemy, so that often in two opposing armies one saw Aetolian banners.2
Evidently, then, the method of using leagues has always been the same and has produced the same effects. It appears also that
Livy 32. 32.
this method of making subjects has always been feeble and has produced slight benefits, and when leagues have gone beyond their limit they have quickly fallen. If this method of getting subjects is of little value to armed republics, to unarmed ones, such as the Italian republics of our times, it is completely valueless. Clearly, then, the right method is that of the Romans, which is so much the more wonderful in that before Rome there was no instance of it, and after Rome no state has imitated her. As to leagues, there are only the Swiss, and the Suabian league that imitates them.
[ The methods of antiquity have not been imitated]
As will be said at the conclusion of this matter,3 many methods followed by Rome, pertinent to matters inside as well as to those outside, have in our present times not merely not been imitated, but no account has been taken of them, some judging them not true, some impossible, some without fitness and unprofitable. Altogether, since we are in this ignorance, we are the prey of whoever has wished to overrun this land. Yet if the imitation of the Romans seems difficult, that of the ancient Tuscans ought not to appear so, espe.., cially to the present Tuscans, because, if the former could not, for the reasons given, set up an empire like that of Rome, they were able to gain in Italy the power that their manner of proceeding yielded them. This was for a long time secure with the utmost glory of authority and of arms, and with the highest reputation in manners and religion. This power and glory were first decreased by the French, then destroyed by the Romans; it was indeed so completely destroyed that, although two thousand years ago the power of the Tuscans was great, at present there is scarcely any record of it.
This has made me wonder why things are thus forgotten, and I shall discuss it in the following chapter.
For modern failure to imitate Rome, see D1scouRSES 2. 18, 33.
CHAPTER 5. CHANGE IN RELIGIOUS SECTS AND LANGUAGES ALONG WITH THE COMING OF FLOODS AND PLAGUES WIPES OUT RECORDS
To those philosophers who have held that the world is eternal, I believe it can be replied that, if such antiquity is correct, it is
340 DISCOURSES 2. S, 6
reasonable that there should be record of more than five thousand years, except that such records of the past are blotted out by various causes, part of which come from men, part from Heaven.
[ Religious sects]
Those that come from men are variations in religious sects and languages. On the rise of a new sect, that is, a new religion, its first effort, in order to give itself reputation, is to extinguish the old, and when the founders of the new sect are of a different language, they blot it out easily. This is evident if one considers the methods that the Christian sect has used against the Pagan, for it has brought to nothing all its laws, all its ceremonies, and blotted out every reminder of that old theology. It has not, we admit, succeeded in blotting out wholly the knowledge of the things done by excellent men who were of that sect; this has come about because the Christian sect kept the Latin language, which they did perforce, having to write these new laws in it; if they had been able to write in a new language, the other persecutions they carried on indicate that we should have no record of things past. On reading of the methods used by Saint Gregory and the other heads of the Christian religion we see with how much persistence they tried to get rid of all ancient records, burning the works of poets and historians, throwing down images, and destroying everything else that might give any suggestion of antiquity. Hence if to this persecution they had added a new language, in a very short time everything would have been forgotten. Moreover, what the Christian sect tried to do against the Pagan, the Pagan probably did against any sects preceding itsel£ But because these sects change two or three times in five or six thousand years, we have lost the record of things done before that time, and if there does remain any trace of them, it is looked upon as fabulous, and no faith is put in it. This applies to the history of Diodorus Siculus, which, though it gives an account of forty or fifty thousand years, yet is reputed-truly I be, lieve-full of lies.
[Natural cataclysms]
As to the causes that come from Heaven, they are those that wipe out the race of men and bring down to a few the inhabitants of part of the world, either through plagues or through famine or through a Sood. The most important is this last, both because it is the most
universal and because those who are saved are all mountaineers and ignorant men who, having no knowledge of anything ancient, can… not leave it to posterity. If among them anybody is saved who has any knowledge of antiquity, he conceals and modifies it as suits him, to get himself a reputation and a name, so that for his successors what he has chosen to write about it remains, but nothing more. That these floods, plagues and famines do come, I believe is not to be doubted, both because histories are full of them and because we see the result-that things are forgotten-and because in reason it should be so. Just as in the instance of simple bodies when a great deal of superfluous matter is brought together in them, Nature many times moves of herself and makes a purgation for the health of those bodies, the same process appears in this mixed body of the human race. When all the lands are full of inhabitants, so that men cannot live where they are and cannot go elsewhere, since all places are settled and filled full, and when human craft and malice have gone as far as they can go, of necessity the world is purged in one of the three ways mentioned, so that by becoming few and humble, men can live more comfortably and grow better.
Thus as I said above, Tuscany was once powerful, religious and vigorous, having her own customs and her native language. All this achievement, as I have mentioned, was wiped out by the Roman power, so that there remains only a record of the name.
CHAPTER 6. HOW THE ROMANS WENT ABOUT MAKING WAR
[Wars are fought for profit]
Having discussed how the Romans went about their expansion, we shall now discuss how they went about making war. In all their actions they appear to have deviated with great prudence from the methods universal among others, in order to make easy their way for attaining supreme greatness. Whoever makes war through choice or ambition has the intention of making gains and keeping them, and of acting in such a way as to enrich his city and his country and not to make them poor. He must, then, both in the gaining and in the keeping, take care not to spend, but rather to do everything to the profit of the public.
342 DISCOURSES 2. 6, 7
[ Short and vigorous wars]
He who wishes to do these things must hold to the Roman custom and method. This first of all was to make their wars, as the French say, short and big. Coming into the field with large armies, they finished in a very short time their wars with the Latins, Samnites, and Tuscans. On observing all the wars they fought from the founding of Rome to the siege of Veii, we see that they finished them all, some in six, some in ten, some in twenty days. This resulted from their method. As soon as war was declared, they led their armies against the enemy and at once fought a battle. When this was won, the enemy, so that their country would not be completely laid waste, came to terms, and the Romans fined them in land; this land they changed into private property or assigned to a colony. This colony, placed on the frontiers of the vanquished, became a guard of the Roman boundaries, with profit to the colonists who received those fields and with profit to the Roman public, which without expense kept up this garrison. Nor could any method be safer or stronger or more profitable, because while their enemies were not in the field, that garrison was enough, and when they came out in force to crush that colony, the Romans also came out in force and joined battle; having fought and won the day, they laid heavier terms on the vanquished and returned home. So the Romans succeeded in gradu., ally gaining a reputation higher than that of the others, and power for themselves. They kept on using this method until they changed their procedure in war. This happened after the siege ofVeii, during which, to be able to carry on that war for a long time, they arranged to pay the soldiers,1 whom before, since it was not necessary because the wars were short, they did not pay.
[ Short and profitable wars]
Though the Romans paid their soldiers, and therefore could make their wars longer, and when they made them at a greater distance necessity kept their armies longer in the field, nevertheless they never varied from their first method of finishing wars quickly, according to the place and the time; nor did they ever vary from sending out colonies. To their first rule, that of making wars short, they were kept not only by natural habit but by the ambition of the
1. Livy 4. 60; 5. 4.
Consuls, who, holding office only one year and having to spend six months of that year at home, wished to finish a war in order to triumph. The Romans were held to their custom of sending out colonies by the great profit and advantage in which it resulted. They did somewhat change their custom about the spoil, with which they were not so liberal as they had been earlier, both because it was not so necessary when the soldiers had their pay and because, since the spoil was greater, they planned so to increase the public funds with it that they would not have to carry on expeditions by means of taxes from the city. This plan in a short time made their treasury very rich. These two methods then, that of distributing the booty, and that of sending colonies, caused Rome to grow rich by war, though other princes and unwise republics grow poor. And the matter went so far that a Consul thought he could not triumph if with his triumph he did not bring a great amount of gold and silver and booty of every other kind to the public treasury.2 Thus the Romans, by the aforesaid methods and by finishing wars quickly-though they were strong enough to wear out their enemies by delaying-and by means of victories and inroads and treaties to their advantage, became always richer and more powerful.
2. Livy 1o. 46.
CHAPTER 7. HOW MUCH LAND THE RO., MANS GA VE TO EACH COLONIST
The amount of land the Romans distributed to each colonist is, I believe, difficult to learn exactly, because they clearly gave more or less according to the places where the colonies went. I judge that under all conditions and everywhere the distribution was sparing: first, in order to send more men, since they were deputed to guard the country where they were sent; then, since the Romans lived frugally at home, they could not reasonably intend their men abroad to be very abundantly supplied. Titus Livius writes that when Veii was taken, they sent a colony there and distributed to each colonist three and seven…twelfths jugera of land, which amount in our measure to… .1 Moreover, besides the things just mentioned, they held that a small amount of land, well cultivated, would suffice. The
1. Blank in the original. The amount would be about two and one,third acres. Livy 5. 30.
344 DISCOURSES 2. 7, 8
colony as a whole, however, requires public fields where each man feeds his cattle, and forests where he gets fuel; without these a colony cannot be maintained.
CHAPTER 8. WHY PEOPLES LEA VE THEIR NATIVE PLACES AND FLOOD THE COUN. TRIES OF OTHERS
[Conquests by ambitious republics and monarchs]
Since I have discussed above the Roman method of carrying on war, and how the Tuscans were attacked by the French, the subject permits me to discuss two types of war. One results from the ambi. tion of princes or republics trying to extend their empires, such as the wars of Alexander the Great and of the Romans, and the wars that every day one power makes with another. These wars are dangerous but do not altogether drive out the inhabitants of a country, because to the conqueror the mere obedience of the people is enough; usually he lets them live under their own laws and always in their own houses on their own property.
[Conquests by whole peoples]
In the other type of war a whole people, forced by hunger or war, departs from its home to hunt for a new dwelling and a new country, not merely to rule it, like those mentioned above, but to occupy all of it as individuals, and to drive away or kill its ancient inhabitants.
This kind of war is very cruel and very frightful. With such wars Sallust deals at the end of his ]ugurtha, saying that after Jugurtha was
defeated, the Romans felt the movement of the French who were coming into Italy. There he says that the Roman people fought with all the other peoples merely over who was going to rule, but with the French they always fought for the survival of one or the other. A prince or a republic that assails a country does enough in wiping out only those who rule, but necessarily these peoples I have mentioned wipe out everybody, because they wish to live on what the others lived on.
[The French in Italy]
The Romans had three of these very dangerous wars. The first was when Rome was captured, for she was taken by those French
who, as I said above, had seized Lombardy from the Tuscans and made it their seat, for which Titus Livius gives two causes. The first cause, as I said above, is that they were attracted by the sweetness of the fruits and the wine ofltaly, which they lacked in France. The second cause is that since in that French kingdom men had so greatly increased that they could no longer be fed, the princes of that kingdom decided that necessity compelled part of them to seek new land. Having made such a decision, they chose as leaders for those who had to depart Bellovesus and Sigovesus, two kings of the French; Bellovesus came into Italy and Sigovesus crossed into Spain. From the invasion by Bellovesus resulted the occupation of Lorn,. hardy and thence the first war the French made against Rome. After this came the war the Romans fought after the first Carthaginian war, when between Piombino and Pisa they killed more than two hundred thousand French. The third dangerous war was when the Germans and Cimbri came into Italy; after defeating several Roman armies, they were defeated by Marius. The Romans, then, won these three very dangerous wars. Nor was slight ability required to win them, because later, when Roman ability failed and her armies lost their ancient courage, her empire was destroyed by such migrating peoples-the Goths, the Vandals and the like-who con,. quered the entire Western Empire.
[Changes resulting from conquest]
Such peoples come out of their countries, as has been said above, driven by necessity; this necessity arises either from hunger or from war and oppression inflicted on them in their own countries, so that they are obliged to seek new lands. Such persons may be very numerous; then with violence they enter into the countries of others, kill the inhabitants, seize their property, set up a new kingdom, and change the name of the country, as did Moses, and those peoples who took possession of the Roman Empire. So these new names to be found in Italy and the other provinces came from nothing else than the giving of names by new possessors. Such is Lombardy, which was earlier called Gallia Cisalpina; France was called Gallia Trans,. alpina, and now is named after the French, for so were named those peoples who took it. Slavonia was called Illyria; Hungary, Pan,. nonia; England, Britannia; and many other countries likewise have
DISCOURSES 2. 8, 9
changed their names, as it would be tedious to repeat. Moses also gave the name of Judea to that part of Syria he conquered.
[ Necessity makes migrating peoples dangerous]
Because I have said above that sometimes such peoples are driven from their own abodes by war, by which they are obliged to seek new lands, I wish to bring up the instance of the Maurusii, a people anciently in Syria. Observing the Hebrew people come and judging they could not resist them, the Maurusii thought they would be wiser to save themselves by leaving their own country rather than, in attempting to save it, to lose themselves with it. Hence, departing with their families, they went into Africa to make their abode, driving away the inhabitants they found there. Thus men unable to defend their own country were able to conquer that of others. Pro. copius, who writes of the war Belisarius fought against the Vandals, conquerors of Africa, reports that he read letters written on certain columns in places where these Maurusii lived, which said: “We are the Maurusii, who Red before the face of Joshua, the robber, the son of Nun.” In this appears the cause of their departure from Syria. Such peoples, therefore, are very formidable, being driven by the utmost necessity; if they do not meet good armies, they will never be repelled. But when those who are obliged to leave their native land are not many, they are not so dmgerous as those peoples of whom I have spoken, because they cannot use so much force; necessity re. quires them to use craft in getting possession of some place and, after getting possession of it, to maintain themselves there by means of friends and allies, as we see was done by Aeneas, Dido, the Mas. silians and the like, all of whom sustained themselves through the allowance of the neighbors where they settled.
[ The Scythians]
Such peoples in great numbers-indeed almost all of them-have come from the Scythian lands, regions cold and poor. Since their numbers are great and the country is such that it cannot feed them, they are forced to go out, for many things drive them and nothing keeps them. If for five hundred years now none of these peoples has flooded any country, the causes are many. The first is the great out.
pouring from that country at the decline of the Empire; from it more than thirty peoples came out. The second cause is that Germany and
Hungary, from which also these peoples come, have now improved their land to such an extent that they can live there easily; hence they are not forced to change their abode. On the other hand, since their men are very warlike, they are like a fortress to keep the Scythians, who live on their borders, from supposing they can defeat them or pass through their country. Oftentimes there are great movements among the Tartars, which the Hungarians and the Poles repel. The latter indeed often boast that without their weapons Italy and the Church would many times have felt the weight of the Tartar armies. This I think enough on the aforesaid peoples.
CHAPTER 9. WHAT CAUSES COMMONLY GIVE RISE TO WARS BETWEEN POWERS
[Wars resulting from circumstances]
The cause of the wars between the Romans and the Samnites, who had long been allies, was such as is common among great powers. It appears either by chance or as devised by the power wishing to start the war. The conflict between the Romans and the Samnites began by chance,1 because the Samnites, starting war against the Sidicini and then against the Campanians, had no inten, tion of fighting the Romans. But the Campanians, being conquered, appealed to Rome against the expectation of both the Romans and the Samnites. Hence the Romans, since the Campanians had put themselves in their power, were forced to defend their clients by undertaking a war which they thought they could not with honor avoid. For the Romans thought they could reasonably refuse to defend the Campanians, their allies, against the Samnites, also their allies, but thought they could not without ignominy fail to defend the Campanians as subjects or as under their protection. Indeed they judged that if they did not undertake such defense, they would close the road against all those who might intend to come under their sway. Therefore, since Rome had as her end empire and glory, not tranquillity, she could not refuse this enterprise. The same sort of cause supplied a beginning to the first Roman war against the Car.-, thaginians, because the Romans undertook the defense of the Mes.-, sinians in Sicily-also by chance.
Livy 7.191 zg-31.
DISCOURSES 2. 9, 1 O
[ Deliberate wars with a good excuse]
But later the Second Punic War did not begin at all by chance, because Hannibal the Carthaginian general attacked the Saguntians, allies of the Romans in Spain, not to injure the former but to stir up the Roman armies and to have opportunity to fight them and cross into Italy.2 This method of bringing on new wars has always been usual among those who are powerful and who have some regard both for their faith and for that of others. Because if I wish to make war with a prince when there are between us solid treaties for a long time observed, with more show of justice and with more excuse I can attack one of his allies rather than the prince himself, since I am certain that if I attack his friend, either he will resent it and I shall achieve my intention of making war on him, or, not resenting it, he will reveal his weakness and lack of fidelity by not protecting his dependent. Either of these two things tends to take away his reputa.. tion and makes easier my designs. We can observe, then, by means of the surrender of the Campanians what has been said above about beginning war, and can also observe an expedient for a city that cannot defend herself and nevertheless wishes to be defended against one who assails her: it is to give yourself without reserve to him whom you count on to defend you,3 as the Capuans did to the Romans and the Florentines to King Robert of Naples; though not wishing to defend them as allies, the King did defend them as subjects against the forces of Castruccio of Lucca, who was conquering them.
2. Livy 21. 5.
3. Machiavelli shifts to the second person, as though addressing a prince directly.
CHAPTER 10. RICHES ARE NOT THE SINEWS OF WAR, THOUGH COMMON OPINION HOLDS THEM SO
[Soldiers must be considered before riches]
Because anybody is able to begin a war at his liking but not to end it, a prince, before he undertakes an enterprise, ought to measure his forces and govern himself according to them. But he needs to have so much prudence as not to deceive himself about his forces; and he will deceive himself every time when he measures them by money or by topography or by the good will of men, if on the other
hand he lacks an army of his own. For the things aforesaid do increase your forces but do not at all give them to you, and by them… selves they are nothing, and they avail nothing without faithful armies. For a large amount of money does not suffice you without them; the strength of the country does not avail you; the loyalty and good will of men do not last, because these cannot be faithful to you if you cannot defend them. Every mountain, every lake, every in”‘ accessible place becomes a plain, when powerful defenders are lacking. Riches, too, not merely do not defend you but get you robbed sooner.
[Imprudent princes rely on treasure only]
Nothing can be more false than that common maxim that says riches are the sinews of war. This dictum is pronounced by Quintus Curtius on the war between Antipater of Macedon and the Spartan king, in the passage where he tells that because of want of money the Spartan king was obliged to engage in battle and was defeated; for if he had put the battle off a few days, the news of the death of Alexan”‘ der would have come to Greece, and because of that he would have remained victor without fighting; but lacking money and fearing that his army because of the want of it would abandon him, he was forced to tempt the fortune of battle; hence Quintus Curtius for this reason affirms that riches are the sinews of war. This dictum is brought up every day and, by princes not prudent enough to make use of it, it is followed. Because, depending on it, they believe that it is enough for them, in order to defend themselves, to have plenty of treasure, and they do not realize that if treasure were sufficient for victory, Darius would have conquered Alexander; the Greeks would have conquered the Romans; in our times Duke Charles would have conquered the Swiss; and a few days ago the Pope and the Florentines together would not have had difficulty in conquering Francesco Maria, nephew of Pope Julius II, in the war ofUrbino.1 But all the above named were conquered by those who thought not riches but good soldiers to be the sinews of war.
[Wars are made with steel]
Among the things that Croesus King of the Lydians showed to Solon the Athenian was treasure beyond reckoning; and when he
1. Urbino surrendered 17 Sept. 1517.
35° DISCOURSES 2. 1 o
asked what Solon thought of his power, Solon answered that he did not for that consider him very powerful; war is made with steel and not with gold, so a king who had more steel than he might come and take his treasure away from him. Besides this, when after the death of Alexander the Great a host ofFrench crossed into Greece and then into Asia, and the French sent ambassadors to the King of Mace., donia to arrange a firm truce, that King, in order to show his power and to awe them, showed them gold and silver to a great amount. As a result those French, who up to then held the peace as settled, broke it-so great a desire sprung up in them to get that gold; and so that King was plundered as a result of the thing he had accumulated for his defense. The Venetians, a few years ago, having their treasury still full of money, lost all their state without being defended by it. I say, therefore, that not gold, as common opinion proclaims, but good soldiers are the sinews of war; for gold is not enough to find good soldiers, but good soldiers are quite enough to find gold. For the Romans, if they had planned to make war with gold rather than with steel, it would not have been enough to have all the treasure in the world, considering the great undertakings they completed and their difficulties. But since they made their wars with steel, they never suffered from scarcity of gold, because by those who feared
them it was brought to them even in their camps.
[ Lack of money may compel battle]
And if that Spartan king through scarcity of money had to tempt the fortune of battle, what happened to him on account of money has many times happened for other reasons; for when an army lacks food and is obliged either to die of hunger or to join battle, it always decides to join battle, for that is more honorable and in it Fortune can in some way favor you. It also has happened many times that when a general has seen that aid was coming to an army opposed to him, it has been necessary for him either to join battle and tempt the fortune of combat, or, waiting until his enemy grows strong, to fight in any case, under a thousand disadvantages. Also (as happened to Hasdrubal when he was assailed in the Marches by Claudius Nero together with the other Roman Consul) a general when he is obliged either to flee or to fight, almost always chooses to fight, since perhaps by this method, though it is very doubtful, he may be able to win; in
the other, he must lose in any case. There are, then, many necessities that make a general, contrary to his intentions, take the decision to fight. Among these sometimes there can be lack of money; but riches should not therefore be held the sinews of war, more than the other things that bring men to such a necessity. Again I repeat that riches are not, then, the sinews of war; but good soldiers are.
[Good soldiers find money]
Money is indeed necessary in the second place, but it is a necessity that good soldiers gain for themselves, because it is quite as impos.. sible for good soldiers to lack money as it is for money of itself to find good soldiers. Every history shows in a thousand places that what we are saying is true-notwithstanding that Pericles advised the Athenians to make war with all the Peloponnesus, showing that they were able to win that war by ingenuity and with the power of money. And though in that war the Athenians were sometimes successful, at last they lost it; and the prudence and the good soldiers of Sparta were of more avail than the ingenuity and the money of the Athenians. But Titus Livius is a truer witness to this opinion than anybody else, in the place where, discussing whether if Alexander the Great had come into Italy he would have conquered the Romans, he shows that three things are necessary in war: many soldiers and good ones, prudent generals, good fortune.2 Discussing there whether Rome or Alexander was superior in these things, he then comes to his conclusion without ever speaking of money.
The Capuans, when they were asked by the Sidicini to take arms for them against the Samnites, must have measured their power by money and not by soldiers, because, when they had decided to aid them, afier two defeats they were obliged to become tributaries of the Romans, if they wished to save themselves.
2. Livy 9. 17. “War must be measured with soldiers, money, generalship, and fortune. He
who has most of these things can believe he will conquer” (D1scoURSE ON THE AFFAIRS OF GERMANY).
3· Livy 7· 30, 31.
352 DISCOURSES 2. 11, 12
CHAPTER 11. IT IS NOT WISE TO FORM AN ALLIANCE WITH A PRINCE WHO HAS MORE REPUTATION THAN FORCES
[A Florentine mistake]
When Titus Livius is trying to show the error of the Sidicini in trusting to the aid of the Campanians, and the error of the Campa., nians in believing that they could defend them, he could not have put it in more lively words than when he says: “The Campanians brought a name to the assistance of the Sidicini, rather than strength for their defense” (7. 29 ). From this you can learn that leagues made with princes who cannot easily aid you because of the distance of the place, or who do not have forces to do it because of some trouble of their own or some other cause, bring more glory than help to those who trust in them. So it happened in our time to the Florentines when in 1479 the Pope and the King of Naples attacked them, because, being allied with the King of France, they had from that alliance “a name rather than defense.” So it would happen also to any prince who, trusting in Maximilian the Emperor/ should under., take some enterprise, because this is one of those alliances that brings to him who makes it “a name rather than defense,” as it is said in this passage that the alliance of the Capuans did to the Sidicini.2 The Capuans, then, erred in this matter, since they believed they had
more forces than they did.
[A foolish attempt to defend others]
Thus men are sometimes so imprudent that though they do not know how to defend themselves, and cannot do it, they undertake to defend others. The Tarentines also did this, for when the Roman armies were opposed to the Samnite army, they sent ambassadors to the Roman Consul, to let him know that they wished peace between those two peoples and that they were ready to make war against him who rejected peace. Hence the Consul, amused at this statement, in the presence of the said ambassadors had the trumpet sound for
1. Since Maximilian died 12 Jan. 1519, this passage must have been written before that date·
2. The Capuans are the Campanians of the.first sentence. Capua, the chief city of Campania, is often mentioned by Livy in the narrative Machiavelli here follows.
battle, and commanded his army to attack the enemy, showing the Tarentines with action and not with words what answer they deserved. And having in the present chapter discussed the decisions that princes make, unwisely, for the defense of others, I intend, in the
following to speak of those they make for their own defense.
CHAPTER 12. IF IT IS BETTER, WHEN FEARING A TT ACK, TO BEGIN OR TO AWAIT WAR
[A war of invasion]
I have sometimes heard men much experienced in affairs of war debate this question: if there are two princes of almost cq ual forces, and the stronger one has proclaimed war against the other, which is the better plan for the other Is he to wait for the enemy within his own boundaries or is he to seek him at home and attack him there? I have heard reasons brought up on both sides. Those who argue for attack bring up the advice that Croesus gave to Cyrus on his arrival at the frontiers of the Massageti to make war on them. Their Queen Tomyris sent him the message that he might choose either of the two plans he wished: he might enter her kingdom, where she would wait for him; or he might let her come to attack him. When the matter was debated, Croesus, against the opinion of the others, said that Cyrus should attack her, arguing that if he should conquer her at a distance from her kingdom, he would not take the kingdom away from her, because she would have time to reorganize; but if he should overcome her within her boundaries, he could pursue her in flight and, not giving her time to reorganize, take possession of her country. They cite also the advice that Hannibal gave to Antiochus when that king planned to make war on the Romans, in which he showed that the Romans could not be overcome except in Italy, because an invader could make use of their arms and their riches and their friends, but he who fought them outside Italy, and left Italy free to them, would leave them a never.-failing source to supply them with forces at n ed. And he concluded that Rome could be taken sooner than the empire, and Italy sooner than the other provinces.1 They cite also Agathocles, for when he could not support a war at home, he assailed the Carthaginians, who were fighting against him,
1. Livy 34. 60.
354 DISCOURSES 2. 12
and brought them to asking peace. They cite Scipio, who, to get the war away from Italy, attacked Africa.
[ A war of defense]
Those who speak on the other side say that one who wishes to make an enemy have a hard time gets him away from home. They cite the Athenians, who, while they made war conveniently near home, were successful; and when they moved to a distance and went with their armies into Sicily, they lost their liberty. They cite the fables of the poets, in which it appears that Antaeus, King of Libya, when attacked by Hercules the Egyptian, was unconquerable while he waited for him within the bounds of his own kingdom, but when he departed from it because of the cleverness of Hercules, he lost his state and his life. This has given support to the fable that Antaeus, being on the earth, got his strength back from his mother, who was the Earth, and that Hercules, realizing this, raised him aloft and got him away from the earth.
They cite also modern opinions. Everybody knows that Ferdi.., nand King of Naples was in his day thought a very wise prince. On a rumor, two years before his death, that the King of France, Charles VIII, intended to attack him, he made great preparations; then he fell sick; and at the point of death, among his other pieces of advice to his son Alphonso, he said he should wait for the enemy within his kingdom, and for nothing in the world take forces outside his state but wait within his own bounds with his complete army. This was not observed by Alphonso, for by sending an army into Romagna, without fighting he lost that army and his state.
[ The risking of all one’s fortune but not all one’s forces]
The reasons, in addition to those already given, brought up on either side of this debate are these: an attacker comes with more courage than he who awaits, which makes his army more confident; in addition to this, the attacker deprives his enemy of the power to make convenient use of many of his resources, since the defender cannot make use of subjects who have been plundered and a ruler having an enemy in his country is obliged to be more careful in taking money from his subjects and burdening them; thus the in,, vader can dry up that source which, as Hannibal said, makes it possible for the defender to endure the war. Besides this, his soldiers,
being in another ruler’s country, necessarily fight, and such necessity gives them vigor, as we have said many times. On the other hand, it is said that, waiting for the enemy, you wait with great advantage, because without any trouble you can give him many troubles about supplies and about everything an army needs; you can more easily impede his plans through your knowledge of the country, which is better than his; you are able to meet him with greater forces, because you can easily bring all of yours together, but you cannot take them all to a distance from home; if you are defeated, you can easily reorganize, both because much ofyour army is saved through having places of escape close by and because the reinforcement does not have to come from a distance. Hence you succeed in risking all your forces but not all your Fortune; and if you go to a distance, you risk all your Fortune and not all your forces. And there have been some who, better to weaken their enemy, have let him enter some days’ marches into their country and take many towns, so that, leaving garrisons in all of them, he may weaken his army and they then can fight him more easily.
[Unarmed countries. C astruccio and the Florentines]
But to say now what I myself think about it, I believe that this distinction is to be made: either my country is armed, like that of the Romans or like that of the Swiss at present, or it is unarmed, like that of the Carthaginians or like that of the King of France and the Italians. In the latter case, the enemy ought to be kept distant from your home, because, since your strength is in money and not in men, whenever the course of the former is impeded, you are finished; and there is nothing that hinders you in using it so much as war at home. The Carthaginians are instances of this, who, while their own home was free from enemies, could by means of their income make war with the Romans; but when it was attacked, they could not resist Agathocles. The Florentines had no remedy against Castruccio, Lord of Lucca, because he made war against them in their own country, so that to be defended they had to give themselves to King Robert of Naples. But when Castruccio was dead, these same Florentines had the courage to attack the Duke of Milan in his own country and to strive to take his dominion from him-so much vigor they showed in distant wars and so much weakness in those nearby.
DISCOURSES 2. 12, 13
[Armed countries more formidable at home]
But when kingdoms are armed, as Rome was armed and as the Swiss are, they are more difficult to conquer the nearer you get to them, because these bodies can unite more forces to resist an attack than they can to assail somebody else. Nor does Hannibal’s authori… ty move me in this case, because passion and his own profit made him say what he did to Antiochus. I believe that if the Romans had had in France in the same space of time those three defeats that Hannibal gave them in Italy, they would have been finished; they could not have made use of the remainders of their armies, as they made use of them in Italy; they would not have had the same op., portunity for reorganizing, nor would they have been able to resist the enemy with such forces as they employed. We never find them sending out to attack a province an army exceeding fifty thousand men, but in order to defend their country they sent out in arms against the French, after the first Punic War, eighteen hundred thousand. And moreover they could not have defeated them in Lombardy as they defeated them in Tuscany, because against so large a number of enemies they could not have led such large forces to such a distance or have fought so conveniently. The Cimbri defeated a Roman army in Germany, and the Romans had no resource there. But when the Cimbri arrived in Italy and the Romans put all their forces together, they finished them. The Swiss can easily be overcome outside their own country, where they cannot send more than thirty or forty thousand men, but to overcome them at home, where they can bring together a hundred thousand, is very difficult.
[ The decision according to circumstances]
I conclude, then, again, that a prince whose people are armed and disciplined for war should always wait at home for a mighty and dangerous war and not go to meet it; but he whose subjects are un., armed and whose country is unused to war should always get as far away from home as he can. And so both of them, according to their circumstances, will defend themselves best.
CHAPTER 13. MEN GO FROM LOW TO HIGH FORTUNE MORE OFTEN THROUGH FRAUD THAN THROUGH FORCE
[Force without fraud is not enough]
I believe it very true that rarely or never do men of humble fortune come to high rank without force and without fraud, except that a rank which another has attained may be given to such men or left them by inheritance. Nor do I believe that force alone will ever be enough, but fraud alone certainly will be enough, as anyone will see clearly who reads the life of Philip of Macedon, that of Agatha, des, the Sicilian, and of many others like them, who from the lowest, or at least from low fortune, have attained either kingdoms or very large empires.
[ An ambitious prince must learn to deceive]
Xenophon presents in his Life of Cyrus this necessity for deceiving, if we consider that Cyrus’ first expedition against the King of Arme”‘ nia is full of fraud, and that with deception and not with force he gained his kingdom/ No other conclusion is to be drawn from such an action than that a prince who wishes to do great things must learn to deceive. Xenophon says that Cyrus deceived also Cyaxares, King of the Medes, his maternal uncle, in many ways; without such fraud, Cyrus could not have attained the greatness he did. I do not believe that ever any man originally placed in humble fortune has come to great authority only by open force and honestly, but I firmly believe they have done it by fraud alone, as did Giovan Galeazzo Visconti when he took the state and the rule of Lombardy from Messer Bernabo his uncle.
[ Republics also use fraud]
And what princes are obliged to do when they begin to grow great, republics are also obliged to do, until they have become power,
1. Xenophon, CYROPAEDIA 2. 4. 16, 23; 3. 1. 19. None of these, however, illustrates other deception than military stratagem, such as covering an expedition by a pretended hunt. There seems to be in the CYROPAEDIA no instance in which Cyaxares is deceived by his nephew, though he is annoyed by the effect on himself of Cyrus’ vigor ( 4. 1. 12-21; 4. 5. 8-13, 18-34; 5. 5. 5-41). In his desire to prove his point, Machiavelli seems to have supposed he remembered what in fact is not in Xenophon.
DISCOURSES 2. 13, 14
fol, and force alone is enough. And because Rome used in every way, either through chance or through choice, all the methods needed for attaining to greatness, she did not fail to use this one too. She could not have adopted in the beginning a more important deception than her method, discussed by us above,2 of making herself associates, because under this name she made them slaves, as were the Latins and other peoples round about. Because first she availed herself of their armies in subduing the neighboring peoples and getting reputa.., tion as a power. Then, after they were conquered, she attained such greatness that she could overcome anyone. And the Latins never realized that they were wholly slaves until they saw that the Samnites were twice defeated and were forced to make peace.3 This victory, as it greatly increased the reputation of the Romans with princes at a distance, who by means of it learned the name of Rome but not her arms, so it gave rise to envy and suspicion in those who saw and felt her arms, among whom were the Latins. And this envy and this fear were so powerful that not merely the Latins but the colonies the Romans themselves had in Latium, together with the Campanians, who a little earlier had been defended, conspired against the Roman name. And the Latins began this war in the manner in which it is
said above that the larger number of wars are made,4 that is, not by assailing the Romans but by defending the Sidicini against the Sam,,•
nites, who were making war on the Sidicini with the permission of the Romans. And that the Latins began the war because they recognized this deception, Titus Livius shows by the tongue of Annius Setinus the Latin praetor, who in their council spoke these words: “For if even now under the cover of a bilateral treaty we can endure slavery,” etc. (Livy 8. 4).
So it is plain that the Romans too in their early growth were also not lacking in fraud, which it has always been necessary for those to use who from little beginnings wish to climb to high places-some,, thing which is the less to be censured the more it is concealed, as was this of the Romans.
DISCOURSES Z. 4.
3· Livy 7· 33, 36, 37·
4. DISCOURSES Z. 9.
CHAPTER 14. MEN MANY TIMES DECEIVE THEMSELVES, BELIEVING THEY WILL OVER, CO ME PRIDE WITH HUMILITY
It is often true that humility not merely does not profit but that it harms, especially when it is used toward arrogant men who, for envy or for some other reason, have conceived hate against you. Our historian bears witness to it in this matter of the war between the Romans and the Latins. Because, when the Samnites complained to the Romans that the Latins had assailed them, the Romans were not willing to forbid such a war to the Latins, wishing not to irritate themr-something that not merely did not irritate them but made them become bolder against the Romans, and they more quickly revealed themselves as enemies. Testimony to this is given by the words of the aforesaid Latin praetor, Annius, in the same council, where he said: “You have tested their patience by denying them troops; who can doubt that they were angry Yet they endured that pain. They heard that we were getting ready an army against the Samnites, their con, federates, and yet they did not move from their city. Why are they so modest, unless they are aware of our forces and of their own” (Livy 8. 4) So therefore we clearly see by means of this passage how much the patience of the Romans increased the arrogance of the Latins.
[You had better lose by force than through fear]
Never, therefore, should a prince consent to lower his dignity, and never should he give up anything by agreement, if he wishes to give it up honorably, except when he can hold it or believes he can. Almost always, when things have come to such a pass that you can, not give up a possession in the way just mentioned, you had better let it be taken from you by force rather than through the fear of force.
If you let it be taken through fear, you do so to avoid war; yet usually you do not avoid it, because he to whom you have with evident
cowardice resigned something does not stand still but hopes to take other things from you and is hotter against you, valuing you lower. And on the other side you find defenders colder in aiding you, since they think you weak and cowardly. But if, as soon as the purpose of your adversary is revealed, you prepare forces, even though they are
1. Livy 8. 2, 3.
360 DISCOURSES 2. 14, 15
inferior to his, he esteems you. You are also more esteemed by neigh… boring princes, and when you are under arms, some decide to aid you who, if you abandon yourself, never will aid you.
[ Divide your enemies by prudent concessions to some of them]
The foregoing applies when you have one enemy. But when you have several, to give up some of your possessions to one of them in order to gain him to your side, even though war is already declared, and to cut him off from your other allied enemies, always is a prudent measure.
CHAPTER 15. WEAK STATES WILL ALWAYS BE UNCERTAIN IN COMING TO A DECISION, AND SLOW DECISIONS ARE ALWAYS INJURIOUS
[Firm purpose will.find itself words]
In this same material and in these same beginnings of war be… tween the Latins and the Romans, we can observe how in every council it is well to come to the specific in that which is to be decided and not to remain always in doubt and uncertainty about the matter. This is plainly seen in the council the Latins held when they were thinking of detaching themselves from the Romans. Because the Romans, having foreseen this bad disposition that had affected the Latin people, in order to make themselves sure of the matter and to see if without laying hands on their weapons they could gain back those people, notified them to send eight citizens to Rome, because they needed to consult with them. The Latins, learning this and realizing that they had done many things against the will of the Romans, held a council to arrange who should go to Rome and to give them instructions on what they had to say. And being in the council at this debate, their praetor, Annius, spoke these words to them: “I judge it of the greatest importance for our affairs that you should consider rather what we ought to do than what is to be said. It will be easy, when the plans are settled, to fit words to things” (Livy 8. 4). These words without doubt are very true and ought to be chewed on by every prince and every republic, because when they hesitate and are unsure what to do, they cannot find fit words,
but once having fixed their purpose and decided what they are going to do, they can easily find words.
[Machiavelli’s observation in Florence]
I have stressed this matter the more gladly, inasmuch as in many instances I have seen such hesitation injure public acts, with damage and disgrace to our republic. And in doubtful questions, and where courage is needed for deciding them, this hesitation will always appear when weak men must discuss and decide.
[Dilatory decision]
Not less injurious than hesitating decisions are slow and late ones, especially those that have to be made in favor of some friend, because dilatory men aid nobody and damage themselves. Decisions of this sort come either from weakness in courage and in forces or from the wickedness of those who decide, for, moved by selfish passion to attempt to ruin the state or to carry out some other desire of theirs, they do not allow the decision to be made but impede it and oppose it. Because good citizens, even when they see popular impulse turning itself in an injurious direction, never impede their verdict, especially in things for which there is not plenty of time.
After the death of the tyrant Hieronymus in Syracuse, when there was a serious war between the Romans and the Carthaginians, the Syracusans got to disputing whether they ought to hold to the friend,, ship of Rome or of Carthage. So great was the ardor of the parties that the thing was uncertain and they did not come to any resolve about it until finally Apollonides, one of the leaders in Syracuse, in an oration full of prudence showed that no one was to be blamed who held the opinion that they should adhere to the Romans, nor was anyone blameworthy who wished to take the Carthaginian side, but that it was good to abhor such uncertainty and delay in making their resolution, because in such uncertainty he saw the utter ruin of their republic. But if the resolve were made, whatever it might be, it was possible to hope for something good. Nor could Titus Livius show better than he does in this section the harm that hesitation brings on.1 He shows it also in the following instance of the Latins: the Lavinians, when solicited by them for aid against the Romans,
1. Livy 24. 28.
362 DISCOURSES 2. 15, 16
put off deciding so long that when they had just got outside their gate with soldiers to give such aid, news came that the Latins were defeated. On this their praetor Milionius said:”This bit of marching will cost us plenty with the Roman people” (Livy 8. n). Because, if they determined early either to aid or not to aid the Latins, by not aiding them they would not irritate the Romans; by aiding them, when their aid was in time, they might with the addition of their forces enable them to win. But by putting it off they were sure to lose in any case, as happened to them.
[Florentine procrastination]
And if the Florentines had heeded this passage, they would not have suffered from the French so many losses or so many troubles as they did at the time of the expedition of King Louis XII of France into Italy against Lodovico Duke of Milan. For when the King was considering such an expedition, he sought alliance with the Florentines; and the ambassadors who were with the King agreed with him that they would remain neutral and that the King, coming into Italy, should support them in their position and receive them under his protection; and he gave the city a month’s time for ratifying. Such ratification was put off by those who with little prudence favored the affairs of Lodovico until finally, the King being on the very point of victory and the Florentines then wishing to ratify, their ratification was not accepted, for the King knew that perforce and not willingly the Florentines were allying themselves with him. This cost the city of Florence a great deal of money, and she was close to losing the power to govern herself, as at a later time and for a similar reason happened to her.2 And so much the more to be condemned is that policy because it also did no service to Duke Lodovico, who, if he had won, would have showed many more signs of hostility against Florence than did the king.
[The structure of the Discourses]
And though the injury done to republics by this weakness has been discussed above in another chapter,3 nonetheless, having a new chance for it because of a new circumstance, I have chosen to repeat
2. In 1512, when the Medici returned.
3. DISCOURSES 1. 38.
it, since it seems to me, strikingly, a matter that republics like ours ought to observe.
CHAPTER 16. HOW FAR THE SOLDIERS OF OUR TIMES HA VE TURNED A WAY FROM ANCIENT DISCIPLINE
[The stubborn courage of the Romans]
The most important battle ever fought by the Roman people in any war with any nation was that fought with the Latin people in the consulate ofTorquatus and Decius. Every reason assures us that just as the Latins by losing it became slaves, so the Romans would have become slaves if they had not won it. And of this opinion is Titus Livius, since he makes the armies in every respect equal in discipline, in quality, in stubbornness and in number.1 The only difference between them was that the Roman army had leaders more competent than the leaders of the Latin army. Further, as they directed this battle two events happened such as had not happened before and of which afterward there are few instances: namely, to keep the spirits of the soldiers firm and obedient to their orders and determined to fight, one Consul killed himself and the other killed his son. The equality between the armies that Titus Livius asserts came about because, having served together a long time, they were alike in speech, discipline and arms; in drawing up for battle they used just the same method, and the military bodies and the leaders of those bodies had the same names. It was necessary, then, since they were equal in forces and equal in efficiency, that something extraor.. dinary should arise that would establish and make more stubborn the spirits of one army than of the other. On this stubbornness, as has been said at other times, depends victory, because while it lasts in the breasts of the fighters, armies never turn their backs. And that it might last longer in the breasts of the Romans than of the Latins, partly chance, partly the devotion of the Consuls brought Torquatus to kill his son, and Decius to kill himsel£
1. Livy 8. 4-g.
DISCOURSES 2. 16
[ Roman military organization]
In connection with showing this equality of forces, Titus Livius shows the entire method that the Romans used in armies and in battles. Since he sets it forth at length, I shall not repeat it, but shall only run over what I think noteworthy and what, being neglected by all the generals of our times, has produced in armies and in battles many difficulties. I say, then, that from the passage in Titus Livius we gather that the Roman army had three principal bodies, which in Tuscan would be three schiere. They called the first hastati, the second principes, the third triarii, and each of these had its own cavalry. In
drawing up for battle, they put the hastati in front; in the second place,
straight behind them, they put the principes; in the third, right in the same file, they put the triarii. The cavalry of the three bodies they put to right and to left of the three. The squadrons of cavalrymen, from their form and from their position, were called alae because they seemed like two wings of that body. They drew up the first body, that of the hastati, which was in front, in such tightly locked order that it could push back and resist the enemy. The second body, that of the principes, was not the first to fight but had the duty of aiding the hastati when they were beaten or forced back; it did not, therefore, form in close order, but kept its ranks open in such a way that with., out being disordered it could receive the first into itself, whenever the hastati were pushed back by the enemy. The third body, that of the
triarii, kept its ranks yet more open than did the second, in order to
receive into itself, if there was need, the first two bodies, those of the principes and the hastati. These bodies then, drawn up in this form, entered the fight; if the hastati were forced back or overpowered, they retired into the spaces left in the ranks of the principes; thereupon, with the two bodies joined in one unit, they re.-entered the fight. If these also were thrown back, they retired into the openings left in the ranks of the triarii, and all three bodies as a unit renewed the fight. If still they were beaten, since they could not again reform, they lost the day. And because whenever this last body, that of the triarii, was used, the army was in danger, the proverb arose: “The business has been brought to the triarii” (Livy 8. 8). This means in Tuscan form: “We have risked our last stake.”
[ Modern armies fail to provide reserves]
The generals of our day, as they have abandoned all the other methods of ancient discipline, and do not follow any part of it, have abandoned this part. Yet it is not of slight importance, because he who draws up his army for battle in such a way that he can reorder it three times, must have Fortune as his enemy three times ifhe is to lose, and must have against him an efficiency that three times is enough to conquer him. But he who relies only on the first push, as do all the Christian armies today, can easily lose, because any lack of order, any half,,way efficiency can take the victory away from him. That which makes our armies lack the power to reorganize themselves three times is that they have lost the method of receiving one body into another. This comes about because at present battles are planned with one of these two defects. The first is that our generals put their groups shoulder to shoulder and make their array wide across and of slight depth, which makes it weak because it is thin from the front to the rear. And whenever, to make it stronger, they put bodies at the rear in the fashion of the Romans, if the first line is broken, since there is no method for it to be received by the second, they are all mixed together and break themselves: if the one in front is pushed back, it crowds upon the second; if the second tries to go forward, it is impeded by the first. Hence, the first crowding the second, and the second the third, so much confusion results that often a very slight unforeseen event ruins an army.
[ The battle of Ravenna]
The Spanish and French armies at the battle of Ravenna, where Monsieur de Foix, leader of the French soldiers, died (which was, for our times, a very well,,fought field), were drawn up according to one of the methods given above; that is, both armies came with all their men drawn up shoulder to shoulder, so that neither of them had more than one front, and they were much more extensive across than in depth. And so they always do where they have a large field, as they did at Ravenna, because, knowing the disorder they cause if they draw back, they escape it when they can by putting themselves in one line, by making their front wide, as has been said. But when
366 DISCOURSES 2. 16, 17
the country limits them, they arrange themselves in the bad order mentioned above, without seeking for a remedy.
[The Florentines defeat themselves at Santo Regolo]
In this same bad order they ride through a hostile country, whether they are plundering or carrying on any other affair of war. At Santo Regolo in the territory of Pisa, and elsewhere, where the Florentines were defeated by the Pisans in the time of the war between the Florentines and that city (on account of its rebellion after Charles the King of France crossed into Italy), the damage from the friendly cavalry was greater than that from any other source; being in front and driven back by the enemy, it plunged into the Florentine infantry and broke it; thereupon all the remainder of the soldiers turned back. And Messer Ciriaco dal Borgo, the old leader of the Florentine infantry, has affirmed in my presence many times that he was never defeated except by the cavalry of his friends. The Swiss, who are the masters of modern war, when they serve with the French, above all things take care to put themselves to one side, where the friendly cavalry, if driven back, does not strike them.
[Modern armies subject to one fortune]
And though these things seem easy to understand and very easy to do, nevertheless none of our contemporary generals imitates the ancient methods and corrects the modern ones. And though they still have their army in three parts, calling one part the advance guard, another the battle,2 and another the rear guard, they do not in any way use them except in giving orders in camps. But in handling them it is very seldom, as has been said above, that they do not make all these bodies subject to one and the same fortune.
[Artillery]
And because many, to excuse their ignorance, assert that the destructive force of artillery does not at the present permit many of the ancient methods to be used, I shall debate this matter in the following chapter, and I shall inquire whether the artillery is such an impediment that we cannot use the good methods of antiquity.
2. Main body {Italian, battagliaJ. The word battle to signify one of the principal divisions
ef an army was frequently used as late as the seventeenth century.
CHAPTER 17. HOW ARMIES AT THE PRESENT TIME SHOULD ESTEEM ARTILLERY AND IF THE OPINION UNIVERSALLY HELD OF IT IS TRUE
[Do cannon make courage useless?]
As I have considered, in addition to the things aforesaid, how many combats in the field (called in our times, with a French word, giornate, and by the Italians fatti d’arme) were fought by the Romans at different times, I have encountered an opinion common to many, that if artillery had been used in their times, the Romans could not or not so easily-have taken provinces and made peoples tributary to them, as they did; nor would they in any way have made such mighty acquisitions. Many say also that as the result of these fire.1 weapons, men cannot use and show their courage as they could in antiquity.1 And they add a third thing: that we come to battle with more difficulty than they came then, and that we cannot now keep the order of battle of those times; so that war will be turned over, in the course of time, to the artillery. And judging that it is not apart from the subject to discuss whether such opinions are true, and how much artillery has increased or diminished the forces of armies and if they take away or give opportunity to good generals for acting with ability, I shall begin to speak as to their first opinion, namely, that the ancient Roman armies would not have made the gains they did if artillery had existed. On that, I say in answer that war is made either by defending or by attacking. Hence I must first consider to which of these two aspects of war artillery brings more profit or more loss.
[Cannon favor the offensive]
And though there is something to say on either side, nonetheless I believe that without comparison it causes more loss to him who defends than to him who attacks. I say this for the reason that he who defends is either inside acity or he is in the fields inside a stockade.